13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-08, with 1,800 holding rows worth $359,279,000.
- Accession
- 0001420506-17-000695
- Filer
- CIK 1616654
- Filed
- 2017-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,800 entries on the cover page, a total value of $359,279,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $359,279,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 500 | $19,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 1,040 | $19,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 600 | $19,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 877 | $19,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 782 | $19,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 417 | $18,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,350 | $18,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 635 | $18,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,830 | $18,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 75 | $18,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,900 | $18,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,400 | $18,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 800 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 600 | $18,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 250 | $18,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 225 | $18,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,099 | $18,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 549 | $18,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,280 | $18,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,490 | $18,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,032 | $18,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 256 | $17,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 104 | $17,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 450 | $17,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 91 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 600 | $17,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 275 | $17,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 600 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 604 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 740 | $17,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,500 | $17,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 353 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 348 | $17,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 113 | $17,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,000 | $17,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 248 | $17,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 329 | $16,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 200 | $16,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 786 | $16,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 200 | $16,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 130 | $16,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,015 | $16,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 225 | $16,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 150 | $16,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 200 | $16,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 423 | $16,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,500 | $16,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,100 | $16,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 200 | $16,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 108 | $16,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 200 | $16,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 1,045 | $16,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,080 | $16,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 200 | $16,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 150 | $16,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 200 | $16,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 500 | $16,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 550 | $16,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 500 | $16,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 661 | $16,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 302 | $15,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 700 | $15,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 210 | $15,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 325 | $15,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 230 | $15,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 175 | $15,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 325 | $15,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 750 | $15,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,325 | $15,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,000 | $15,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 306 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 550 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 212 | $15,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 500 | $15,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 500 | $15,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 400 | $15,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,900 | $15,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,000 | $15,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 500 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 580 | $15,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 500 | $14,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 531 | $14,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,400 | $14,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 100 | $14,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 70 | $14,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 200 | $14,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 156 | $14,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 85 | $14,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 268 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 375 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 314 | $14,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 200 | $14,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 90 | $14,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 72 | $14,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 125 | $14,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 418 | $14,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 500 | $14,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 1,601 | $14,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,000 | $14,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 735 | $14,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 540 | $14,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 867 | $14,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 800 | $14,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 200 | $13,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 110 | $13,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 300 | $13,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 200 | $13,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 135 | $13,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 593 | $13,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 200 | $13,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 154 | $13,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 100 | $13,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 250 | $13,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 286 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 300 | $13,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 600 | $13,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,263 | $13,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 300 | $13,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 309 | $13,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,000 | $13,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 500 | $13,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 2,012 | $13,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 126 | $13,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 1,000 | $13,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 60 | $13,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 368 | $13,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,025 | $13,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,437 | $13,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 2,760 | $13,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 200 | $13,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 4,200 | $13,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,430 | $12,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 78 | $12,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 200 | $12,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 171 | $12,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 415 | $12,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 600 | $12,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 687 | $12,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 450 | $12,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 208 | $12,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 200 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 440 | $12,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 726 | $12,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 200 | $12,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 65 | $12,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 456 | $12,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,000 | $12,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 256 | $12,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 950 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 360 | $12,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 231 | $12,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 361 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 250 | $12,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 243 | $12,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 270 | $12,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 500 | $12,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 4,000 | $12,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 642 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 195 | $12,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 67 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 250 | $11,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 332 | $11,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 172 | $11,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 266 | $11,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 125 | $11,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 120 | $11,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 172 | $11,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 450 | $11,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 300 | $11,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 103 | $11,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 225 | $11,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 635 | $11,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 45 | $11,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 250 | $11,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 250 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 400 | $11,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 393 | $11,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 266 | $11,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 727 | $11,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,000 | $11,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 840 | $11,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 192 | $11,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 121 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 400 | $11,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 500 | $11,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 279 | $11,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 576 | $11,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 317 | $11,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 387 | $11,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 100 | $11,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 470 | $11,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 290 | $11,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 325 | $11,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 175 | $11,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 503 | $10,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 25 | $10,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 66 | $10,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 150 | $10,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 500 | $10,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 200 | $10,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 453 | $10,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 100 | $10,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 220 | $10,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 221 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 503 | $10,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 200 | $10,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 88 | $10,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 335 | $10,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 200 | $10,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 400 | $10,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 169 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 76 | $10,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 475 | $10,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 528 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,555 | $10,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 750 | $10,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 550 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 106 | $10,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 300 | $10,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 948 | $10,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 75 | $10,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 200 | $10,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 246 | $10,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 400 | $10,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 870 | $10,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 337 | $10,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 200 | $10,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 540 | $10,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 114 | $10,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 2,000 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 520 | $10,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 738 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 515 | $10,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 300 | $10,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 450 | $10,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 80 | $9,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 38 | $9,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 525 | $9,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 100 | $9,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 465 | $9,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 229 | $9,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,500 | $9,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100 | $9,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 300 | $9,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 100 | $9,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 900 | $9,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 300 | $9,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 180 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 375 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 117 | $9,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 201 | $9,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 434 | $9,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 400 | $9,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 687 | $9,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 712 | $9,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 500 | $9,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 150 | $9,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 225 | $9,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 195 | $9,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 713 | $9,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 425 | $9,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 200 | $9,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 462 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 150 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 210 | $9,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 225 | $9,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,500 | $9,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 640 | $9,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 70 | $9,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 978 | $9,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 400 | $9,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 700 | $9,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,300 | $9,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 220 | $9,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 500 | $9,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 169 | $8,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 50 | $8,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 216 | $8,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 100 | $8,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 564 | $8,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 81 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 800 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 100 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 210 | $8,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 693 | $8,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 225 | $8,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 76 | $8,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 183 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 250 | $8,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 346 | $8,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 484 | $8,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 300 | $8,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 171 | $8,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,418 | $8,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 321 | $8,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 300 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 285 | $8,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 50 | $8,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 500 | $8,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 450 | $8,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 330 | $8,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 3,926 | $8,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 829 | $8,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 404 | $8,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 70 | $8,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 485 | $8,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 277 | $8,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 537 | $8,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 200 | $8,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 246 | $8,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 220 | $8,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 240 | $8,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 258 | $8,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 134 | $7,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 60 | $7,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 101 | $7,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 200 | $7,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 425 | $7,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 488 | $7,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 500 | $7,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 715 | $7,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 550 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 160 | $7,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 163 | $7,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 388 | $7,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 150 | $7,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 100 | $7,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 100 | $7,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 500 | $7,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 200 | $7,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 345 | $7,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 500 | $7,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 70 | $7,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 340 | $7,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 500 | $7,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 285 | $7,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 1,050 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 104 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 200 | $7,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 46 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 219 | $7,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 100 | $7,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 929 | $7,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 1,950 | $7,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,788 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 100 | $7,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 2,500 | $7,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 1,500 | $7,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 55 | $6,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 325 | $6,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $6,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 200 | $6,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 150 | $6,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 100 | $6,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 65 | $6,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 75 | $6,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 135 | $6,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 700 | $6,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 100 | $6,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 300 | $6,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 67 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 50 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 608 | $6,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 185 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 109 | $6,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 159 | $6,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 250 | $6,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 201 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 250 | $6,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 80 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 150 | $6,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 35 | $6,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 265 | $6,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 100 | $6,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 500 | $6,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 200 | $6,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 200 | $6,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 500 | $6,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 300 | $6,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 200 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 370 | $6,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 100 | $6,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 800 | $6,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 175 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 127 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 105 | $6,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 253 | $6,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 60 | $6,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 200 | $6,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 160 | $6,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 214 | $6,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,000 | $6,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 250 | $6,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 150 | $6,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 276 | $6,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 650 | $6,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 240 | $6,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 500 | $6,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 875 | $6,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 167 | $5,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 100 | $5,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,052 | $5,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 200 | $5,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 93 | $5,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 95 | $5,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 160 | $5,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 100 | $5,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 150 | $5,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 317 | $5,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 100 | $5,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 250 | $5,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 200 | $5,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 100 | $5,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 200 | $5,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,000 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 261 | $5,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 500 | $5,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 100 | $5,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 132 | $5,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 150 | $5,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 134 | $5,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 500 | $5,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 617 | $5,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 120 | $5,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 90 | $5,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 300 | $5,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 300 | $5,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 33 | $5,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,000 | $5,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 700 | $5,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 200 | $5,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 427 | $5,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 77 | $5,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,100 | $5,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 300 | $5,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 600 | $5,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 77 | $5,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 300 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 122 | $5,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 103 | $5,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 100 | $5,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 200 | $5,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 255 | $5,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 200 | $5,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 250 | $5,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 57 | $5,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 200 | $5,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 50 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 39 | $5,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 100 | $5,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 335 | $5,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 89 | $5,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 50 | $4,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 50 | $4,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 44 | $4,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 25 | $4,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 106 | $4,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 98 | $4,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 115 | $4,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 44 | $4,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 67 | $4,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 73 | $4,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 91 | $4,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 100 | $4,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 109 | $4,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 314 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 31 | $4,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 150 | $4,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 400 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 100 | $4,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 65 | $4,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 400 | $4,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 165 | $4,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 300 | $4,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 50 | $4,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 153 | $4,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 75 | $4,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 217 | $4,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 146 | $4,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 70 | $4,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 267 | $4,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 103 | $4,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 523 | $4,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,000 | $4,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 100 | $4,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 1,075 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 180 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 200 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 160 | $4,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 305 | $4,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 250 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-17-000695 | this filing | 2017-11-08 | acceptance time not in the bulk data set |