13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-22, with 696 holding rows worth $767,106,000.
- Accession
- 0001420506-16-001113
- Filer
- CIK 1449126
- Filed
- 2016-07-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 696 entries on the cover page, a total value of $767,106,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $767,106,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Energy ETF | 92204A306 | SHS | 2,946 | $280,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,441 | $280,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 18,966 | $278,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,885 | $277,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,678 | $277,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 3,165 | $277,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 24,737 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,042 | $273,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,383 | $271,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,101 | $271,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 11,415 | $271,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 10,233 | $269,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,163 | $269,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,263 | $268,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,798 | $268,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 19,362 | $267,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 8,207 | $266,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 5,219 | $266,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,162 | $265,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 5,236 | $265,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 15,924 | $265,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,352 | $264,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 20,652 | $264,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 6,661 | $263,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,323 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 2,137 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 7,857 | $261,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,609 | $260,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 17,201 | $258,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,399 | $258,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 27,863 | $258,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D548 | VS 3XINV CRUDE | 3,530 | $258,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 5,772 | $257,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 23,797 | $257,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,750 | $256,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 18,163 | $256,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,000 | $255,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,175 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 7,211 | $255,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,143 | $254,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 5,037 | $254,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,752 | $253,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 7,561 | $253,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 12,326 | $251,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,574 | $251,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 9,206 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,938 | $247,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 6,968 | $245,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 10,304 | $244,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,549 | $243,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,168 | $242,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 18,818 | $242,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 13,118 | $241,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 51,109 | $241,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,622 | $239,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 11,427 | $239,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 10,794 | $239,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,263 | $237,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 12,762 | $236,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,463 | $235,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,027 | $234,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 3,043 | $234,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 15,085 | $233,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K539 | DAILY FINL BEAR | 6,157 | $232,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,274 | $231,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 17,214 | $231,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,700 | $231,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,860 | $230,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,000 | $229,000 | thousands by filing date | call |
| TCP CAP CORP | 87238Q103 | COM | 14,967 | $229,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,359 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,990 | $227,000 | thousands by filing date | |
| DIGITAL RLTY TR INC 6.35 PFD I CUM | 253868863 | REIT | 8,558 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,821 | $226,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 14,436 | $226,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 5,407 | $224,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,224 | $223,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 3,517 | $223,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,094 | $223,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 14,844 | $223,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 9,447 | $222,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 5,402 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,885 | $221,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,723 | $220,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,842 | $220,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,288 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,441 | $219,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 44,130 | $218,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 10,171 | $216,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 4,594 | $216,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 4,325 | $215,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,637 | $214,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,181 | $214,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 13,008 | $214,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,728 | $213,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 14,233 | $213,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 17,300 | $213,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 16,674 | $212,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 29,223 | $212,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 1,977 | $211,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 14,291 | $211,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 12,530 | $210,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,516 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,884 | $209,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 24,943 | $209,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 10,004 | $208,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 21,135 | $208,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,711 | $206,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 22,135 | $205,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,357 | $205,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 8,518 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,043 | $204,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,546 | $203,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,802 | $202,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,996 | $202,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 12,975 | $201,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 21,138 | $201,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,130 | $200,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,732 | $199,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 13,000 | $197,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 22,881 | $196,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,458 | $194,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 11,104 | $194,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 14,770 | $192,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 11,449 | $192,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 30,469 | $190,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 10,965 | $189,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 17,419 | $185,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 20,034 | $185,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 10,304 | $184,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 10,568 | $181,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 15,480 | $180,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 12,154 | $178,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 15,198 | $175,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,589 | $172,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 11,096 | $171,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 16,406 | $168,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 15,550 | $168,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 14,507 | $162,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 15,519 | $159,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 13,237 | $158,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 15,587 | $157,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,872 | $155,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 10,446 | $153,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,845 | $150,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 13,669 | $149,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 13,877 | $147,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,448 | $144,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 26,669 | $139,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 18,265 | $137,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,265 | $137,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 11,601 | $137,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 11,966 | $137,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,352 | $135,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 13,989 | $130,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 19,358 | $128,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 31,575 | $125,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 56,601 | $123,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,048 | $122,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 10,812 | $115,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 15,263 | $114,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 13,868 | $114,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 16,953 | $114,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,167 | $112,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 13,642 | $106,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 19,084 | $105,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,356 | $101,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,480 | $94,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 19,220 | $94,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 10,745 | $92,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,437 | $90,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,210 | $90,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 21,029 | $90,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 34,142 | $88,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 40,300 | $88,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 22,190 | $83,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 80,000 | $76,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 13,938 | $74,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 31,137 | $73,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 70,000 | $69,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,698 | $68,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 11,398 | $58,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,000 | $48,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,574 | $42,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 16,389 | $40,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 15,887 | $30,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 10,000 | $28,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 19,038 | $26,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 17,497 | $25,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 40,450 | $15,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 23,192 | $15,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 22,028 | $12,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 53,320 | $12,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 38,250 | $7,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 16,500 | $6,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 15,683 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-16-001113 | this filing | 2016-07-22 | acceptance time not in the bulk data set |