13F-HR filed by EQUITEC PROPRIETARY MARKETS, LLC
EQUITEC PROPRIETARY MARKETS, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-28, with 172 holding rows worth $2,180,835,000.
- Accession
- 0001420506-15-000542
- Filer
- CIK 1143261
- Filed
- 2015-10-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 172 entries on the cover page, a total value of $2,180,835,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,180,835,000 with VALUE read as thousands by filing date, 13F file number 028-16423. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 5,896,600 | $1,129,965,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 3,303,600 | $633,069,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 218,000 | $39,103,000 | thousands by filing date | put |
| BROADCOM CORP | 111320107 | CL A | 678,700 | $34,906,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 178,500 | $32,018,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 1,076,400 | $28,266,000 | thousands by filing date | put |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 1,040,075 | $27,312,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 296,000 | $15,223,000 | thousands by filing date | call |
| PRECISION CASTPARTS CORP | 740189105 | COM | 56,700 | $13,025,000 | thousands by filing date | call |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 460,300 | $12,087,000 | thousands by filing date | call |
| HOME PROPERTIES INC | 437306103 | COM | 128,400 | $9,598,000 | thousands by filing date | put |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 118,100 | $8,855,000 | thousands by filing date | put |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 99,400 | $8,846,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 99,400 | $8,846,000 | thousands by filing date | put |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 120,500 | $7,611,000 | thousands by filing date | put |
| SOLERA HOLDINGS INC | 83421A104 | COM | 133,600 | $7,214,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 234,590 | $6,782,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 38,200 | $6,717,000 | thousands by filing date | call |
| HOME PROPERTIES INC | 437306103 | COM | 85,526 | $6,393,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 250,700 | $6,237,000 | thousands by filing date | put |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 80,600 | $6,043,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 481,856 | $5,859,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 232,080 | $5,774,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 92,600 | $5,000,000 | thousands by filing date | put |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 64,100 | $4,806,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 26,167 | $4,694,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 85,700 | $4,628,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 103,000 | $4,367,000 | thousands by filing date | put |
| PARTNERRE LTD | G6852T105 | COM | 29,400 | $4,083,000 | thousands by filing date | call |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 638,379 | $3,939,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 50,700 | $3,790,000 | thousands by filing date | call |
| PARTNERRE LTD | G6852T105 | COM | 26,200 | $3,639,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 78,000 | $3,307,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 99,200 | $3,232,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 75,300 | $3,032,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 72,200 | $2,907,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 1,550,000 | $2,806,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 19,200 | $2,666,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 57,100 | $2,528,000 | thousands by filing date | put |
| TELENAV INC | 879455103 | COMMON STOCK | 314,712 | $2,458,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 10,400 | $2,389,000 | thousands by filing date | put |
| AbbVie,Inc. | 00287Y109 | COM | 40,700 | $2,214,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 79,187 | $2,133,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 42,100 | $2,108,000 | thousands by filing date | call |
| CYTEC INDS INC | 232820100 | COM | 25,100 | $1,854,000 | thousands by filing date | call |
| CLECO CORP NEW | 12561W105 | COM | 33,700 | $1,794,000 | thousands by filing date | put |
| PRECISION CASTPARTS CORP | 740189105 | COM | 6,800 | $1,562,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 29,200 | $1,555,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 40,000 | $1,474,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 13,667 | $1,411,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 43,263 | $1,410,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 634,616 | $1,377,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 30,400 | $1,346,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 33,400 | $1,345,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 161,518 | $1,184,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 160,602 | $1,153,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 6,013 | $1,143,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 22,100 | $1,139,000 | thousands by filing date | call |
| SIGMA ALDRICH CORP | 826552101 | COM | 7,400 | $1,028,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 105,793 | $1,025,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 7,100 | $986,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 35,200 | $974,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 30,000 | $955,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 11,200 | $883,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 64,517 | $812,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 45,200 | $746,000 | thousands by filing date | put |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 11,000 | $695,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 9,400 | $694,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 246,956 | $691,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 20,000 | $677,000 | thousands by filing date | call |
| Foundation Medicine Inc | 350465100 | COM | 31,507 | $581,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 53,300 | $580,000 | thousands by filing date | put |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 34,858 | $576,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 31,200 | $576,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 1,100 | $563,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 8,900 | $563,000 | thousands by filing date | put |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,000 | $553,000 | thousands by filing date | call |
| GOOGLE INC | 38259P706 | CL C | 900 | $548,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 198,510 | $546,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 3,100 | $545,000 | thousands by filing date | put |
| OLIN CORP | 680665205 | COM PAR $1 | 31,500 | $530,000 | thousands by filing date | put |
| Foundation Medicine Inc | 350465100 | COM | 28,600 | $528,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 66,565 | $523,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 35,600 | $494,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 32,800 | $491,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 8,233 | $476,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,500 | $473,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 1,620,011 | $470,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 1,003,300 | $463,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 13,100 | $417,000 | thousands by filing date | call |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 400,000 | $404,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 23,300 | $385,000 | thousands by filing date | call |
| WILLIAMS COS INC COM | 969457100 | Stock | 10,000 | $369,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 5,000 | $369,000 | thousands by filing date | put |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 20,000 | $365,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 146,828 | $361,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 32,969 | $359,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 33,000 | $359,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 11,000 | $358,000 | thousands by filing date | call |
| OLIN CORP | 680665205 | COM PAR $1 | 20,000 | $336,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,100 | $335,000 | thousands by filing date | put |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 7,500 | $318,000 | thousands by filing date | put |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 124,336 | $277,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,100 | $273,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 10,800 | $269,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,000 | $265,000 | thousands by filing date | call |
| INTREXON CORP | 46122T102 | COM | 8,200 | $261,000 | thousands by filing date | put |
| 38259p508 | COM | 400 | $255,000 | thousands by filing date | ||
| Intel Corp | 458140100 | COM | 7,400 | $223,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,000 | $214,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 5,000 | $212,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 11,100 | $203,000 | thousands by filing date | put |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 421,900 | $194,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 26,800 | $172,000 | thousands by filing date | put |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 5,000 | $162,000 | thousands by filing date | call |
| LUNA INNOVATIONS INC | 550351100 | COM | 169,584 | $158,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,100 | $152,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 8,000 | $151,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 2,700 | $147,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,000 | $132,000 | thousands by filing date | put |
| SYNERGETICS USA INC | 87160G107 | COM | 20,000 | $131,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 20,000 | $131,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 3,400 | $108,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 192,400 | $108,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 2,800 | $87,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 5,000 | $84,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 129,870 | $83,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,494 | $81,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 12,000 | $77,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 116,900 | $74,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,000 | $66,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 4,000 | $64,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 1,000 | $63,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 9,000 | $58,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 7,300 | $57,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 500 | $55,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 110,368 | $51,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 2,300 | $48,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 419 | $46,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 5,300 | $41,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 2,800 | $36,000 | thousands by filing date | call |
| Anglogold Ashanti Plc | 035128206 | Common | 3,900 | $32,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 23,190 | $23,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 16,750 | $23,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,100 | $20,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 600 | $19,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 19,500 | $19,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,000 | $18,000 | thousands by filing date | call |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 13,300 | $18,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 100 | $17,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 8,000 | $16,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 8,000 | $16,000 | thousands by filing date | put |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,000 | $15,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,000 | $15,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 2,200 | $14,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 1,100 | $13,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 1,100 | $13,000 | thousands by filing date | put |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 500 | $12,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 1,900 | $11,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 18,055 | $10,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 17,100 | $10,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 600 | $9,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 160 | $7,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 6,000 | $6,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500 | $5,000 | thousands by filing date | call |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 1,600 | $2,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 100 | $1,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 291,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 15,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-15-000542 | this filing | 2015-10-28 | acceptance time not in the bulk data set |