13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-18, with 699 holding rows worth $731,563,000.
- Accession
- 0001420506-16-000867
- Filer
- CIK 1449126
- Filed
- 2016-04-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 699 entries on the cover page, a total value of $731,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $731,563,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 11,350 | $261,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 13,778 | $261,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 18,884 | $261,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 33,128 | $260,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 11,735 | $259,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,854 | $257,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,565 | $257,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 14,225 | $256,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,712 | $256,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 4,758 | $256,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,000 | $254,000 | thousands by filing date | call |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,403 | $253,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 10,747 | $253,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,883 | $253,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,025 | $252,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,265 | $252,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,654 | $252,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 8,355 | $252,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 4,789 | $252,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 17,067 | $252,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 5,515 | $251,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 11,072 | $251,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 17,028 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 11,351 | $248,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 15,565 | $248,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,721 | $247,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 13,377 | $247,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,748 | $246,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,564 | $246,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 30,263 | $246,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 14,864 | $243,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,354 | $241,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 2,022 | $241,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 5,184 | $241,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,936 | $241,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 4,166 | $240,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 14,334 | $238,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 40,809 | $235,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,538 | $234,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 14,885 | $234,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,050 | $234,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 4,268 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,902 | $232,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 4,674 | $232,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 8,710 | $232,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,751 | $231,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 16,889 | $231,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,000 | $230,000 | thousands by filing date | put |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,911 | $230,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,877 | $229,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 20,488 | $229,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 15,656 | $228,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,578 | $227,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 2,385 | $226,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 6,898 | $226,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,154 | $226,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 5,202 | $226,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,879 | $225,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 9,904 | $225,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,558 | $222,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 15,300 | $222,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 19,712 | $222,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 2,165 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,211 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,981 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,770 | $221,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 10,829 | $221,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,435 | $220,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 16,804 | $220,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,858 | $219,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 17,868 | $219,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 3,227 | $219,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 8,672 | $219,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,000 | $218,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 19,621 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,137 | $216,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 13,377 | $216,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,758 | $215,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 8,171 | $214,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,152 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,540 | $213,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,712 | $212,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,904 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,409 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,434 | $210,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,731 | $210,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 13,397 | $210,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,339 | $209,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,375 | $208,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,482 | $208,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,534 | $207,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 4,088 | $206,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 5,977 | $206,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 7,893 | $204,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,463 | $203,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,727 | $203,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 11,431 | $203,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 36,374 | $203,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 6,074 | $202,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,394 | $202,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 6,990 | $202,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 50,911 | $201,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 15,620 | $200,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,296 | $200,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 14,243 | $197,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 24,065 | $196,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,620 | $196,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 18,657 | $193,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 13,487 | $193,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 12,855 | $190,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 10,628 | $189,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 23,258 | $185,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 13,929 | $184,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 17,532 | $181,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 11,180 | $181,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,560 | $180,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 13,662 | $180,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 15,966 | $174,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 19,017 | $174,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 33,559 | $172,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,600 | $171,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 12,170 | $167,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 10,516 | $167,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 14,559 | $166,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 14,850 | $166,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 13,642 | $165,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,000 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,846 | $164,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 11,096 | $162,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 24,308 | $161,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 13,270 | $159,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 14,429 | $154,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,763 | $151,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 17,800 | $150,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 18,307 | $148,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,710 | $147,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,632 | $145,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 14,335 | $143,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 13,765 | $143,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,358 | $140,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,705 | $138,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 10,539 | $138,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 11,657 | $136,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 11,966 | $133,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 18,441 | $131,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 75,200 | $129,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 11,166 | $127,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 13,391 | $127,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,633 | $125,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 11,466 | $124,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 27,501 | $121,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 18,000 | $119,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,048 | $119,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 10,070 | $118,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 11,192 | $116,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 40,300 | $115,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 13,828 | $113,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 28,353 | $112,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 12,740 | $111,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 15,116 | $110,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 11,384 | $110,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 13,195 | $106,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 48,834 | $95,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 18,769 | $94,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 28,484 | $92,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 11,843 | $91,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 13,892 | $89,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,444 | $86,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 10,518 | $84,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 20,089 | $83,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 27,459 | $83,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,825 | $79,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 15,941 | $76,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,770 | $73,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 14,892 | $73,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 14,789 | $69,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 13,174 | $68,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,775 | $66,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,170 | $55,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 35,338 | $52,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 22,502 | $48,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 14,645 | $43,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,563 | $40,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 11,492 | $40,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 55,625 | $31,000 | thousands by filing date | |
| CROSSROADS CAP INC COM | 227656105 | COM | 10,867 | $28,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 10,000 | $24,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 20,000 | $19,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 19,038 | $18,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 78,080 | $18,000 | thousands by filing date | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 18,847 | $13,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 22,028 | $12,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 21,100 | $11,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 11,160 | $11,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 16,500 | $7,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 33,114 | $6,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 14,109 | $5,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 15,350 | $3,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 12,700 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-16-000867 | this filing | 2016-04-18 | acceptance time not in the bulk data set |