13F-HR/A filed by Ground Swell Capital, LLC
Ground Swell Capital, LLC filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2015-02-05, with 1,988 holding rows worth $51,529,000.
- Accession
- 0001420506-15-000045
- Filer
- CIK 1534450
- Filed
- 2015-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, amendment of type restatement, 1,988 entries on the cover page, a total value of $51,529,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $51,529,000 with VALUE read as thousands by filing date, 13F file number 028-16253. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 400 | $6,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 300 | $6,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 419 | $6,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 491 | $6,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 184 | $6,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 600 | $6,000 | thousands by filing date | |
| CVD EQUIP CORP | 126601103 | COM | 461 | $6,000 | thousands by filing date | |
| ACCESS NEWSWIRE INC | 46520M204 | COM NEW | 600 | $6,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 132 | $6,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 118 | $6,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 146 | $6,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 396 | $6,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 218 | $6,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 210 | $6,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 184 | $6,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 184 | $6,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 90 | $6,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 170 | $6,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 100 | $6,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 112 | $6,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 146 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 100 | $6,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 129 | $6,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 221 | $6,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 289 | $6,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 200 | $6,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 300 | $6,000 | thousands by filing date | |
| VISIONCHINA MEDIA INC | 92833U202 | SPON ADR NEW | 372 | $6,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES-CL B | 345550305 | COMMON | 300 | $6,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 515 | $6,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 500 | $6,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 476 | $6,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 809 | $6,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 2,096 | $6,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 585 | $6,000 | thousands by filing date | |
| IPATH PURE BETA NICKEL | 06740P213 | CMN | 180 | $6,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 1,015 | $6,000 | thousands by filing date | |
| ISHARES MSCI FAR E F S IN FD | 464289214 | CMN | 200 | $6,000 | thousands by filing date | |
| COMERICA INC-CW18 | 200340115 | WTS | 300 | $6,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 238 | $6,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 408 | $6,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 488 | $6,000 | thousands by filing date | |
| TOR MINERALS INTL INC | 890878309 | COM NEW | 600 | $6,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 451 | $6,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N200 | UNIT 10/23/2014 | 346 | $6,000 | thousands by filing date | |
| B COMMUNICATIONS LTD | M15629104 | SHS | 300 | $6,000 | thousands by filing date | |
| GLOBAL TECH ADVANCED INNOVAT | G39320117 | SHS NEW | 991 | $6,000 | thousands by filing date | |
| UBIC INC | 90346V105 | SPONSORED ADR | 400 | $6,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 410 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 200 | $6,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 297 | $6,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 156 | $6,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 606 | $6,000 | thousands by filing date | |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 599 | $6,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 100 | $5,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 156 | $5,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 402 | $5,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 105 | $5,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 80 | $5,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 115 | $5,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 100 | $5,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 200 | $5,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 130 | $5,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 100 | $5,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 120 | $5,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 60 | $5,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 330 | $5,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 108 | $5,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 57 | $5,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 400 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 345 | $5,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 117 | $5,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 148 | $5,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 268 | $5,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 130 | $5,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 156 | $5,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 96 | $5,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,092 | $5,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 71 | $5,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 270 | $5,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 442 | $5,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 152 | $5,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 232 | $5,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 134 | $5,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 132 | $5,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 158 | $5,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 62 | $5,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 400 | $5,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 312 | $5,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 63 | $5,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 94 | $5,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 110 | $5,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 348 | $5,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 200 | $5,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 294 | $5,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 585 | $5,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 200 | $5,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 473 | $5,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 94 | $5,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC | 419596200 | CL A | 211 | $5,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 164 | $5,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 171 | $5,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 167 | $5,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 256 | $5,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 246 | $5,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 104 | $5,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 150 | $5,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 363 | $5,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 174 | $5,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 146 | $5,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 183 | $5,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 42 | $5,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 532 | $5,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 326 | $5,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 304 | $5,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 265 | $5,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 230 | $5,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,149 | $5,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 200 | $5,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 317 | $5,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 489 | $5,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 87 | $5,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 213 | $5,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 894 | $5,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 428 | $5,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 101 | $5,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 56 | $5,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 200 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 105 | $5,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 388 | $5,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 1,730 | $5,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 225 | $5,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 205 | $5,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 761 | $5,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 256 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 85 | $5,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 306 | $5,000 | thousands by filing date | |
| ONEIDA FINL CORP MD | 682479100 | COM | 424 | $5,000 | thousands by filing date | |
| HYDE PK ACQUISITION CORP II | 448640102 | COMMON | 442 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 95 | $5,000 | thousands by filing date | |
| UNITED SECURITY BANCSHARES | 911459105 | COM | 600 | $5,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 200 | $5,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 358 | $5,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 255 | $5,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 197 | $5,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 300 | $5,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 524 | $5,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 186 | $5,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 404 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X673 | INTL INDS ETF | 162 | $5,000 | thousands by filing date | |
| MORGAN STANLEY | 61747W257 | RENMIN/USD ETN | 131 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U381 | GERMANY SM CAP | 170 | $5,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 90 | $5,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 197 | $5,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 200 | $5,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 126 | $5,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 700 | $5,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 176 | $5,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 200 | $5,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 200 | $5,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 500 | $5,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 100 | $4,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 100 | $4,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 100 | $4,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 70 | $4,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 52 | $4,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 100 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 199 | $4,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 119 | $4,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 162 | $4,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 159 | $4,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 200 | $4,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 243 | $4,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 200 | $4,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 276 | $4,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 47 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V761 | MSCI UAE ETF | 200 | $4,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 500 | $4,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 273 | $4,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 140 | $4,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 300 | $4,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 92 | $4,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 278 | $4,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 130 | $4,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 237 | $4,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 25 | $4,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 157 | $4,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 294 | $4,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 114 | $4,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 337 | $4,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 320 | $4,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 78 | $4,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 300 | $4,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 161 | $4,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 54 | $4,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 168 | $4,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 163 | $4,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 317 | $4,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 461 | $4,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 99 | $4,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 103 | $4,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 141 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 120 | $4,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 190 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 55 | $4,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 244 | $4,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 200 | $4,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 280 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 115 | $4,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 221 | $4,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 114 | $4,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 547 | $4,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 119 | $4,000 | thousands by filing date | |
| INCOME OPPORTUNITY RLTY INVS | 452926108 | COM | 600 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 459 | $4,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 261 | $4,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 219 | $4,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 316 | $4,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 140 | $4,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 409 | $4,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 189 | $4,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 94 | $4,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 841 | $4,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 168 | $4,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 177 | $4,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 145 | $4,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 72 | $4,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 194 | $4,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 126 | $4,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 286 | $4,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 240 | $4,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 312 | $4,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 800 | $4,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 465 | $4,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 200 | $4,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 142 | $4,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 160 | $4,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 130 | $4,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 274 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 1,320 | $4,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 200 | $4,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 1,116 | $4,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,255 | $4,000 | thousands by filing date | |
| 1ST CENTURY BANCSHARES INC | 31943X102 | COM | 500 | $4,000 | thousands by filing date | |
| HUDSON VALLEY HOLDING CORP | 444172100 | COM | 200 | $4,000 | thousands by filing date | |
| LEARNING TREE INTERNATIONAL | 522015106 | COM | 1,500 | $4,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 341 | $4,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 96 | $4,000 | thousands by filing date | |
| SUSSEX BANCORP | 869245100 | COMMON | 468 | $4,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 246 | $4,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 720 | $4,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 200 | $4,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 30 | $4,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 82 | $4,000 | thousands by filing date | |
| OCONEE FED FINL CORP | 675607105 | COM | 204 | $4,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 280 | $4,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 290 | $4,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 147 | $4,000 | thousands by filing date | |
| New Century Bancorp, Inc. | 64353M100 | Common Stock | 600 | $4,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 600 | $4,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 300 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 200 | $4,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M872 | COM | 50 | $4,000 | thousands by filing date | |
| HMG COURTLAND PPTYS INC | 404232100 | COM | 287 | $4,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 398 | $4,000 | thousands by filing date | |
| INTRICON CORP | 46121H109 | COM | 463 | $4,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 500 | $4,000 | thousands by filing date | |
| BLACKROCK MD MUNICIPAL BOND | 09249L105 | COM | 300 | $4,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 274 | $4,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 200 | $4,000 | thousands by filing date | |
| IKANG HEALTHCARE GROUP INC | 45174L108 | SPONSORED ADR | 234 | $4,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 200 | $4,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 400 | $4,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 200 | $4,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 237 | $4,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 400 | $4,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 400 | $4,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 102 | $3,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 376 | $3,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 77 | $3,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 202 | $3,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 47 | $3,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 100 | $3,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 40 | $3,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 31 | $3,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 4 | $3,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 124 | $3,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 100 | $3,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 42 | $3,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 35 | $3,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 45 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 24 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 100 | $3,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 74 | $3,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 92 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 121 | $3,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 100 | $3,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 99 | $3,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 221 | $3,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 43 | $3,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 25 | $3,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 44 | $3,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 200 | $3,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 71 | $3,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 166 | $3,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 200 | $3,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 100 | $3,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 100 | $3,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 160 | $3,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 281 | $3,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 57 | $3,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 256 | $3,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 453 | $3,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 376 | $3,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 181 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 100 | $3,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 300 | $3,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 400 | $3,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 200 | $3,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 102 | $3,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 176 | $3,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 151 | $3,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 401 | $3,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 100 | $3,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 300 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 100 | $3,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 100 | $3,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 159 | $3,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 359 | $3,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 100 | $3,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 98 | $3,000 | thousands by filing date | |
| ELLOMAY CAPITAL LIMITED | M39927120 | SHS | 301 | $3,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 260 | $3,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 100 | $3,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 230 | $3,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 198 | $3,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 200 | $3,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 115 | $3,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 304 | $3,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 430 | $3,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 347 | $3,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 200 | $3,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 114 | $3,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 174 | $3,000 | thousands by filing date | |
| Northeast Community Bancorp Inc | 664112109 | COM | 489 | $3,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 100 | $3,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 200 | $3,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 400 | $3,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 100 | $3,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 133 | $3,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 200 | $3,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 154 | $3,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 60 | $3,000 | thousands by filing date | |
| CBEYOND INC | 149847105 | COM | 276 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 306 | $3,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 204 | $3,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 85 | $3,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 146 | $3,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 404 | $3,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 136 | $3,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 593 | $3,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 121 | $3,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 100 | $3,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 123 | $3,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 273 | $3,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 100 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 200 | $3,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 100 | $3,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 902 | $3,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 800 | $3,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 414 | $3,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 200 | $3,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 4,333 | $3,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 200 | $3,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 75 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 122 | $3,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 200 | $3,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 200 | $3,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 700 | $3,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 344 | $3,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 153 | $3,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 98 | $3,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 424 | $3,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 300 | $3,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 200 | $3,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 154 | $3,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 200 | $3,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 100 | $3,000 | thousands by filing date | |
| COMPRESSCO PARTNERS L P | 20467A101 | COM UNIT | 100 | $3,000 | thousands by filing date | |
| HF FINANCIAL CORP | 404172108 | COMMON STOCK USD.01 | 251 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 78 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 95 | $3,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 200 | $3,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 222 | $3,000 | thousands by filing date | |
| COMMUNITY BANK SHARES/IN | 203599105 | COMMON | 107 | $3,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 100 | $3,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 140 | $3,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 300 | $3,000 | thousands by filing date | |
| PSB HLDGS INC | 69360W108 | COM | 500 | $3,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 100 | $3,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 200 | $3,000 | thousands by filing date | |
| LOUISIANA BANCORP INC | 54619P104 | COMM STK | 139 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 223 | $3,000 | thousands by filing date | |
| ISHARES TR | 464289172 | MSCI EM MK FNL | 112 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H467 | PS CMDTY SH ETN | 100 | $3,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 200 | $3,000 | thousands by filing date | |
| Call - STI $33.70 Exp 12/31/2018 | 867914129 | Warrants | 300 | $3,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G128 | UNIT 99/99/9999 | 300 | $3,000 | thousands by filing date | |
| FIRST W VA BANCORP INC | 337493100 | COM | 158 | $3,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 300 | $3,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 1,295 | $3,000 | thousands by filing date | |
| CONTINENTAL MATLS CORP | 211615307 | COM | 200 | $3,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 334 | $3,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 140 | $3,000 | thousands by filing date | |
| MSB FINANCIAL CORPORATION | 55352P102 | COM | 401 | $3,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVTS COR | 76131N119 | WTS | 720 | $3,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 647 | $3,000 | thousands by filing date | |
| SUTRON CORP | 869380105 | COM | 571 | $3,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 960 | $3,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 202 | $3,000 | thousands by filing date | |
| STEWARDSHIP FINL CORP | 860326107 | COM | 635 | $3,000 | thousands by filing date | |
| RRSAT GLOBAL COMM NTWRK LTD | M8183P102 | SHS | 282 | $3,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 104 | $3,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 1,300 | $3,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 200 | $3,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 88 | $3,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 196 | $3,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 601 | $3,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 113 | $3,000 | thousands by filing date | |
| SUNEDISON SEMI | Y8213L102 | Common Stock | 200 | $3,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 754 | $3,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 244 | $3,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A408 | *W EXP 03/26/201 | 4,100 | $3,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 198 | $3,000 | thousands by filing date | |
| CELSUS THERAPEUTICS PLC | 15119A202 | COM | 600 | $3,000 | thousands by filing date | |
| RUTHIGEN INC | 783330103 | COM | 416 | $3,000 | thousands by filing date | |
| AETRIUM INC | 00817R202 | COM NEW | 593 | $3,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063209 | ADR NEW | 74 | $3,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R108 | COM | 298 | $3,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 23 | $2,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 143 | $2,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 100 | $2,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 68 | $2,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 58 | $2,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 100 | $2,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 41 | $2,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 200 | $2,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 25 | $2,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 100 | $2,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 29 | $2,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 169 | $2,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 200 | $2,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 100 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 41 | $2,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 200 | $2,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 53 | $2,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 300 | $2,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 129 | $2,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 84 | $2,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 117 | $2,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 123 | $2,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 74 | $2,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 96 | $2,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 604 | $2,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 49 | $2,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 160 | $2,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 200 | $2,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 41 | $2,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 100 | $2,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 200 | $2,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 100 | $2,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 87 | $2,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 40 | $2,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 76 | $2,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 76 | $2,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 192 | $2,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 92 | $2,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 100 | $2,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 151 | $2,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 96 | $2,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 139 | $2,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 254 | $2,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 118 | $2,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 236 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-14-000311 | superseded | 2014-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-15-000045 | this filing | 2015-02-05 | acceptance time not in the bulk data set |