13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-02, with 1,929 holding rows worth $268,460,000.
- Accession
- 0001420506-16-000703
- Filer
- CIK 1616654
- Filed
- 2016-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,929 entries on the cover page, a total value of $268,460,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $268,460,000 with VALUE read as thousands by filing date, 13F file number 028-16263. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,000 | $17,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 1,133 | $17,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 6,500 | $17,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 937 | $16,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 950 | $16,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 497 | $16,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 548 | $16,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 180 | $16,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,486 | $16,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 300 | $16,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 410 | $16,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 300 | $16,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 300 | $16,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 560 | $16,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 132 | $16,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 373 | $16,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,500 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 181 | $16,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,810 | $16,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 250 | $16,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,200 | $16,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,832 | $16,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 680 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 426 | $16,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 527 | $16,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 855 | $15,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 350 | $15,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 188 | $15,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 302 | $15,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 97 | $15,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 1,000 | $15,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 365 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 141 | $15,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,500 | $15,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 1,000 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 765 | $15,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 690 | $15,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,046 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 536 | $15,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 521 | $15,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,564 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 504 | $15,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 400 | $15,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 989 | $15,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 643 | $15,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 4,129 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 300 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 445 | $15,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 150 | $15,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 1,300 | $15,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,000 | $15,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 245 | $14,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 270 | $14,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 173 | $14,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 318 | $14,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 183 | $14,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 3,611 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 159 | $14,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,440 | $14,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 250 | $14,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,300 | $14,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 600 | $14,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,700 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 380 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 715 | $14,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 480 | $14,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,585 | $14,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 500 | $14,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 433 | $14,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 140 | $14,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 880 | $14,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 400 | $14,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,927 | $14,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 720 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 131 | $13,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 475 | $13,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 325 | $13,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 150 | $13,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 109 | $13,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 250 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 485 | $13,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 600 | $13,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,260 | $13,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 755 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 900 | $13,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,513 | $13,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 460 | $13,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 195 | $13,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 300 | $13,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 786 | $13,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 3,000 | $13,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 700 | $13,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 900 | $13,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 252 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 246 | $13,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 790 | $13,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 78,600 | $13,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 7,254 | $13,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 150 | $13,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 125 | $13,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 500 | $13,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 150 | $13,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 700 | $13,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 1,000 | $13,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 435 | $13,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 2,400 | $13,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 91 | $12,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 550 | $12,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $12,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 700 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 600 | $12,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 802 | $12,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 715 | $12,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 100 | $12,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 987 | $12,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 200 | $12,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 1,040 | $12,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 300 | $12,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 9,655 | $12,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 55 | $12,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 505 | $12,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,500 | $12,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 500 | $12,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,795 | $12,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 350 | $12,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 900 | $12,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 1,500 | $12,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,089 | $12,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 500 | $12,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 200 | $11,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 25 | $11,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 140 | $11,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 650 | $11,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 100 | $11,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 446 | $11,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 400 | $11,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 700 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 142 | $11,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 423 | $11,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,577 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 292 | $11,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 900 | $11,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,500 | $11,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 213 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 360 | $11,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 255 | $11,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 861 | $11,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 200 | $11,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 138 | $11,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 300 | $11,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 450 | $11,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,098 | $11,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 1,865 | $11,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 437 | $11,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 80 | $11,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,346 | $11,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 500 | $11,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 130 | $11,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 1,725 | $11,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 764 | $10,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 700 | $10,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 700 | $10,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 911 | $10,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 418 | $10,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 302 | $10,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 737 | $10,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 149 | $10,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 2,400 | $10,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 200 | $10,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 488 | $10,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 150 | $10,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 210 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 96 | $10,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 350 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 600 | $10,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 212 | $10,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 2,500 | $10,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 727 | $10,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 350 | $10,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 410 | $10,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 150 | $10,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 52 | $10,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 104 | $10,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 2,000 | $10,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 642 | $10,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 520 | $10,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 700 | $10,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 350 | $10,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 409 | $10,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 500 | $10,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,000 | $10,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 146 | $10,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 181 | $9,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,800 | $9,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 453 | $9,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 135 | $9,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 293 | $9,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 300 | $9,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 88 | $9,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 300 | $9,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 123 | $9,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 50 | $9,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,100 | $9,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 50 | $9,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 140 | $9,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 356 | $9,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 307 | $9,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,200 | $9,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 340 | $9,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 255 | $9,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 300 | $9,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 200 | $9,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 500 | $9,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 1,000 | $9,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 300 | $9,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 100 | $9,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 244 | $9,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 100 | $9,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 500 | $9,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 250 | $9,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 400 | $9,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 500 | $9,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 640 | $9,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 300 | $9,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 150 | $9,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 50 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 200 | $9,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 300 | $9,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 160 | $9,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 200 | $9,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 200 | $9,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 400 | $9,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 732 | $9,000 | thousands by filing date | |
| COLUMBIA LG CAP GROWTH ETF | 19761R307 | COM | 200 | $9,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 2,700 | $9,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 500 | $9,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 450 | $8,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 200 | $8,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 400 | $8,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 405 | $8,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 200 | $8,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,665 | $8,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 300 | $8,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 300 | $8,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 45 | $8,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,000 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 237 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 400 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 440 | $8,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 200 | $8,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 254 | $8,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 450 | $8,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 450 | $8,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,790 | $8,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 434 | $8,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 192 | $8,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 518 | $8,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 210 | $8,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 500 | $8,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 960 | $8,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 400 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 175 | $8,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 133 | $8,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,063 | $8,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 135 | $8,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 3,100 | $8,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 100 | $8,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 515 | $8,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,859 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 100 | $8,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 175 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 325 | $8,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 300 | $8,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 67 | $7,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 110 | $7,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 80 | $7,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 143 | $7,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 125 | $7,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 81 | $7,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 188 | $7,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 66 | $7,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 104 | $7,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 275 | $7,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 250 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 528 | $7,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 560 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 100 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 400 | $7,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 188 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 265 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 182 | $7,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 200 | $7,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 143 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 250 | $7,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 150 | $7,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,000 | $7,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 118 | $7,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 712 | $7,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 600 | $7,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 100 | $7,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 202 | $7,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 150 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 200 | $7,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 101 | $7,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,200 | $7,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 200 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 183 | $7,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 193 | $7,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 253 | $7,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,500 | $7,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 4,150 | $7,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 70 | $7,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 600 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 326 | $7,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 203 | $7,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 150 | $7,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 7,090 | $7,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 380 | $7,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,600 | $7,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 290 | $7,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 80,663 | $7,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 25 | $6,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 139 | $6,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 66 | $6,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 306 | $6,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 102 | $6,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 106 | $6,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 615 | $6,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 61 | $6,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 230 | $6,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 84 | $6,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 126 | $6,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 568 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 260 | $6,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 693 | $6,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 203 | $6,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 100 | $6,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 388 | $6,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 252 | $6,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 250 | $6,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 45 | $6,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 82 | $6,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 200 | $6,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 300 | $6,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 500 | $6,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 200 | $6,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 500 | $6,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 100 | $6,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 2,000 | $6,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 294 | $6,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 300 | $6,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 500 | $6,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 200 | $6,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 45 | $6,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 666 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 250 | $6,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 400 | $6,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 130 | $6,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 2,500 | $6,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 173 | $5,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 400 | $5,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 260 | $5,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,000 | $5,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 140 | $5,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 100 | $5,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 100 | $5,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 120 | $5,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 200 | $5,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10 | $5,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 400 | $5,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 100 | $5,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 95 | $5,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 150 | $5,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 125 | $5,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 90 | $5,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 250 | $5,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 195 | $5,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 75 | $5,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 190 | $5,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 391 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 109 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 50 | $5,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 300 | $5,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 62 | $5,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 200 | $5,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 100 | $5,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 265 | $5,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 617 | $5,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 70 | $5,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 380 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 175 | $5,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 300 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 105 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 301 | $5,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 180 | $5,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 50 | $5,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,565 | $5,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 204 | $5,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 200 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 105 | $5,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 625 | $5,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 250 | $5,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 155 | $5,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 54 | $5,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 180 | $5,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 200 | $5,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 5,000 | $5,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 100 | $5,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 75 | $5,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 100 | $5,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 5,075 | $5,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 120 | $5,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 400 | $5,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,956 | $5,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 122 | $5,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 577 | $5,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 500 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 565 | $5,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 540 | $5,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 138 | $5,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 370 | $5,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 200 | $5,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 200 | $5,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 200 | $5,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 100 | $4,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 50 | $4,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,600 | $4,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 500 | $4,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 216 | $4,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 100 | $4,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 110 | $4,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 60 | $4,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 60 | $4,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 65 | $4,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 150 | $4,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 503 | $4,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 120 | $4,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 150 | $4,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 98 | $4,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 310 | $4,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 100 | $4,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 50 | $4,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 50 | $4,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 75 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 98 | $4,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 200 | $4,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 80 | $4,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 80 | $4,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 550 | $4,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 200 | $4,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 80 | $4,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 165 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 320 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 300 | $4,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 100 | $4,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 809 | $4,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 180 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 200 | $4,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 100 | $4,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 708 | $4,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 250 | $4,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 200 | $4,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 473 | $4,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 271 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 215 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 180 | $4,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 100 | $4,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 50 | $4,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 305 | $4,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 600 | $4,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 362 | $4,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 310 | $4,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 250 | $4,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 350 | $4,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,000 | $4,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 400 | $4,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 351 | $4,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 1,000 | $4,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,000 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 350 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 230 | $4,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 619 | $4,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 600 | $4,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 18,000 | $4,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 83 | $4,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 600 | $4,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 100 | $4,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664408 | LNK WELLS FRGO | 200 | $4,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 1,300 | $4,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 100 | $3,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 150 | $3,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 65 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 632 | $3,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 135 | $3,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 308 | $3,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 50 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-16-000703 | this filing | 2016-02-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-16-000708 | base | 2016-02-02 | acceptance time not in the bulk data set |