13F-HR filed by Elgethun Capital Management
Elgethun Capital Management filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-09, with 285 holding rows worth $127,965,000.
- Accession
- 0001420506-17-000100
- Filer
- CIK 1638022
- Filed
- 2017-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 285 entries on the cover page, a total value of $127,965,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $127,965,000 with VALUE read as thousands by filing date, 13F file number 028-17656. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Berkshire Hathaway Inc | 084670702 | COM | 64,808 | $10,559,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 109,706 | $5,139,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 56,842 | $4,891,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 26,811 | $4,451,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 59,152 | $4,001,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 126,210 | $3,988,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 54,876 | $3,777,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 32,882 | $3,456,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 49,535 | $3,419,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 60,085 | $3,314,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 136,045 | $3,162,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 79,443 | $2,972,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 39,363 | $2,915,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 158,213 | $2,865,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 24,300 | $2,801,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 74,164 | $2,780,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,547 | $2,524,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,035 | $2,407,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 45,325 | $2,383,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36,471 | $2,272,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,716 | $2,232,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 44,048 | $2,086,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 55,886 | $2,030,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 89,904 | $1,988,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 52,650 | $1,893,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 90,753 | $1,877,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 10,444 | $1,869,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 43,477 | $1,802,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 9,874 | $1,695,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 23,934 | $1,665,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,073 | $1,442,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 23,301 | $1,385,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 63,619 | $1,381,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 13,066 | $1,350,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 8,416 | $1,295,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,053 | $1,251,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 139,534 | $904,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 13,485 | $898,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 762 | $889,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,100 | $823,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 51,447 | $823,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 10,416 | $766,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,023 | $734,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,823 | $685,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 18,268 | $685,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 46,376 | $674,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,596 | $648,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,000 | $635,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,055 | $594,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 20,307 | $586,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,877 | $566,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,085 | $476,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,352 | $462,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 17,269 | $435,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 32,806 | $414,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 512 | $397,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 7,435 | $397,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,558 | $377,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,007 | $366,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 5,731 | $359,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 11,362 | $358,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,479 | $323,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 11,635 | $315,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 410 | $308,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,415 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 7,043 | $262,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,875 | $252,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,414 | $249,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 150 | $220,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,030 | $213,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,444 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,270 | $201,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,725 | $200,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,595 | $197,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 3,517 | $191,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 3,415 | $190,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,720 | $189,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 13,145 | $178,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,450 | $168,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 3,283 | $165,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 205 | $163,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 7,485 | $162,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,428 | $158,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,444 | $152,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,557 | $148,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 3,330 | $148,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 2,650 | $147,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,016 | $147,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 935 | $143,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 3,206 | $142,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 6,000 | $139,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 2,450 | $138,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,686 | $133,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 1,000 | $133,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 2,467 | $132,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 3,300 | $130,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 995 | $117,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 465 | $116,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 1,070 | $115,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,040 | $114,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,470 | $112,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 783 | $111,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,606 | $108,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 875 | $102,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 2,888 | $101,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,360 | $100,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 3,533 | $97,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 13,655 | $96,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 800 | $92,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 750 | $90,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 500 | $89,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,825 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,465 | $86,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 6,057 | $86,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,040 | $81,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 100 | $79,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 317 | $74,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,480 | $70,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,279 | $66,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 860 | $63,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 734 | $63,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 666 | $61,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 1,000 | $60,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,160 | $58,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 2,000 | $57,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 1,389 | $57,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,235 | $57,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 15,000 | $54,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 222 | $50,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 181 | $49,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 4,000 | $49,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 1,257 | $48,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,744 | $48,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 190 | $47,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 640 | $47,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 400 | $46,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 629 | $45,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 3,000 | $45,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 12,560 | $41,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 464 | $40,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,293 | $39,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 645 | $38,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 920 | $38,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 560 | $37,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,368 | $36,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 280 | $34,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,000 | $34,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 870 | $33,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 804 | $33,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 633 | $32,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 297 | $31,000 | thousands by filing date | |
| TARGET CORP | 87612E906 | CALL | 430 | $31,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 400 | $29,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 520 | $28,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 499 | $28,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,000 | $28,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 300 | $27,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,200 | $27,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 556 | $26,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 748 | $26,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 400 | $25,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 375 | $24,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 350 | $24,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 220 | $24,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 666 | $24,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 179 | $24,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 339 | $23,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 539 | $23,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 473 | $22,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 345 | $22,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 2,400 | $22,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 200 | $21,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,725 | $21,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 4,000 | $21,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,020 | $21,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 25 | $21,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,220 | $20,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 150 | $18,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 300 | $18,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 570 | $18,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 345 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 455 | $17,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 1,715 | $17,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 300 | $17,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 387 | $17,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 804 | $17,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,171 | $15,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 245 | $15,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 313 | $15,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 450 | $14,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 400 | $14,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 3,000 | $14,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 319 | $13,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 439 | $13,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 231 | $13,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 200 | $13,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 256 | $13,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,150 | $13,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 300 | $13,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,000 | $13,000 | thousands by filing date | |
| VTI | 922908769 | COM | 104 | $12,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 184 | $12,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 1,000 | $12,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 800 | $12,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 600 | $12,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 4,000 | $12,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 100 | $11,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,000 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 400 | $11,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 52 | $10,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 9,200 | $10,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 100 | $10,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 100 | $9,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 500 | $9,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 200 | $9,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,207 | $9,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 100 | $9,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 51 | $8,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 34 | $8,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 109 | $8,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 700 | $8,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,000 | $8,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,000 | $8,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,000 | $8,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 820 | $8,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 800 | $7,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 2,000 | $7,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,000 | $7,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 400 | $7,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 165 | $6,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 300 | $6,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 534 | $6,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 225 | $6,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 600 | $6,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,500 | $6,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 2,690 | $6,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 600 | $6,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 160 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 755 | $5,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 3,000 | $5,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,500 | $5,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,000 | $5,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 3,000 | $5,000 | thousands by filing date | |
| TRUECAR INC | 89785L907 | COM | 10 | $5,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 699 | $5,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 4,000 | $5,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 1,332 | $5,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 265 | $4,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 104 | $4,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 79 | $4,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 100 | $4,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 40 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 257 | $4,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 230 | $4,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 400 | $4,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100 | $3,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,000 | $3,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 200 | $3,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 206 | $3,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 10 | $3,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 25 | $2,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 33 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 20 | $2,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 31 | $2,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 20 | $1,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 25 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 58 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 143 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 51 | $1,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 25 | $1,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 15,455 | $1,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 63 | $1,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 133 | $1,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 1,000 | $1,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CNO FINL GROUP INC | 12621E103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCDERMOTT INTL INC | 580037109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-17-000100 | this filing | 2017-02-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-17-000103 | base | 2017-02-09 | acceptance time not in the bulk data set |