13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC
EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-24, with 127 holding rows worth $2,492,408,000.
- Accession
- 0001420506-17-000031
- Filer
- CIK 1143261
- Filed
- 2017-01-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 127 entries on the cover page, a total value of $2,492,408,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,492,408,000 with VALUE read as thousands by filing date, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 4,895,200 | $1,094,224,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 4,058,000 | $907,085,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 533,300 | $94,271,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 278,405 | $62,232,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 322,900 | $57,079,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 2,176,100 | $17,931,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 156,000 | $16,413,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 1,956,000 | $16,117,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 126,200 | $12,369,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 165,700 | $11,259,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 185,704 | $10,873,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 336,400 | $10,475,000 | thousands by filing date | put |
| HARMAN INTL INDS INC | 413086109 | COM | 92,500 | $10,282,000 | thousands by filing date | call |
| CABELAS INC | 126804301 | COM | 171,800 | $10,059,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 310,700 | $9,675,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 85,900 | $8,419,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 79,900 | $8,406,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 60,300 | $6,703,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 356,901 | $6,585,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 107,000 | $6,265,000 | thousands by filing date | call |
| HARMAN INTL INDS INC | 413086109 | COM | 55,500 | $6,169,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 346,600 | $6,007,000 | thousands by filing date | put |
| CIGNA CORPORATION | 125509109 | COM | 45,000 | $6,003,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 29,400 | $5,998,000 | thousands by filing date | call |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 341,440 | $5,917,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 43,300 | $4,556,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 90,130 | $4,468,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 90,000 | $4,461,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 521,800 | $4,300,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 153,200 | $3,723,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 64,600 | $3,551,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 78,700 | $3,347,000 | thousands by filing date | put |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 55,900 | $3,073,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 30,000 | $2,896,000 | thousands by filing date | call |
| INTEROIL CORP | 460951106 | COM | 57,000 | $2,712,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 40,700 | $2,549,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 461,076 | $2,476,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 8,300 | $2,390,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 297,036 | $2,094,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 74,900 | $1,820,000 | thousands by filing date | put |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 87,600 | $1,692,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 30,000 | $1,487,000 | thousands by filing date | call |
| CADIZ INC | 127537207 | COM NEW | 113,501 | $1,419,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 77,600 | $1,374,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 6,480 | $1,361,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 28,400 | $1,351,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 6,500 | $1,326,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,600 | $1,238,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 125,000 | $1,238,000 | thousands by filing date | put |
| LIFELOCK INC COM | 53224V100 | COM | 50,000 | $1,196,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 177,460 | $1,052,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 8,300 | $1,029,000 | thousands by filing date | call |
| Foundation Medicine Inc | 350465100 | COM | 56,900 | $1,007,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 115,700 | $972,000 | thousands by filing date | call |
| MICROSEMI CORP | 595137100 | COM | 18,000 | $971,000 | thousands by filing date | put |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,388,330 | $944,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 36,273 | $881,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 600 | $880,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 92,300 | $775,000 | thousands by filing date | put |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 97,625 | $749,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 74,700 | $740,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 125,668 | $632,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 38,500 | $620,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 38,500 | $620,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 66,604 | $619,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 6,000 | $579,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 32,492 | $575,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,200 | $570,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 62,902 | $528,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 9,400 | $527,000 | thousands by filing date | put |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 55,600 | $517,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 83,300 | $446,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 665,000 | $423,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 2,000 | $408,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,900 | $401,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 7,043 | $387,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,600 | $384,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 16,000 | $353,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 58,100 | $311,000 | thousands by filing date | call |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 52,593 | $281,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 73,363 | $267,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,100 | $235,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 10,600 | $234,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 5,000 | $213,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,131 | $213,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,000 | $210,000 | thousands by filing date | put |
| FORM HLDGS CORP COM | 34634E102 | Stock | 97,300 | $207,000 | thousands by filing date | call |
| ALERE INC | 01449J105 | COM | 5,100 | $199,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 8,800 | $196,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 1,800 | $186,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 23,200 | $177,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 17,500 | $173,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 1,500 | $155,000 | thousands by filing date | put |
| BLUE NILE INC | 09578R103 | COM | 2,800 | $114,000 | thousands by filing date | put |
| ADEPTUS HEALTH | 006855100 | Common Stock | 14,800 | $113,000 | thousands by filing date | put |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 4,400 | $109,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 5,000 | $105,000 | thousands by filing date | call |
| LIFELOCK INC COM | 53224V100 | COM | 4,000 | $96,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 4,000 | $96,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 149,100 | $95,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 2,300 | $90,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 3,900 | $87,000 | thousands by filing date | put |
| NEUSTAR INC | 64126X201 | CL A | 2,500 | $84,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 2,900 | $65,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 4,200 | $63,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 500 | $58,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 600 | $58,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 500 | $52,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,300 | $46,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 10,248 | $41,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 4,792 | $37,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 2,900 | $36,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 300 | $32,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,209 | $32,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,934 | $24,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 6,417 | $18,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 5,000 | $16,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 300 | $13,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 600 | $13,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 200 | $11,000 | thousands by filing date | put |
| FORM HLDGS CORP COM | 34634E102 | Stock | 5,100 | $11,000 | thousands by filing date | put |
| INTEROIL CORP | 460951106 | COM | 200 | $10,000 | thousands by filing date | call |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 200 | $9,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 5,590 | $4,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 500 | $1,000 | thousands by filing date | call |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-17-000031 | this filing | 2017-01-24 | acceptance time not in the bulk data set |