13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC
EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-07-21, with 145 holding rows worth $2,371,616,000.
- Accession
- 0001420506-16-001104
- Filer
- CIK 1143261
- Filed
- 2016-07-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 145 entries on the cover page, a total value of $2,371,616,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,371,616,000 with VALUE read as thousands by filing date, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 5,625,500 | $1,178,402,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 3,809,300 | $797,953,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 480,000 | $74,592,000 | thousands by filing date | put |
| BROADCOM LTD | Y09827109 | SHS | 322,900 | $50,179,000 | thousands by filing date | call |
| LINKEDIN CORP | 53578A108 | COM | 198,800 | $37,623,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 457,200 | $33,398,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 372,500 | $27,211,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 283,400 | $20,702,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 84,300 | $15,954,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 477,000 | $10,318,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 232,200 | $9,490,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 190,700 | $9,012,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 46,559 | $8,811,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 208,300 | $5,126,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 23,800 | $4,986,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 205,600 | $4,447,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 85,400 | $3,690,000 | thousands by filing date | put |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 752,315 | $3,649,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 272,863 | $3,001,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 376,500 | $2,820,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 103,100 | $2,801,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 99,900 | $2,714,000 | thousands by filing date | put |
| MARKETO INC | 57063L107 | COM | 74,500 | $2,594,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 40,700 | $2,520,000 | thousands by filing date | call |
| Foundation Medicine Inc | 350465100 | COM | 130,100 | $2,428,000 | thousands by filing date | call |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 74,100 | $2,236,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 97,200 | $2,102,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 8,300 | $1,898,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 69,400 | $1,886,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 358,651 | $1,829,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,606,872 | $1,719,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 37,100 | $1,670,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 35,400 | $1,447,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 178,500 | $1,337,000 | thousands by filing date | call |
| MONSTER WORLDWIDE INC | 611742107 | COM | 550,556 | $1,316,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 31,000 | $1,107,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 940,400 | $1,091,000 | thousands by filing date | call |
| BROADCOM LTD | Y09827109 | SHS | 6,682 | $1,038,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,400 | $1,002,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,400 | $1,002,000 | thousands by filing date | put |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 37,900 | $966,000 | thousands by filing date | call |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 128,864 | $959,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 23,000 | $959,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 23,000 | $959,000 | thousands by filing date | put |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 100,000 | $958,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 38,900 | $957,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 4,400 | $934,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 3,900 | $901,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 27,500 | $899,000 | thousands by filing date | call |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 35,000 | $892,000 | thousands by filing date | put |
| Bank of America Corp | 060505104 | COM | 65,000 | $863,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 43,400 | $861,000 | thousands by filing date | put |
| CVENT INC | 23247G109 | COM | 24,000 | $857,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 169,861 | $853,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 112,000 | $839,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 40,000 | $794,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,900 | $789,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 16,600 | $785,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 30,733 | $756,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 20,000 | $679,000 | thousands by filing date | put |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 25,251 | $644,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 11,500 | $594,000 | thousands by filing date | call |
| WESTERN DIGITAL CORP | 958102105 | COM | 12,486 | $590,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 18,000 | $588,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 13,116 | $567,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 5,000 | $540,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 25,300 | $530,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 32,654 | $517,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 9,400 | $507,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 11,600 | $501,000 | thousands by filing date | call |
| APOLLO GROUP INC | 037604105 | CL A | 54,500 | $497,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 36,900 | $480,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 107,320 | $461,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 31,700 | $456,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 4,000 | $432,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 21,000 | $427,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 10,000 | $378,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 9,700 | $366,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 8,700 | $356,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 36,000 | $328,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 5,800 | $325,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 23,200 | $322,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 103,863 | $297,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 14,100 | $286,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 14,900 | $278,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 2,500 | $259,000 | thousands by filing date | call |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 8,467 | $256,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 600 | $242,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,100 | $230,000 | thousands by filing date | |
| CELATOR PHARMACEUTICALS INC | 15089R102 | Cmn | 7,500 | $226,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,900 | $217,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 300 | $208,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 300 | $208,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 517 | $208,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 1,800 | $194,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 13,123 | $171,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 50,700 | $168,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,100 | $154,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 2,850 | $154,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 46,400 | $154,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 11,800 | $154,000 | thousands by filing date | put |
| XURA INC COM | 98420V107 | COM | 6,100 | $149,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 6,100 | $149,000 | thousands by filing date | put |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 5,000 | $148,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 5,000 | $148,000 | thousands by filing date | put |
| TIVO INC | 888706108 | COM | 14,500 | $144,000 | thousands by filing date | call |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 200 | $141,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 200 | $141,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 1,500 | $125,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,500 | $125,000 | thousands by filing date | put |
| XURA INC COM | 98420V107 | COM | 5,000 | $122,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 17,559 | $118,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 51,500 | $97,000 | thousands by filing date | call |
| ADEPTUS HEALTH | 006855100 | Common Stock | 1,800 | $93,000 | thousands by filing date | put |
| Empire District Electric Co/Th | 291641108 | COM | 2,500 | $85,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 59,400 | $69,000 | thousands by filing date | put |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 4,000 | $68,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 3,300 | $66,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 7,500 | $65,000 | thousands by filing date | call |
| XENCOR INC | 98401F105 | COMMON STOCK | 2,900 | $55,000 | thousands by filing date | call |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,300 | $51,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 500 | $49,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 500 | $48,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 6,578 | $28,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 100 | $24,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 100 | $24,000 | thousands by filing date | put |
| ALLERGAN PLC | G0177J108 | SHS | 100 | $23,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 42,572 | $23,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 4,000 | $22,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,500 | $21,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 4,200 | $20,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 4,200 | $20,000 | thousands by filing date | put |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 2,000 | $19,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 3,817 | $18,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 5,200 | $17,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 700 | $17,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $15,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 600 | $10,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 4,700 | $9,000 | thousands by filing date | put |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,500 | $8,000 | thousands by filing date | call |
| RENESOLA LTD | 75971T103 | SPONS ADS | 6,090 | $8,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 300 | $3,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 564,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 13,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-16-001104 | this filing | 2016-07-21 | acceptance time not in the bulk data set |