13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-24, with 776 holding rows worth $1,032,682,000.
- Accession
- 0001420506-17-000258
- Filer
- CIK 1449126
- Filed
- 2017-04-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 776 entries on the cover page, a total value of $1,032,682,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,032,682,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KELLANOVA | 487836108 | COM | 5,018 | $364,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 5,225 | $364,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 24,949 | $362,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,704 | $362,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,578 | $361,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 16,205 | $361,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 33,970 | $361,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 7,233 | $359,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,507 | $356,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 14,850 | $355,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 4,491 | $355,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 12,837 | $354,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 8,645 | $353,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 7,240 | $353,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 7,591 | $353,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,602 | $352,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,023 | $352,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 12,107 | $352,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 5,327 | $351,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,889 | $350,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 18,744 | $348,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 27,847 | $343,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 37,803 | $343,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 5,682 | $343,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 12,666 | $342,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,991 | $341,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 3,984 | $341,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 6,374 | $339,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 5,767 | $339,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 6,089 | $338,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 31,420 | $338,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,633 | $336,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,499 | $335,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,886 | $335,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 6,917 | $334,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 45,532 | $334,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,657 | $333,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 25,141 | $333,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 14,722 | $333,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 6,245 | $332,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 14,980 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 5,291 | $330,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,279 | $329,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,390 | $328,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 16,460 | $327,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,337 | $326,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 3,381 | $325,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 11,111 | $324,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 3,848 | $324,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 6,432 | $320,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 17,083 | $319,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 3,181 | $318,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,853 | $318,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,678 | $317,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 2,562 | $317,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 17,301 | $317,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,980 | $317,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 64,269 | $316,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 10,900 | $316,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,979 | $315,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 16,326 | $315,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 7,698 | $314,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 18,351 | $313,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,453 | $311,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 26,385 | $310,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 10,570 | $310,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 16,969 | $309,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 15,206 | $307,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,060 | $306,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,283 | $305,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,973 | $305,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,140 | $305,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,954 | $303,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,753 | $302,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 3,527 | $302,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 16,997 | $302,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 3,088 | $301,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 21,741 | $301,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 8,483 | $301,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 22,795 | $301,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,063 | $300,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,066 | $299,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,389 | $298,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,832 | $295,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,471 | $294,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 21,970 | $294,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 3,651 | $292,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,054 | $291,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 11,535 | $289,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 12,899 | $287,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,635 | $284,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 6,925 | $282,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 18,307 | $282,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 8,134 | $282,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 10,497 | $280,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 5,624 | $279,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 156 | $278,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,387 | $278,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 18,995 | $276,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,314 | $274,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,585 | $274,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 5,495 | $274,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,158 | $272,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 6,396 | $270,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,902 | $269,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,966 | $269,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 84,690 | $269,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,745 | $268,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 10,277 | $268,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 6,058 | $266,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,514 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 11,060 | $265,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 5,093 | $265,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 12,188 | $261,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 12,781 | $261,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,544 | $260,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 9,295 | $260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,219 | $259,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 10,347 | $259,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,631 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 5,105 | $254,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,276 | $253,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,154 | $253,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 5,050 | $253,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,077 | $252,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 11,635 | $252,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 877 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,232 | $246,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,994 | $245,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 3,847 | $243,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,687 | $243,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 5,281 | $243,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 10,413 | $242,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,796 | $241,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,974 | $241,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,212 | $240,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,564 | $239,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 21,701 | $239,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 5,036 | $239,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,387 | $238,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 15,300 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 5,128 | $237,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 24,669 | $237,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,266 | $236,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 7,290 | $236,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 4,833 | $235,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 9,590 | $233,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 7,444 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 5,463 | $231,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,132 | $231,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 14,683 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 2,525 | $231,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,680 | $230,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,493 | $230,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 21,341 | $230,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 69,118 | $228,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,700 | $227,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 3,670 | $226,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,700 | $225,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 11,321 | $225,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,246 | $225,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,563 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,394 | $224,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,423 | $224,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,021 | $223,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,560 | $223,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 5,945 | $223,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,462 | $223,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,918 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,471 | $222,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 3,632 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 14,596 | $220,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,326 | $219,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,181 | $218,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 8,625 | $218,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 21,037 | $217,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,237 | $215,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,711 | $215,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 2,037 | $215,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 9,314 | $215,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,293 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,225 | $214,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 3,256 | $213,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,846 | $212,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 18,900 | $211,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 8,958 | $211,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 5,175 | $211,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 21,275 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 7,496 | $208,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,582 | $208,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,105 | $207,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,516 | $207,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,091 | $206,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 3,962 | $206,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 4,156 | $206,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 25,690 | $206,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,418 | $205,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 14,215 | $205,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 49,412 | $204,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,428 | $202,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 12,674 | $202,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,652 | $201,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 11,662 | $199,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 15,595 | $197,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 12,099 | $192,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,900 | $188,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,745 | $186,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 14,306 | $185,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 16,656 | $184,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 13,515 | $184,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 18,055 | $183,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 11,774 | $174,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,013 | $172,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 10,908 | $172,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 40,140 | $171,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 20,070 | $164,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 31,348 | $161,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 19,720 | $157,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 13,970 | $156,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 12,531 | $155,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 40,059 | $155,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,171 | $152,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,798 | $148,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 26,509 | $148,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 10,427 | $144,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 17,176 | $139,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,253 | $137,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 16,562 | $135,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 15,585 | $135,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 11,200 | $133,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,493 | $132,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 11,850 | $132,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 11,772 | $129,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,491 | $128,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 15,174 | $123,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 14,209 | $122,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,611 | $118,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 137,268 | $116,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 19,297 | $115,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,881 | $108,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 12,647 | $106,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 48,578 | $104,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 10,500 | $103,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 13,392 | $103,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,565 | $96,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 58,778 | $96,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 31,679 | $96,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 16,393 | $94,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,047 | $93,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,476 | $84,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 10,371 | $83,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 11,255 | $81,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 80,000 | $79,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 18,939 | $79,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 70,000 | $72,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,690 | $65,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 15,150 | $65,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 14,085 | $61,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 40,300 | $60,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,074 | $55,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 13,000 | $53,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,505 | $47,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,406 | $45,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 12,784 | $44,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 45,000 | $42,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,050 | $39,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 18,959 | $36,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 10,000 | $30,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 25,000 | $26,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 25,850 | $24,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 35,000 | $23,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 12,500 | $20,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,026 | $17,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 10,000 | $10,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 21,380 | $8,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 10,995 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-17-000258 | this filing | 2017-04-24 | acceptance time not in the bulk data set |