13F-HR filed by CWA Asset Management Group, LLC
CWA Asset Management Group, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 138 holding rows worth $180,269,129.
- Accession
- 0001420506-16-001343
- Filer
- CIK 1667134
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 138 entries on the cover page, a total value of $180,269,129 stated on the cover page (in dollars after the unit check, H1), rows summing to $180,269,129 with VALUE read as dollars, detected, 13F file number 028-17349. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 1,247,316 | $16,140,270 | dollars, detected | |
| RELM WIRELESS CORP | 759525108 | COM | 1,899,014 | $10,140,737 | dollars, detected | |
| Apple Inc | 037833100 | COM | 64,258 | $7,264,323 | dollars, detected | |
| ITERIS INC NEW | 46564T107 | COM | 1,784,599 | $6,495,941 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 188,232 | $5,912,368 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 49,234 | $5,816,014 | dollars, detected | |
| BALLANTYNE STRONG INC | 058516105 | COM | 689,950 | $4,829,650 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 48,416 | $4,225,709 | dollars, detected | |
| FRANCO NEV CORP COM | 351858105 | Stock | 58,941 | $4,118,208 | dollars, detected | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 66,050 | $2,914,787 | dollars, detected | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 96,994 | $2,873,933 | dollars, detected | |
| Duke Energy Corporation | 26441C204 | COM | 33,174 | $2,655,267 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 83,508 | $2,473,507 | dollars, detected | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 363,150 | $2,267,436 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 21,932 | $2,257,266 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,849 | $2,214,500 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 9,231 | $2,212,856 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 24,423 | $2,191,984 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 61,153 | $2,150,148 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 2,553 | $2,137,653 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 18,997 | $2,066,304 | dollars, detected | |
| Southern Company | 842587107 | COM | 40,214 | $2,062,956 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 40,948 | $2,006,862 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 32,101 | $1,849,018 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 35,510 | $1,845,808 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 28,091 | $1,776,194 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 23,407 | $1,735,395 | dollars, detected | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 105,747 | $1,703,585 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 51,434 | $1,631,487 | dollars, detected | |
| SILVER WHEATON CORP | 828336107 | COM | 58,859 | $1,590,959 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 39,156 | $1,590,131 | dollars, detected | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,391 | $1,556,806 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 67,106 | $1,552,164 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 13,394 | $1,545,132 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 12,143 | $1,531,719 | dollars, detected | |
| CLOROX CO DEL | 189054109 | COM | 12,184 | $1,525,194 | dollars, detected | |
| CASEYS GEN STORES INC | 147528103 | COM | 12,617 | $1,515,933 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 32,057 | $1,477,828 | dollars, detected | |
| ROYAL GOLD INC | 780287108 | COM | 18,726 | $1,449,955 | dollars, detected | |
| KIRBY CORP | 497266106 | COM | 22,949 | $1,426,510 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 14,605 | $1,419,899 | dollars, detected | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 12,122 | $1,406,637 | dollars, detected | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 88,148 | $1,332,801 | dollars, detected | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 83,704 | $1,324,198 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 37,952 | $1,285,439 | dollars, detected | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 13,975 | $1,276,058 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 28,759 | $1,217,078 | dollars, detected | |
| Intel Corp | 458140100 | COM | 32,049 | $1,209,850 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 22,004 | $1,191,299 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 11,630 | $1,188,586 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 14,112 | $1,167,063 | dollars, detected | |
| Merck & Co.,Inc. | 58933Y105 | COM | 18,536 | $1,156,832 | dollars, detected | |
| ECOLAB INC COM | 278865100 | Stock | 9,204 | $1,120,311 | dollars, detected | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 8,352 | $1,097,537 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,333 | $1,071,812 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 10,244 | $1,070,703 | dollars, detected | |
| VWO | 922042858 | SHS | 28,224 | $1,062,070 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 23,740 | $1,051,208 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 62,411 | $1,047,881 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 6,578 | $1,044,963 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 7,502 | $1,021,248 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 17,330 | $1,002,888 | dollars, detected | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 14,893 | $990,385 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 5,446 | $959,749 | dollars, detected | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 45,354 | $927,036 | dollars, detected | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 158,545 | $910,049 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 11,893 | $814,671 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 7,369 | $805,874 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 9,233 | $800,871 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,337 | $771,037 | dollars, detected | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 147,276 | $740,799 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 4,434 | $739,636 | dollars, detected | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 18,727 | $721,926 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 9,546 | $688,435 | dollars, detected | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 9,486 | $684,321 | dollars, detected | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 50,649 | $667,047 | dollars, detected | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 7,478 | $631,592 | dollars, detected | |
| VALE S A | 91912E105 | SPONSORED ADS | 109,693 | $603,312 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,299 | $551,433 | dollars, detected | |
| WHOLE FOODS MKT INC | 966837106 | COM | 18,057 | $511,916 | dollars, detected | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 10,657 | $505,995 | dollars, detected | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 452 | $504,830 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 5,989 | $502,657 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,543 | $496,020 | dollars, detected | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 9,813 | $493,496 | dollars, detected | |
| MCEWEN MNG INC | 58039P107 | COM | 132,610 | $486,679 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 4,090 | $476,117 | dollars, detected | |
| AON PLC | G0408V102 | SHS CL A | 4,224 | $475,158 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 6,495 | $469,004 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 28,097 | $439,719 | dollars, detected | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 30,219 | $398,887 | dollars, detected | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 44,725 | $362,273 | dollars, detected | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 9,597 | $361,519 | dollars, detected | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,776 | $352,900 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,430 | $350,468 | dollars, detected | |
| NVIDIA Corp | 67066G104 | COM | 5,000 | $342,600 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,711 | $332,172 | dollars, detected | |
| BROADCOM LTD | Y09827109 | SHS | 1,900 | $327,788 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 5,191 | $327,397 | dollars, detected | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 61,060 | $312,628 | dollars, detected | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 24,165 | $309,554 | dollars, detected | |
| VTI | 922908769 | COM | 2,758 | $307,049 | dollars, detected | |
| American Express Company | 025816109 | COM | 4,694 | $300,604 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,577 | $288,371 | dollars, detected | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 7,358 | $281,885 | dollars, detected | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,340 | $273,445 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,199 | $272,137 | dollars, detected | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,660 | $270,039 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 2,901 | $269,387 | dollars, detected | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 11,600 | $269,236 | dollars, detected | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,629 | $264,627 | dollars, detected | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 25,070 | $263,486 | dollars, detected | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,770 | $259,518 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 9,341 | $258,092 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,918 | $249,379 | dollars, detected | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 14,215 | $244,925 | dollars, detected | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 5,889 | $242,333 | dollars, detected | |
| NEW MTN FIN CORP | 647551100 | COM | 17,600 | $242,176 | dollars, detected | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,745 | $239,955 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 5,622 | $239,767 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 3,552 | $235,640 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 3,150 | $222,831 | dollars, detected | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 16,420 | $207,057 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,807 | $203,740 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 1,571 | $202,157 | dollars, detected | |
| AMDOCS LTD | G02602103 | SHS | 3,475 | $201,029 | dollars, detected | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 10,925 | $183,103 | dollars, detected | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,275 | $179,514 | dollars, detected | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 11,295 | $177,332 | dollars, detected | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 12,785 | $167,228 | dollars, detected | |
| ROYCE VALUE TRUST | 780910105 | COM | 12,094 | $153,111 | dollars, detected | |
| U S GLOBAL INVS INC | 902952100 | CL A | 58,500 | $107,640 | dollars, detected | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,260 | $101,164 | dollars, detected | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 15,300 | $78,489 | dollars, detected | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 33,500 | $74,035 | dollars, detected | |
| NEW GOLD INC CDA | 644535106 | COM | 10,125 | $44,044 | dollars, detected | |
| SUMMER INFANT INC | 865646103 | COMM STK | 12,940 | $27,951 | dollars, detected | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,700 | $19,845 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-16-001343 | this filing | 2016-11-14 | acceptance time not in the bulk data set |