13F-HR filed by Richard Bernstein Advisors LLC
Richard Bernstein Advisors LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 228 holding rows worth $1,193,978,000.
- Accession
- 0001420506-17-000153
- Filer
- CIK 1528214
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 228 entries on the cover page, a total value of $1,193,978,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,193,978,000 with VALUE read as thousands by filing date, 13F file number 028-14643. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 1,059,378 | $50,151,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 1,984,325 | $49,965,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,340,222 | $31,160,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 913,065 | $28,807,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 209,077 | $24,215,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 381,122 | $23,432,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 181,034 | $21,995,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 292,035 | $18,147,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 166,055 | $17,658,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 400,526 | $17,002,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 191,242 | $16,150,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 163,983 | $14,801,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 631,200 | $13,394,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 386,708 | $12,220,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 15,788 | $11,839,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 134,202 | $11,580,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 195,873 | $11,243,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 210,000 | $11,176,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 108,947 | $11,040,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 370,650 | $10,886,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 536,100 | $10,829,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 310,300 | $10,345,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 86,445 | $10,175,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 87,863 | $10,123,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 60,726 | $9,897,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 129,709 | $9,770,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 12,295 | $9,743,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 83,326 | $9,587,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 67,096 | $8,996,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 11,253 | $8,685,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 103,257 | $8,668,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 120,648 | $8,331,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 94,367 | $8,032,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 205,998 | $7,921,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 76,106 | $7,822,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 73,599 | $7,822,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 99,850 | $7,790,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 43,201 | $7,714,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 180,608 | $7,681,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 73,508 | $7,661,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 66,109 | $7,577,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 124,674 | $7,409,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 66,823 | $7,324,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 30,082 | $7,203,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 117,761 | $7,169,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 197,153 | $7,151,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 65,993 | $6,814,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 222,230 | $6,716,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 54,476 | $6,372,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 123,249 | $6,331,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 59,568 | $6,199,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 69,394 | $6,180,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 154,879 | $6,113,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 67,496 | $5,888,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 48,266 | $5,875,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 108,215 | $5,832,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 50,721 | $5,815,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 34,953 | $5,802,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 88,303 | $5,767,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 121,222 | $5,743,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 51,322 | $5,626,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 75,798 | $5,615,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 49,601 | $5,578,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 118,148 | $5,533,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 73,367 | $5,505,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 153,532 | $5,450,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 117,082 | $5,415,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 113,475 | $5,407,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 136,112 | $5,387,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 71,477 | $5,379,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 60,840 | $5,361,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 45,647 | $5,347,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 40,357 | $5,332,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 47,926 | $5,317,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 88,880 | $5,279,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 70,171 | $5,201,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 49,741 | $5,157,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 42,079 | $5,151,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 276,451 | $5,018,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 13,153 | $5,005,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 221,183 | $5,005,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 90,960 | $4,980,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 64,222 | $4,905,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 43,173 | $4,815,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 66,618 | $4,738,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 85,226 | $4,651,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 37,893 | $4,634,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 90,644 | $4,607,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 84,104 | $4,556,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 81,797 | $4,541,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 105,154 | $4,537,000 | thousands by filing date | |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 102,325 | $4,523,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 83,046 | $4,492,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 49,081 | $4,484,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 61,362 | $4,478,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 7,339 | $4,463,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 52,483 | $4,413,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 58,512 | $4,396,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 66,810 | $4,343,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 60,643 | $4,320,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 188,395 | $4,320,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 117,113 | $4,243,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 102,742 | $4,196,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 48,523 | $4,193,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 39,785 | $4,022,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 91,583 | $3,992,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 27,754 | $3,987,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 24,957 | $3,885,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 54,015 | $3,850,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 60,551 | $3,810,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 89,435 | $3,779,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,543 | $3,728,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 114,709 | $3,702,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 227,125 | $3,679,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 194,539 | $3,628,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 82,685 | $3,627,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 69,428 | $3,614,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 54,636 | $3,562,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 66,728 | $3,562,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 63,199 | $3,466,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 63,509 | $3,419,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 49,963 | $3,377,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 46,459 | $3,349,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 152,705 | $3,326,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 47,601 | $3,298,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 49,543 | $3,219,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 34,620 | $3,211,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 47,537 | $3,202,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 27,311 | $3,164,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 39,803 | $3,093,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 57,409 | $3,046,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 50,873 | $3,037,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 85,344 | $3,032,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 59,929 | $3,005,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 38,637 | $2,991,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 106,379 | $2,983,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 16,825 | $2,974,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 56,909 | $2,964,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 16,426 | $2,958,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 30,835 | $2,907,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 17,773 | $2,905,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 39,829 | $2,892,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 41,798 | $2,889,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 50,471 | $2,888,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 39,307 | $2,885,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 73,046 | $2,883,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 27,979 | $2,880,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 29,982 | $2,864,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 117,401 | $2,849,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 26,973 | $2,838,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 15,486 | $2,835,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 24,495 | $2,825,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 23,929 | $2,805,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 57,876 | $2,796,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 49,475 | $2,791,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 38,641 | $2,791,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 23,717 | $2,779,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 66,784 | $2,769,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 35,577 | $2,764,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 38,586 | $2,763,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 29,427 | $2,692,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 32,501 | $2,690,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 34,943 | $2,623,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 34,588 | $2,616,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 125,487 | $2,599,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 24,034 | $2,585,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 37,001 | $2,575,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 17,878 | $2,571,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 24,191 | $2,531,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 26,546 | $2,515,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 36,070 | $2,464,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 82,730 | $2,456,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 31,994 | $2,450,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 69,435 | $2,435,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 62,460 | $2,409,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 34,313 | $2,409,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 31,981 | $2,405,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 19,982 | $2,387,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 27,633 | $2,370,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 60,867 | $2,354,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 29,816 | $2,314,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 99,382 | $2,300,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 11,194 | $2,296,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 33,521 | $2,295,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 8,433 | $2,266,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 18,253 | $2,113,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 42,991 | $2,061,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 37,756 | $2,055,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 34,502 | $2,031,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 61,213 | $1,988,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 29,932 | $1,885,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 61,033 | $1,813,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 12,719 | $1,738,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 29,513 | $1,654,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 46,130 | $1,271,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 14,233 | $1,131,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,151 | $822,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 13,883 | $763,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,391 | $662,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 13,442 | $596,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 3,575 | $572,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 8,939 | $251,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 425 | $47,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 353 | $46,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,092 | $24,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 377 | $22,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 110 | $10,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 68 | $7,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 56 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 38 | $5,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 194 | $5,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 126 | $4,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 54 | $3,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 70 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 28 | $3,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 18 | $2,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 20 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 43 | $2,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 28 | $1,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 32 | $1,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 30 | $1,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 21 | $1,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 90 | $1,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 44 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARRIZO OIL & GAS INC | 144577103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRISTOW GROUP INC | 110394103 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-17-000153 | this filing | 2017-02-14 | acceptance time not in the bulk data set |