13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-20, with 696 holding rows worth $714,339,000.
- Accession
- 0001420506-16-000671
- Filer
- CIK 1449126
- Filed
- 2016-01-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 698 entries on the cover page, a total value of $714,339,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $714,339,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 135,846 | $27,831,000 | thousands by filing date | |
| IJH | 464287507 | COM | 129,697 | $18,069,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 157,724 | $16,602,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 133,155 | $14,382,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 89,536 | $10,368,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 88,129 | $9,858,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 91,450 | $9,656,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 174,390 | $8,796,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 108,756 | $8,671,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 37,706 | $7,420,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 69,750 | $7,165,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 63,887 | $7,035,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 119,328 | $6,946,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 175,753 | $6,828,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 214,103 | $6,669,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 472,666 | $6,660,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 41,377 | $6,660,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 57,748 | $6,219,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 179,537 | $6,178,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 258,042 | $6,061,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 70,199 | $5,472,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 59,838 | $5,383,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 26,185 | $5,338,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 69,077 | $5,186,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 231,768 | $4,837,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 60,151 | $4,777,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 113,801 | $4,759,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 35,311 | $4,662,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 82,344 | $4,568,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 53,074 | $4,477,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 35,352 | $4,395,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 73,102 | $4,331,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 38,950 | $4,272,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 58,579 | $3,800,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 82,026 | $3,791,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 50,381 | $3,786,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 35,815 | $3,748,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 68,800 | $3,741,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 59,201 | $3,730,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 32,834 | $3,450,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 29,348 | $3,346,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 35,553 | $3,302,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 95,818 | $3,301,000 | thousands by filing date | |
| VTI | 922908769 | COM | 31,558 | $3,292,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 41,505 | $3,219,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 27,232 | $3,217,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 27,982 | $2,977,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 69,237 | $2,974,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 369,940 | $2,941,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 55,812 | $2,865,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 42,682 | $2,849,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 62,706 | $2,816,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 34,060 | $2,745,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 41,050 | $2,711,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 80,532 | $2,600,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 25,868 | $2,585,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 35,535 | $2,560,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 46,295 | $2,517,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 24,187 | $2,448,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 10,917 | $2,371,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 38,529 | $2,324,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 17,533 | $2,319,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 84,590 | $2,297,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,951 | $2,296,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 48,460 | $2,263,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 58,629 | $2,261,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 15,258 | $2,206,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 17,295 | $2,194,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 44,329 | $2,187,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 27,004 | $2,181,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 27,362 | $2,128,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 16,665 | $2,121,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 39,559 | $2,090,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 123,198 | $2,073,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 25,046 | $2,008,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 54,488 | $2,001,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 73,771 | $1,990,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 22,595 | $1,986,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 38,637 | $1,951,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 129,746 | $1,936,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 30,693 | $1,918,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 44,696 | $1,914,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 34,676 | $1,832,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 42,887 | $1,816,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 9,565 | $1,808,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,666 | $1,802,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 130,292 | $1,777,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 102,868 | $1,758,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 145,083 | $1,748,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 29,090 | $1,746,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 2,298 | $1,744,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 33,728 | $1,741,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,138 | $1,738,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 22,602 | $1,732,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 14,932 | $1,692,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 18,151 | $1,686,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 20,908 | $1,685,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 17,488 | $1,677,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 18,817 | $1,666,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 15,975 | $1,621,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 67,986 | $1,620,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 39,087 | $1,617,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 58,941 | $1,604,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 21,826 | $1,600,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 14,735 | $1,594,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 38,107 | $1,562,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 22,662 | $1,559,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 26,122 | $1,534,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 26,404 | $1,522,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 12,961 | $1,482,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 31,164 | $1,458,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 11,579 | $1,447,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 23,261 | $1,426,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 13,530 | $1,406,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,695 | $1,404,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 53,616 | $1,387,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 14,093 | $1,379,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 47,574 | $1,366,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 123,544 | $1,359,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 19,986 | $1,358,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 9,534 | $1,358,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,332 | $1,355,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 41,210 | $1,348,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 46,552 | $1,346,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 24,289 | $1,322,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 38,222 | $1,320,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 9,458 | $1,302,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 13,191 | $1,290,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 35,331 | $1,289,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,547 | $1,288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 54,185 | $1,284,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 37,501 | $1,283,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 44,293 | $1,280,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 16,536 | $1,272,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 50,782 | $1,268,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 6,777 | $1,267,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 9,511 | $1,264,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 25,107 | $1,231,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 85,562 | $1,219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 27,394 | $1,218,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 17,261 | $1,200,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 22,458 | $1,199,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 11,692 | $1,176,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 29,050 | $1,172,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 12,138 | $1,168,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 147,093 | $1,165,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 87,236 | $1,165,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 7,527 | $1,160,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 33,126 | $1,159,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 21,487 | $1,156,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 10,564 | $1,145,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 22,241 | $1,145,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 37,280 | $1,144,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 36,515 | $1,141,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 16,804 | $1,141,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 39,188 | $1,140,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 10,084 | $1,117,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 13,125 | $1,106,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 66,045 | $1,094,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 13,987 | $1,093,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 26,818 | $1,076,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 19,138 | $1,069,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 20,202 | $1,068,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,416 | $1,061,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 24,412 | $1,057,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 4,690 | $1,056,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 14,007 | $1,055,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 73,349 | $1,039,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 15,595 | $1,039,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 24,590 | $1,029,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 9,384 | $1,018,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,492 | $999,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 9,007 | $997,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 16,466 | $995,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 7,913 | $985,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,243 | $984,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 34,867 | $976,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 35,494 | $964,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 11,284 | $961,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 16,950 | $957,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 6,235 | $957,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 11,788 | $951,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 13,713 | $950,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 5,836 | $947,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 13,009 | $945,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 21,972 | $937,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 81,347 | $935,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 91,236 | $933,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 19,887 | $932,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,294 | $924,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 5,180 | $901,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 81,281 | $899,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 12,816 | $897,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 18,670 | $893,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 20,577 | $891,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 101,720 | $888,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 126,815 | $885,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 11,289 | $883,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 10,077 | $866,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 18,718 | $862,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 7,599 | $859,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 9,149 | $850,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 8,038 | $850,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 124,560 | $843,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 12,122 | $842,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 16,593 | $841,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 22,922 | $837,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 8,021 | $836,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 9,412 | $832,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 10,500 | $829,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 23,918 | $816,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 25,225 | $814,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 18,591 | $801,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 25,308 | $801,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 7,004 | $800,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 20,442 | $789,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 6,725 | $788,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 46,649 | $785,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 10,870 | $776,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,937 | $773,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 23,183 | $773,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 32,167 | $770,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 84,601 | $761,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 9,550 | $760,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 11,069 | $753,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 10,867 | $746,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 48,524 | $725,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 14,623 | $724,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 47,590 | $722,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 41,361 | $721,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 21,232 | $720,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 10,564 | $715,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 24,003 | $710,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 9,610 | $706,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 37,089 | $702,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 7,089 | $700,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 67,603 | $692,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 17,465 | $688,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 29,641 | $686,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 39,321 | $684,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 13,056 | $679,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,300 | $673,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 14,893 | $666,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 5,426 | $665,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,671 | $660,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 52,713 | $655,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 8,552 | $650,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,043 | $648,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 16,953 | $648,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 36,166 | $647,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 8,656 | $646,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 31,178 | $644,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9,043 | $641,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,049 | $641,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 13,116 | $638,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,295 | $636,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 12,269 | $635,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 10,632 | $635,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 5,616 | $634,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,000 | $632,000 | thousands by filing date | call |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,534 | $628,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 68,628 | $625,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 13,444 | $620,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 10,627 | $619,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 18,790 | $617,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 10,858 | $613,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 34,915 | $613,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,085 | $609,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 36,840 | $609,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 5,200 | $608,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 9,435 | $606,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 25,385 | $606,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 18,692 | $602,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 17,357 | $601,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,916 | $594,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 7,611 | $592,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 17,141 | $590,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 22,130 | $587,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,704 | $586,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 20,032 | $586,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,839 | $584,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 24,849 | $583,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 7,394 | $580,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 21,500 | $573,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 60,927 | $571,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 40,966 | $565,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 5,235 | $562,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 6,881 | $561,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 16,559 | $559,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 6,081 | $554,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,525 | $550,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 3,545 | $548,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 6,273 | $545,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 12,458 | $539,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,195 | $538,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 5,387 | $535,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 39,088 | $535,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 6,402 | $532,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 5,356 | $530,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 13,058 | $526,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 11,402 | $522,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 10,837 | $522,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 589 | $520,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,274 | $519,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 19,992 | $514,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 25,679 | $512,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,491 | $508,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 29,247 | $507,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 13,252 | $506,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 6,200 | $505,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 12,521 | $501,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,060 | $500,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,483 | $498,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,065 | $496,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 9,132 | $496,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 19,357 | $495,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,186 | $494,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 17,390 | $492,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 26,694 | $490,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 4,799 | $489,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,501 | $488,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 12,433 | $486,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 14,271 | $485,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 6,848 | $481,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 14,394 | $478,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 15,148 | $476,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 17,745 | $475,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 13,191 | $474,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 6,251 | $473,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,269 | $472,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 7,797 | $472,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 4,999 | $471,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 3,914 | $469,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 18,155 | $468,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 18,211 | $463,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 13,587 | $463,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 16,935 | $463,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 11,575 | $459,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 19,575 | $459,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,187 | $457,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,214 | $456,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 60,108 | $452,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 14,766 | $450,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 33,900 | $450,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 5,355 | $449,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,959 | $444,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 10,170 | $444,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,820 | $443,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,698 | $441,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267L409 | ETRACS 2XLVS&P | 8,600 | $437,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 8,678 | $436,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 6,879 | $436,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,663 | $433,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,945 | $433,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 22,931 | $433,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 31,358 | $430,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 10,941 | $429,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 31,766 | $427,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 9,639 | $425,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,988 | $423,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,278 | $421,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 15,738 | $421,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,014 | $420,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,164 | $420,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,930 | $419,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 54,271 | $419,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,864 | $418,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 20,795 | $417,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 11,494 | $415,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,029 | $415,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 31,022 | $414,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 12,328 | $413,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 8,310 | $413,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 5,370 | $410,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 12,886 | $410,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 64,350 | $409,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 8,923 | $406,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 15,625 | $405,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 16,939 | $404,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 29,189 | $404,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 10,555 | $401,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 27,177 | $401,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 7,948 | $396,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 3,058 | $395,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 10,370 | $393,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 14,048 | $390,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 26,385 | $390,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 9,999 | $390,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 36,663 | $389,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,563 | $388,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 37,858 | $385,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,946 | $384,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 25,014 | $383,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,088 | $378,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5,590 | $377,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 17,874 | $371,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,689 | $366,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 9,311 | $363,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 27,062 | $362,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,000 | $357,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 5,347 | $356,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,370 | $356,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 7,912 | $356,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 11,727 | $355,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 26,673 | $352,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 21,573 | $351,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,414 | $350,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 28,119 | $348,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 24,199 | $347,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 8,319 | $345,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 11,013 | $345,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,905 | $341,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 23,000 | $339,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 500 | $338,000 | thousands by filing date | call |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,754 | $338,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 35,008 | $336,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 4,008 | $336,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 6,925 | $335,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 12,013 | $335,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 33,916 | $335,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,541 | $331,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 16,972 | $331,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 17,521 | $330,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 9,092 | $329,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 28,516 | $328,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 3,165 | $328,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 8,732 | $328,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 8,350 | $322,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,518 | $322,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 30,557 | $321,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,387 | $319,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,598 | $319,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 7,038 | $317,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,695 | $315,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,780 | $314,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 22,795 | $314,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,016 | $311,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 10,858 | $311,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 11,158 | $311,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 7,067 | $310,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,846 | $309,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 39,422 | $309,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 13,689 | $309,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,220 | $308,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 20,154 | $308,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 5,605 | $307,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 6,322 | $307,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 12,957 | $307,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,500 | $306,000 | thousands by filing date | put |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,918 | $306,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 34,629 | $305,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 9,204 | $303,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 10,748 | $303,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 6,604 | $302,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 237 | $302,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 14,967 | $302,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 13,290 | $301,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 12,491 | $300,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,348 | $300,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 17,275 | $298,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 5,021 | $296,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 10,162 | $294,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 6,943 | $293,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,286 | $290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 6,218 | $290,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,000 | $289,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 18,305 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 5,610 | $287,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 32,322 | $286,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,418 | $285,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 8,691 | $284,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,921 | $283,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 10,882 | $283,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,878 | $282,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 14,140 | $282,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 16,122 | $281,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 2,944 | $279,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,310 | $278,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 16,950 | $278,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,941 | $277,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 5,249 | $276,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 14,260 | $276,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 5,532 | $275,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 38,548 | $275,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 1,980 | $273,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,024 | $272,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 10,749 | $270,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 5,685 | $270,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 12,059 | $270,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,629 | $269,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,647 | $269,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 51,591 | $269,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 33,064 | $268,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 9,190 | $267,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 251,000 | $266,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 39,049 | $265,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 10,217 | $265,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5,279 | $264,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 19,267 | $264,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 22,086 | $262,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-16-000671 | this filing | 2016-01-20 | acceptance time not in the bulk data set |