13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC
EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-19, with 109 holding rows worth $438,153,000.
- Accession
- 0001420506-17-000474
- Filer
- CIK 1143261
- Filed
- 2017-07-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 109 entries on the cover page, a total value of $438,153,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $438,153,000 with VALUE read as thousands by filing date, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PANERA BREAD CO | 69840W108 | CL A | 158,500 | $49,870,000 | thousands by filing date | call |
| PANERA BREAD CO | 69840W108 | CL A | 140,000 | $44,050,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 260,600 | $28,523,000 | thousands by filing date | put |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 125,300 | $22,510,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 181,190 | $19,831,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 162,200 | $19,198,000 | thousands by filing date | put |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 201,400 | $18,660,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 281,200 | $17,659,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 224,000 | $11,243,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 207,223 | $10,401,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,442,900 | $10,157,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 10,400 | $10,067,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 191,700 | $9,621,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 161,200 | $9,579,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 512,237 | $9,502,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 39,400 | $9,480,000 | thousands by filing date | put |
| HUMANA INC COM | 444859102 | Stock | 39,100 | $9,408,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 105,400 | $9,338,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 53,000 | $8,872,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 34,860 | $8,388,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 140,204 | $8,331,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 65,900 | $7,800,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 59,000 | $6,983,000 | thousands by filing date | call |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 33,800 | $6,072,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 50,700 | $5,549,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 38,400 | $3,558,000 | thousands by filing date | call |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 19,085 | $3,429,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 32,800 | $3,293,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 67,300 | $3,115,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 123,800 | $2,982,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 28,500 | $2,862,000 | thousands by filing date | call |
| CIGNA CORPORATION | 125509109 | COM | 16,800 | $2,812,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 59,600 | $2,510,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 832,700 | $2,456,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 41,200 | $2,448,000 | thousands by filing date | call |
| Foundation Medicine Inc | 350465100 | COM | 54,900 | $2,182,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 89,800 | $2,163,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 20,600 | $2,068,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 12,400 | $1,883,000 | thousands by filing date | call |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 132,000 | $1,620,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 132,000 | $1,620,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 27,400 | $1,453,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 45,200 | $1,369,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 26,400 | $1,222,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 19,800 | $1,094,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 132,411 | $1,073,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 346,000 | $1,021,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 25,600 | $1,018,000 | thousands by filing date | put |
| US FOODS HLDG CORP COM | 912008109 | Stock | 36,399 | $991,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 20,600 | $867,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 12,000 | $754,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 65,050 | $748,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,000 | $725,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 691,861 | $713,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 107,900 | $684,000 | thousands by filing date | call |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 200,000 | $656,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 460,600 | $649,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 12,916 | $643,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 11,500 | $610,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 96,100 | $598,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 23,335 | $562,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 31,700 | $544,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 17,900 | $542,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 27,300 | $471,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 93,890 | $456,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 71,800 | $455,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 68,800 | $428,000 | thousands by filing date | put |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 24,900 | $427,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 93,374 | $405,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 14,000 | $382,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 44,937 | $377,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,500 | $360,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 24,891 | $336,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 10,000 | $330,000 | thousands by filing date | put |
| FORM HLDGS CORP COM | 34634E102 | Stock | 151,400 | $250,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,600 | $241,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,000 | $226,000 | thousands by filing date | call |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 9,100 | $216,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 34,127 | $212,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 16,160 | $207,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,070 | $183,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,500 | $183,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,500 | $183,000 | thousands by filing date | put |
| VWR CORP | 91843L103 | COM | 5,000 | $165,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,000 | $113,000 | thousands by filing date | put |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 32,800 | $112,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 100 | $93,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 4,300 | $74,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 500 | $72,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 3,000 | $71,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 9,350 | $59,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 3,400 | $59,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 500 | $53,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 9,042 | $53,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,600 | $48,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,300 | $46,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 2,500 | $43,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 25,800 | $36,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 418 | $19,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 10,929 | $18,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,400 | $17,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 12,317 | $15,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 600 | $12,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 5,000 | $8,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,000 | $5,000 | thousands by filing date | put |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 1,118 | $3,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 219 | $2,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-17-000474 | this filing | 2017-07-19 | acceptance time not in the bulk data set |