13F-HR filed by RWC Asset Management LLP
RWC Asset Management LLP filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 139 holding rows worth $1,500,609,000.
- Accession
- 0001420506-16-001181
- Filer
- CIK 1520478
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 139 entries on the cover page, a total value of $1,500,609,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,500,609,000 with VALUE read as thousands by filing date, 13F file number 028-14481. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Johnson & Johnson | 478160104 | COM | 522,145 | $63,336,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,092,034 | $62,912,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,751,059 | $61,655,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,117,577 | $57,186,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 686,963 | $54,098,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 61,680 | $44,139,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 462,356 | $39,148,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 22,000,000 | $28,468,000 | thousands by filing date | principal |
| CITRIX SYSTEMS INC | 177376100 | COM | 25,350,000 | $28,280,000 | thousands by filing date | principal |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 28,500,000 | $28,096,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 26,500,000 | $27,541,000 | thousands by filing date | principal |
| Walmart Inc. | 931142103 | COM | 366,752 | $26,780,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,041,594 | $25,873,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 1,134,811 | $24,943,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 20,300,000 | $24,641,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 21,000,000 | $24,591,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 536,787 | $23,195,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 447,233 | $23,028,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 423,504 | $22,090,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 22,000,000 | $21,875,000 | thousands by filing date | principal |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 288,629 | $21,128,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,764,456 | $21,085,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 19,000,000 | $21,076,000 | thousands by filing date | principal |
| 3M CO COM | 88579Y101 | Stock | 119,307 | $20,893,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 19,500,000 | $19,359,000 | thousands by filing date | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 196,597 | $19,149,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 18,350,000 | $18,968,000 | thousands by filing date | principal |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 184,204 | $18,629,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 20,400,000 | $18,209,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 235,166 | $17,414,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 109,706 | $17,228,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 85,376 | $16,201,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 16,400,000 | $16,094,000 | thousands by filing date | principal |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 12,150,000 | $15,736,000 | thousands by filing date | principal |
| DOVER CORP COM | 260003108 | Stock | 226,583 | $15,707,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 14,400,000 | $14,943,000 | thousands by filing date | principal |
| DOLLAR TREE INC COM | 256746108 | Stock | 156,778 | $14,775,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 104,692 | $14,577,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 13,000,000 | $13,973,000 | thousands by filing date | principal |
| CVS Health Corporation | 126650100 | COM | 141,988 | $13,594,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 14,000,000 | $13,568,000 | thousands by filing date | principal |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 11,750,000 | $13,078,000 | thousands by filing date | principal |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 10,500,000 | $12,722,000 | thousands by filing date | principal |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 11,000,000 | $11,797,000 | thousands by filing date | principal |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 11,000,000 | $11,797,000 | thousands by filing date | principal |
| Philip Morris International Inc. | 718172109 | COM | 113,557 | $11,551,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 8,750,000 | $11,172,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 11,000,000 | $11,054,000 | thousands by filing date | principal |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 204,542 | $11,031,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 195,540 | $10,487,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 9,950,000 | $10,017,000 | thousands by filing date | principal |
| CONSOLIDATED EDISON INC | 209115104 | COM | 124,088 | $9,982,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 43,324 | $9,906,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 10,000,000 | $9,852,000 | thousands by filing date | principal |
| GRUBHUB INC | 400110102 | COM | 307,394 | $9,551,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 751,445 | $9,431,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 8,500,000 | $8,566,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 8,200,000 | $8,530,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 7,500,000 | $8,322,000 | thousands by filing date | principal |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 152,545 | $8,068,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 7,500,000 | $8,048,000 | thousands by filing date | principal |
| QEP RESOURCES INC | 74733V100 | COM | 455,238 | $8,026,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 8,800,000 | $7,849,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 6,500,000 | $7,827,000 | thousands by filing date | principal |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 280,158 | $7,475,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 33,000 | $7,335,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 131,500 | $7,319,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 8,000,000 | $7,143,000 | thousands by filing date | principal |
| CSX Corporation | 126408103 | COM | 263,300 | $6,867,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 118,064 | $6,593,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 4,300,000 | $6,202,000 | thousands by filing date | principal |
| CIENA CORP COM NEW | 171779309 | Stock | 326,178 | $6,116,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 346,639 | $6,070,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 668,913 | $5,980,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 211,086 | $5,976,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 74,980 | $5,785,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,500,000 | $5,745,000 | thousands by filing date | principal |
| RICE ENERGY INC | 762760106 | COM | 256,356 | $5,650,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,290,000 | $5,581,000 | thousands by filing date | principal |
| GARTNERINC | 366651107 | STOK | 54,771 | $5,335,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 71,237 | $4,980,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 163,015 | $4,855,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 60,631 | $4,809,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 5,000,000 | $4,594,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 183,682 | $4,243,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 151,563 | $4,153,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 81,888 | $3,775,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 134,549 | $3,679,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 35,528 | $3,674,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 27,914 | $3,470,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 120,593 | $3,434,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 92,440 | $3,401,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 37,160 | $3,348,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 120,099 | $3,180,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 57,206 | $2,967,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 176,004 | $2,967,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 112,057 | $2,833,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 2,500,000 | $2,416,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 54,110 | $2,294,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 42,593 | $2,089,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 21,115 | $1,978,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 52,640 | $1,932,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 80,193 | $1,885,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 73,456 | $1,752,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 33,046 | $1,727,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 201,194 | $1,620,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 117,165 | $1,555,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 39,905 | $1,457,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 55,023 | $1,383,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 29,698 | $1,340,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 156,763 | $1,334,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 58,212 | $1,026,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 43,525 | $1,019,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 15,013 | $965,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 36,167 | $918,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 18,000 | $774,000 | thousands by filing date | call |
| AMC NETWORKS INC | 00164V103 | CL A | 10,367 | $626,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 138,143 | $457,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 400,000 | $392,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 9,640 | $313,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,150 | $296,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 200,000 | $233,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 1,500 | $117,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 8,000 | $114,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 5,000 | $104,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 650 | $40,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 239 | $36,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 200 | $8,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 300 | $7,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 100 | $4,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 155 | $4,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 858 | $4,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 102 | $3,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 123 | $3,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 149 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 81 | $2,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIREEYE INC | 31816Q101 | COM | 40 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 111 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-16-001181 | this filing | 2016-08-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001567619-19-009287 | base | 2019-04-29 | acceptance time not in the bulk data set |