13F-HR filed by Sigma Planning Corp
Sigma Planning Corp filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-23, with 752 holding rows worth $754,857,000.
- Accession
- 0001420506-15-000220
- Filer
- CIK 1449126
- Filed
- 2015-04-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 752 entries on the cover page, a total value of $754,857,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $754,857,000 with VALUE read as thousands by filing date, 13F file number 028-16541. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 6,661 | $321,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 36,680 | $319,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 7,981 | $318,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,705 | $317,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,202 | $317,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 9,700 | $313,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 5,458 | $311,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 3,536 | $311,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,249 | $310,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 43,778 | $309,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 9,104 | $309,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,834 | $308,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,172 | $307,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 9,157 | $307,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 32,474 | $307,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 6,013 | $305,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 44,779 | $304,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,273 | $302,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,536 | $302,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,065 | $302,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,890 | $302,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 27,075 | $302,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 6,141 | $302,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,458 | $301,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,864 | $300,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 7,293 | $299,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 7,893 | $299,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,902 | $298,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 11,002 | $297,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 3,138 | $297,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,172 | $296,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 10,678 | $295,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 12,351 | $295,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,828 | $294,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 5,351 | $293,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,607 | $293,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,982 | $292,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 6,833 | $292,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 4,828 | $291,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 5,165 | $291,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 9,524 | $291,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 17,285 | $291,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 13,396 | $290,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 134,125 | $290,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 10,696 | $290,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 8,124 | $289,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,838 | $283,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 29,527 | $283,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,016 | $281,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 5,029 | $281,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 5,463 | $280,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 21,816 | $280,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 4,564 | $279,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,817 | $278,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,406 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 2,505 | $277,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,342 | $277,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 4,374 | $276,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 1,876 | $276,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 12,304 | $276,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 9,088 | $276,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 3,117 | $276,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 21,798 | $273,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 10,934 | $272,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 11,526 | $272,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,867 | $270,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,079 | $270,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 20,334 | $269,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 5,895 | $268,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,952 | $266,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 8,870 | $266,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,588 | $266,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 5,335 | $265,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 6,300 | $265,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 7,156 | $264,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 6,526 | $263,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 16,227 | $261,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 12,049 | $261,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 5,000 | $260,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 5,199 | $260,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 9,921 | $259,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,238 | $258,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 14,052 | $257,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 21,183 | $256,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 19,141 | $256,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,976 | $255,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,524 | $255,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 5,970 | $254,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,219 | $254,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,743 | $254,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 6,289 | $253,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 13,526 | $253,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,775 | $252,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,817 | $252,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,269 | $252,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 9,737 | $252,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,619 | $250,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,844 | $250,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 7,144 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 9,240 | $249,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,061 | $249,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 16,140 | $248,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,262 | $247,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,020 | $246,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 8,655 | $246,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 17,309 | $246,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 37,683 | $245,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,851 | $243,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,940 | $241,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,314 | $241,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,146 | $240,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 10,812 | $240,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 16,518 | $238,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 5,444 | $238,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,855 | $237,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,443 | $237,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,887 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8,315 | $235,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 11,487 | $234,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 11,043 | $234,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 1,839 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,708 | $233,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 5,944 | $233,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 3,379 | $233,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,602 | $231,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,031 | $231,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 7,712 | $231,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 20,711 | $230,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,047 | $229,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 25,276 | $229,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,791 | $228,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 6,415 | $227,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 15,997 | $227,000 | thousands by filing date | |
| DIREXION DAILY SEMICON 3X | 25459Y314 | Cmn | 19,190 | $227,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 59,213 | $226,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,019 | $226,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 7,680 | $224,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 5,020 | $223,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 3,608 | $220,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,700 | $220,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,900 | $220,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 24,519 | $219,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 3,314 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 4,933 | $218,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 8,850 | $218,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 10,500 | $218,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,758 | $217,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 3,345 | $217,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 8,361 | $217,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,587 | $216,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 11,831 | $216,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 15,741 | $211,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 5,067 | $211,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,000 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,111 | $210,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 17,980 | $210,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 22,408 | $210,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,347 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 4,389 | $209,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 5,614 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 9,009 | $208,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 9,108 | $208,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,365 | $207,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 20,930 | $207,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 37,678 | $207,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 5,059 | $204,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 12,439 | $204,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 9,844 | $204,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 487 | $203,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 8,118 | $203,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 4,733 | $203,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,329 | $202,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,860 | $201,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 19,693 | $194,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 16,316 | $190,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 10,255 | $190,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 12,969 | $187,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 11,255 | $186,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,662 | $184,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 10,694 | $181,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 11,716 | $180,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 11,190 | $180,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,672 | $175,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 15,900 | $174,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,125 | $173,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,113 | $169,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,315 | $166,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 11,385 | $160,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 10,000 | $153,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10,950 | $152,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 11,612 | $151,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 15,776 | $150,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,999 | $141,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 19,970 | $136,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,963 | $133,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,258 | $128,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 18,197 | $126,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 10,583 | $126,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 11,028 | $125,000 | thousands by filing date | |
| BDCA VENTURE INC | 05543L106 | COM | 24,477 | $123,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 13,409 | $122,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 15,530 | $122,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 40,300 | $121,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 15,089 | $118,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,687 | $116,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 40,950 | $114,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 21,700 | $113,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 12,463 | $112,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,297 | $111,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,301 | $111,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 13,523 | $109,000 | thousands by filing date | |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 17,050 | $109,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,676 | $104,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 18,628 | $101,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 11,225 | $98,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 11,505 | $97,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 95,000 | $97,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 12,511 | $97,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 16,639 | $94,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,139 | $91,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 11,187 | $88,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 14,918 | $83,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 15,185 | $82,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 14,499 | $81,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 10,301 | $79,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 11,500 | $79,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 21,997 | $79,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 32,637 | $73,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,436 | $68,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 13,250 | $68,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 86,610 | $59,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 12,085 | $56,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 13,539 | $56,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 14,930 | $47,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 27,626 | $46,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 18,500 | $46,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,605 | $46,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 23,156 | $41,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 12,771 | $40,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 10,872 | $37,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 16,620 | $37,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 16,711 | $32,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 10,000 | $31,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 17,897 | $28,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 10,525 | $27,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 24,000 | $26,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 25,599 | $20,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 11,350 | $16,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 15,325 | $12,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAC3 | NOTE 3.250% 5/1 | 12,000 | $12,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 10,000 | $11,000 | thousands by filing date | |
| EXETER RES CORP | 301835104 | COM | 13,500 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-15-000220 | this filing | 2015-04-23 | acceptance time not in the bulk data set |