13F-HR filed by NEXT Financial Group, Inc
NEXT Financial Group, Inc filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-29, with 1,985 holding rows worth $290,129,000.
- Accession
- 0001420506-15-000366
- Filer
- CIK 1616654
- Filed
- 2015-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 1,985 entries on the cover page, a total value of $290,129,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $290,129,000 with VALUE read as thousands by filing date, 13F file number 028-16263. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLUB CAP BDC INC | 38173M102 | COM | 1,226 | $20,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 1,241 | $20,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 600 | $20,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 460 | $20,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 700 | $20,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 2,500 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,060 | $20,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 2,000 | $20,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,056 | $20,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,800 | $20,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 855 | $20,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 800 | $20,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 435 | $20,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 800 | $19,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 861 | $19,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 3,300 | $19,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 200 | $19,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 550 | $19,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 318 | $19,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,630 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 285 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 384 | $19,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 3,500 | $19,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 330 | $19,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 195 | $19,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,127 | $19,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 450 | $19,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 405 | $19,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 240 | $19,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,368 | $19,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 300 | $19,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 830 | $19,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 661 | $19,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 221 | $19,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 577 | $19,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 568 | $19,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 1,230 | $19,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 241 | $19,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 6,500 | $19,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 77 | $18,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 500 | $18,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,250 | $18,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,500 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 146 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 150 | $18,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,500 | $18,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 551 | $18,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,598 | $18,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 1,200 | $18,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 840 | $18,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 491 | $18,000 | thousands by filing date | |
| COLUMBIA INTERMEDIATE | 19761R703 | INTERMED MUN | 350 | $18,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 210 | $17,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 245 | $17,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 315 | $17,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 250 | $17,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 350 | $17,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 250 | $17,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 825 | $17,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 690 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 407 | $17,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 609 | $17,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 605 | $17,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE VALUE ETF | 02072L102 | ETF | 667 | $17,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 3,000 | $17,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 2,782 | $17,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 660 | $17,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 865 | $17,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,313 | $17,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,200 | $17,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 2,346 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 300 | $17,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,845 | $17,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 250 | $17,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 850 | $17,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 200 | $16,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 283 | $16,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 350 | $16,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,150 | $16,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 692 | $16,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 289 | $16,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 465 | $16,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,038 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 150 | $16,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 313 | $16,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 200 | $16,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 802 | $16,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 303 | $16,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 300 | $16,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 200 | $16,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,564 | $16,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 900 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 337 | $16,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 2,810 | $16,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 480 | $16,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 680 | $16,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,904 | $16,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,500 | $16,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 4,438 | $16,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 3,372 | $16,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 445 | $16,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 2,100 | $16,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 82,985 | $16,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2,784 | $16,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 68 | $15,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 417 | $15,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 195 | $15,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 490 | $15,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 400 | $15,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 250 | $15,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 145 | $15,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 495 | $15,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 1,000 | $15,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 200 | $15,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 150 | $15,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 500 | $15,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 255 | $15,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 536 | $15,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,440 | $15,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 1,300 | $15,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 245 | $15,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 500 | $15,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,350 | $15,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 450 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 738 | $15,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,519 | $15,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,832 | $15,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 500 | $15,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 150 | $15,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 2,419 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 860 | $15,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 400 | $15,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 150 | $15,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,927 | $15,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 400 | $14,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 101 | $14,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,569 | $14,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 900 | $14,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 188 | $14,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 179 | $14,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 550 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 510 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 600 | $14,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 94 | $14,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 1,577 | $14,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,513 | $14,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 964 | $14,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 625 | $14,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 600 | $14,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 1,000 | $14,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,825 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 500 | $14,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 2,273 | $14,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 125 | $14,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 400 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 412 | $14,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 900 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 900 | $14,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 570 | $14,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 2,000 | $14,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 2,200 | $14,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 1,725 | $14,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 721 | $13,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 760 | $13,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 500 | $13,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 301 | $13,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 160 | $13,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 401 | $13,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 446 | $13,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 400 | $13,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 350 | $13,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 424 | $13,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 210 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 159 | $13,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 460 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 763 | $13,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 405 | $13,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 207 | $13,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 800 | $13,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 201 | $13,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,700 | $13,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 200 | $13,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 965 | $13,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,063 | $13,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 855 | $13,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,333 | $13,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 490 | $13,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1,029 | $13,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 250 | $13,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 800 | $13,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 1,000 | $13,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 732 | $13,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 805 | $13,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 720 | $12,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 350 | $12,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 150 | $12,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 110 | $12,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,600 | $12,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 861 | $12,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 700 | $12,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 700 | $12,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 220 | $12,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 423 | $12,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 254 | $12,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 900 | $12,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 786 | $12,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $12,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 900 | $12,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 260 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 300 | $12,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 756 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 520 | $12,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 5,000 | $12,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 1,000 | $12,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,200 | $12,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,000 | $12,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 500 | $12,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 265 | $11,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 175 | $11,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 135 | $11,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 293 | $11,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 300 | $11,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 140 | $11,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 100 | $11,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 76 | $11,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 500 | $11,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 176 | $11,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 727 | $11,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 200 | $11,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,050 | $11,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 100 | $11,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 82 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 360 | $11,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 500 | $11,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 300 | $11,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,200 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 200 | $11,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 1,043 | $11,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 300 | $11,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 470 | $11,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 365 | $11,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 86 | $11,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 500 | $11,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 130 | $11,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 100 | $10,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 70 | $10,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 96 | $10,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 64 | $10,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 453 | $10,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 5,000 | $10,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 100 | $10,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 120 | $10,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 100 | $10,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 567 | $10,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 300 | $10,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 200 | $10,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $10,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 600 | $10,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 125 | $10,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 500 | $10,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 206 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 440 | $10,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 450 | $10,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,600 | $10,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 1,790 | $10,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 316 | $10,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 300 | $10,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 837 | $10,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 120 | $10,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 712 | $10,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 104 | $10,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,485 | $10,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 861 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 135 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 250 | $10,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 450 | $10,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 500 | $10,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 150 | $10,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 191 | $10,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,000 | $10,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 133 | $10,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 1,000 | $10,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 683 | $10,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 160 | $9,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 450 | $9,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 400 | $9,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 361 | $9,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 405 | $9,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 303 | $9,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 210 | $9,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 150 | $9,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 346 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 69 | $9,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 768 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 182 | $9,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 600 | $9,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 126 | $9,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 101 | $9,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 312 | $9,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 450 | $9,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 800 | $9,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 250 | $9,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 200 | $9,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 242 | $9,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 270 | $9,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 52 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 175 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 200 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 616 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 178 | $9,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 178 | $9,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 86 | $9,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 287 | $9,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 100 | $9,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 515 | $9,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 150 | $9,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,500 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 223 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 300 | $9,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 121 | $8,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 100 | $8,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 206 | $8,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 400 | $8,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 142 | $8,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 1,500 | $8,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 764 | $8,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 200 | $8,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 50 | $8,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 45 | $8,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 203 | $8,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 200 | $8,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 227 | $8,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,075 | $8,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 1,000 | $8,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 150 | $8,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 500 | $8,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 254 | $8,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 101 | $8,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,000 | $8,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 206 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 445 | $8,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 253 | $8,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,500 | $8,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 50 | $8,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,600 | $8,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 900 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 100 | $8,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 200 | $8,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 221 | $8,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 500 | $8,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 110 | $7,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 217 | $7,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 999 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 250 | $7,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 102 | $7,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 100 | $7,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 81 | $7,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 66 | $7,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 275 | $7,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 380 | $7,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 56 | $7,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 406 | $7,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 250 | $7,000 | thousands by filing date | |
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| ISHARES TR | 464288752 | US HOME CONS ETF | 265 | $7,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 250 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 182 | $7,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 45 | $7,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 570 | $7,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 434 | $7,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 365 | $7,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 518 | $7,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 99 | $7,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 30 | $7,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 180 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 175 | $7,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 592 | $7,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 389 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 176 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 200 | $7,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,565 | $7,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 225 | $7,000 | thousands by filing date | |
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| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,800 | $7,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 300 | $7,000 | thousands by filing date | |
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| HOSPIRA INC | 441060100 | COM | 81 | $7,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 661 | $7,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 120 | $7,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 300 | $7,000 | thousands by filing date | |
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| MARKETO INC | 57063L107 | COM | 250 | $7,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 160 | $7,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 645 | $7,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 150 | $7,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 375 | $7,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 619 | $7,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 100 | $7,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 4,500 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 275 | $7,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 666 | $7,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 7,000 | $7,000 | thousands by filing date | |
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| COLLECTORS UNIVERSE | 19421R200 | COMMON | 400 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 300 | $7,000 | thousands by filing date | |
| PROSHARES SHORT OIL GAS | 74347R222 | COM | 300 | $7,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 667 | $7,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 770 | $6,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 100 | $6,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 216 | $6,000 | thousands by filing date | |
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| TRIMBLE INC COM | 896239100 | Stock | 260 | $6,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 106 | $6,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 120 | $6,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 100 | $6,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 100 | $6,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 520 | $6,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 138 | $6,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 200 | $6,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 100 | $6,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 263 | $6,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 250 | $6,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 77 | $6,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 200 | $6,000 | thousands by filing date | |
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| CST BRANDS INC | 12646R105 | COM | 164 | $6,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 100 | $6,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 150 | $6,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 300 | $6,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 122 | $6,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 300 | $6,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 100 | $6,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 131 | $6,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 200 | $6,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 150 | $6,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 180 | $6,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 1,546 | $6,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,200 | $6,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 500 | $6,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 100 | $6,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,000 | $6,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 440 | $6,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 203 | $6,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 150 | $6,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 187 | $6,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 250 | $6,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 300 | $6,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,005 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 467 | $6,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 600 | $6,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 950 | $6,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 6,000 | $6,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 370 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 200 | $6,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 61 | $5,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 144 | $5,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 1,600 | $5,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 300 | $5,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,544 | $5,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 100 | $5,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 50 | $5,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 503 | $5,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 100 | $5,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 190 | $5,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 264 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 109 | $5,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 201 | $5,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 100 | $5,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 139 | $5,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 505 | $5,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 200 | $5,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 485 | $5,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 100 | $5,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 265 | $5,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 109 | $5,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 70 | $5,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 662 | $5,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 102 | $5,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 260 | $5,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 655 | $5,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 50 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 128 | $5,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 200 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 90 | $5,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 370 | $5,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 200 | $5,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 80 | $5,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 54 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 191 | $5,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 5,000 | $5,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-15-000366 | this filing | 2015-07-29 | acceptance time not in the bulk data set |