13F-HR filed by Texas Yale Capital Corp.
Texas Yale Capital Corp. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-13, with 428 holding rows worth $862,241,000.
- Accession
- 0001420506-14-000481
- Filer
- CIK 1332342
- Filed
- 2014-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 428 entries on the cover page, a total value of $862,241,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $862,241,000 with VALUE read as thousands by filing date, 13F file number 028-11437. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,499,594 | $60,434,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 373,215 | $31,417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 407,951 | $24,012,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 213,462 | $19,912,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 576,997 | $18,822,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 296,415 | $18,286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 288,690 | $16,155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 131,880 | $15,866,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 236,699 | $15,146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 380,679 | $14,789,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Berkshire Hathaway Inc | 084670702 | COM | 100,888 | $13,937,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 75,854 | $11,488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 111,807 | $11,152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 142,539 | $10,950,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 404,267 | $10,863,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 133,380 | $10,674,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 87,308 | $10,146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 141,066 | $9,552,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 88,695 | $9,387,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lineage, Inc. | 536020100 | COM | 307,305 | $9,262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD | 92205F106 | Domestic Common | 331,567 | $9,105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JPMorgan Chase & Co | 46625H100 | COM | 147,036 | $8,857,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 115,675 | $8,676,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| United Parcel Service,Inc. Class B | 911312106 | COM | 87,681 | $8,618,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 358,780 | $8,378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 66,687 | $8,026,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 78,441 | $7,749,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 140,030 | $7,371,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 115,429 | $7,108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 88,037 | $7,011,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Spectra Energy Partners | 84756N109 | COM | 132,280 | $7,010,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Johnson & Johnson | 478160104 | COM | 56,834 | $6,058,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 29 | $6,000,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Growth | 922908736 | COM | 60,116 | $5,992,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENCANA CORP | 292505104 | COM | 280,962 | $5,959,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXXON MOBIL CORP | 30231G102 | COM | 58,505 | $5,502,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Altria Group Inc | 02209S103 | COM | 113,391 | $5,209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 97,346 | $5,164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 43,050 | $4,571,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apple Inc | 037833100 | COM | 45,066 | $4,540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPECTRA ENERGY CORP | 847560109 | COM | 115,288 | $4,526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 76,175 | $4,494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 102,420 | $4,461,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 116,208 | $4,324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Duke Energy Corporation | 26441C204 | COM | 56,899 | $4,254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 88,070 | $4,250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 220,485 | $4,227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 96,165 | $4,183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLUB CAP BDC INC | 38173M102 | COM | 258,220 | $4,119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chevron Corporation | 166764100 | COM | 34,120 | $4,071,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McDonalds Corporation | 580135101 | COM | 42,293 | $4,010,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Microsoft Corp | 594918104 | COM | 86,431 | $4,007,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 55,895 | $3,814,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 33,554 | $3,777,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 3M CO COM | 88579Y101 | Stock | 25,541 | $3,619,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walmart Inc. | 931142103 | COM | 46,993 | $3,594,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 137,785 | $3,547,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT&T Inc | 00206R102 | COM | 98,425 | $3,468,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Procter & Gamble Co | 742718109 | COM | 40,851 | $3,421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Verizon Communications Inc | 92343V104 | COM | 66,355 | $3,317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 112,660 | $3,121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 16,970 | $3,115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 68,209 | $3,039,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 45,443 | $2,997,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 29,083 | $2,950,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 105,016 | $2,883,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 24,285 | $2,871,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Home Depot, Inc | 437076102 | COM | 29,511 | $2,707,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 25,207 | $2,704,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 199,370 | $2,660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 27,261 | $2,625,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 48,100 | $2,619,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOEWS CORP COM | 540424108 | Stock | 62,071 | $2,586,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENTAS INC COM | 92276F100 | REIT | 39,862 | $2,469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NextEra Energy,Inc. | 65339F101 | COM | 26,111 | $2,451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 37,340 | $2,376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 31,769 | $2,280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURYLINK INC | 156700106 | COM | 52,430 | $2,144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUBLIC STORAGE COM | 74460D109 | REIT | 12,912 | $2,141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Coca-Cola Company | 191216100 | COM | 50,116 | $2,138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Oracle Corporation | 68389X105 | COM | 55,470 | $2,123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bank of America Corp | 060505104 | COM | 124,302 | $2,119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288430 | ASIA 50 ETF | 45,295 | $2,114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288687 | COM | 52,770 | $2,085,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Value ETF | 922908744 | SHS | 25,625 | $2,081,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 69,680 | $2,068,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Targa Resources Partners, LP | 87611X105 | LTD | 28,275 | $2,046,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 53,000 | $1,976,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APACHE CORP | 037411105 | COM | 20,940 | $1,966,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Merck & Co.,Inc. | 58933Y105 | COM | 33,117 | $1,963,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dow Chemical Company | 260543103 | COM | 35,493 | $1,861,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL ELEC CO | 369604103 | COM | 72,516 | $1,858,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 28,729 | $1,842,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Philip Morris International Inc. | 718172109 | COM | 22,068 | $1,840,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 74,500 | $1,765,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 87,343 | $1,763,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 53,584 | $1,750,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 18,588 | $1,709,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 59,880 | $1,701,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 27,425 | $1,696,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares TIPS Bond ETF | 464287176 | SHS | 15,059 | $1,688,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MasterCard, Inc | 57636Q104 | COM | 22,660 | $1,675,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGAL ENTMT GROUP | 758766109 | CL A | 82,294 | $1,636,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOVER CORP COM | 260003108 | Stock | 20,090 | $1,614,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSANTO CO NEW | 61166W101 | COM | 14,202 | $1,598,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AbbVie,Inc. | 00287Y109 | COM | 27,039 | $1,562,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 29,089 | $1,544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q209 | COM NEW | 388,875 | $1,540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cisco Systems,Inc. | 17275R102 | COM | 60,504 | $1,523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chubb Corporation | 171232101 | Equity | 16,715 | $1,522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intel Corp | 458140100 | COM | 43,506 | $1,515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 16,052 | $1,513,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eaton Corp. Plc | G29183103 | COM | 23,842 | $1,511,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ConocoPhillips | 20825C104 | COM | 19,563 | $1,497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lockheed Martin Corporation | 539830109 | COM | 8,030 | $1,468,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PepsiCo,Inc. | 713448108 | COM | 15,741 | $1,465,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 83,450 | $1,408,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 15,193 | $1,399,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 16,289 | $1,383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pfizer Inc. | 717081103 | COM | 46,247 | $1,368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 22,485 | $1,361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 14,378 | $1,354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 99,707 | $1,349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Qualcomm Incorporated | 747525103 | COM | 17,975 | $1,344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 40,700 | $1,332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 59,060 | $1,321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| International Business Machines Corporation | 459200101 | COM | 6,680 | $1,268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 25,455 | $1,264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 29,914 | $1,253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 18,786 | $1,246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 18,001 | $1,227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,330 | $1,219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bristol-Myers Squibb Company | 110122108 | COM | 23,515 | $1,203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS COS INC COM | 969457100 | Stock | 21,187 | $1,173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 59,150 | $1,151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 17,225 | $1,150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 24,062 | $1,146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 12,740 | $1,131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEO GROUP INC NEW | 36162J106 | COM | 29,550 | $1,129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 55,235 | $1,123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Crestwood Equity Partners | 226344109 | COM | 105,965 | $1,120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 16,148 | $1,110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 29,270 | $1,108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 14,720 | $1,100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464286848 | EXCHANGE TRADED | 93,402 | $1,099,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Morgan Stanley | 617446448 | COM | 31,664 | $1,095,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLTOWER INC | 42217K106 | COM | 17,559 | $1,095,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FAMILY DLR STORES INC | 307000109 | COM | 13,841 | $1,069,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 24,215 | $1,065,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 18,647 | $1,052,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 20,655 | $1,047,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 16,213 | $1,045,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 19,425 | $1,041,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eli Lilly and Company | 532457108 | COM | 15,823 | $1,026,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,038 | $1,022,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286509 | MSCI CDA ETF | 33,205 | $1,019,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Caterpillar Inc. | 149123101 | COM | 10,187 | $1,009,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYTHEON CO | 755111507 | COM NEW | 9,662 | $982,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 29,408 | $978,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Walt Disney Co | 254687106 | COM | 10,951 | $975,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 24,800 | $971,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010L103 | COM | 59,925 | $968,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHILLIPS 66 COM | 718546104 | Stock | 11,826 | $962,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 53,935 | $962,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALTY INCOME CORP COM | 756109104 | REIT | 23,309 | $951,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 6,304 | $948,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 7,490 | $948,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDTRONIC INC | 585055106 | COM | 15,160 | $939,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LORILLARD INC | 544147101 | COM | 15,585 | $934,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Abbott Laboratories | 002824100 | COM | 22,430 | $933,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Western Midstream Partners | 95825r103 | COM | 15,150 | $923,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 9,010 | $916,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 16,460 | $914,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 26,379 | $912,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 90,890 | $900,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 75,750 | $895,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Frontier 100 | 464286145 | cs | 23,485 | $889,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 25,025 | $888,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED EDISON INC | 209115104 | COM | 15,652 | $887,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,336 | $879,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286103 | MSCI AUST ETF | 36,640 | $877,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VTI | 922908769 | COM | 8,492 | $860,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 8,116 | $857,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KCAP FINANCIAL INC | 48668E101 | COM | 103,100 | $857,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACE LTD | H0023R105 | SHS | 8,141 | $854,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boeing Company | 097023105 | COM | 6,696 | $853,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLIN CORP | 680665205 | COM PAR $1 | 33,080 | $835,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIKE,Inc. Class B | 654106103 | COM | 9,333 | $833,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total World Stock ETF | 922042742 | SHS | 13,779 | $832,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Stryker Corporation | 863667101 | COM | 10,284 | $830,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEURIG GREEN MTN INC | 49271M100 | COM | 6,369 | $829,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 27,335 | $826,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 22,575 | $823,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEUCADIA NATL CORP | 527288104 | COM | 34,270 | $817,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 11,016 | $811,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Amgen Inc. | 031162100 | COM | 5,770 | $810,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 21,103 | $809,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,543 | $803,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED RENTALS INC COM | 911363109 | Stock | 7,100 | $789,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 57,175 | $788,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 96,440 | $788,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIRBY CORP | 497266106 | COM | 6,673 | $786,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,906 | $781,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Citigroup Inc. | 172967424 | COM | 15,030 | $779,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 91,250 | $779,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 71,300 | $778,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,446 | $755,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BECTON DICKINSON & CO | 075887109 | COM | 6,638 | $755,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKELGROUPINC | 570535104 | STOK | 1,169 | $744,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 9,538 | $738,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mondelez International,Inc. Class A | 609207105 | COM | 21,393 | $733,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 11,420 | $729,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 23,585 | $723,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 37,250 | $723,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Real Estate | 922908553 | SHS | 10,010 | $719,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 14,600 | $719,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 10,786 | $718,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,411 | $715,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENTSPLY INTL INC | 249030107 | COM | 15,625 | $713,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HCP INC | 40414L109 | COM | 17,884 | $710,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOMEAWAY INC | 43739Q100 | COM | 20,000 | $710,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP ON INC COM | 833034101 | Stock | 5,800 | $702,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311107 | CL A | 10,148 | $701,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 9,361 | $692,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 20,085 | $688,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PPL CORP COM | 69351T106 | Stock | 20,900 | $686,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 20,000 | $679,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMESTOP CORP | 36467W109 | CL A | 16,450 | $678,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 14,840 | $675,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 075896100 | COM | 10,255 | $675,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELON CORP COM | 30161N101 | Stock | 19,695 | $671,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E M C CORP MASS | 268648102 | COM | 22,926 | $671,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICOM GROUP INC COM | 681919106 | Stock | 9,625 | $663,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 45,000 | $660,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 10,219 | $659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MV OIL TR | 553859109 | TR UNITS | 25,195 | $659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5,075 | $658,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERSHEY CO COM | 427866108 | Stock | 6,873 | $656,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 11,010 | $654,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 15,825 | $653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 34,910 | $653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YAHOO INC | 984332106 | COM | 15,812 | $644,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION CASTPARTS CORP | 740189105 | COM | 2,713 | $643,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 14,177 | $637,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,101 | $636,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mallinckrodt Plc | G5785G107 | SHS | 7,041 | $635,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 15,650 | $629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Southern Company | 842587107 | COM | 14,352 | $626,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 14,817 | $624,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDACORP INC | 451107106 | COM | 11,420 | $612,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 20,000 | $611,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 60,797 | $610,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 16,856 | $609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRH PLC ADS | 12626K203 | ADR | 26,720 | $609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Union Pacific Corporation | 907818108 | COM | 5,540 | $601,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 5,240 | $598,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 37,375 | $590,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLECO CORP NEW | 12561W105 | COM | 12,250 | $590,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 5,869 | $587,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 6,835 | $584,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINTAS CORP COM | 172908105 | Stock | 8,266 | $583,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CACI INTL INC CL A | 127190304 | Stock | 8,170 | $582,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 22,500 | $582,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLAR LNG LTD | G9456A100 | SHS | 8,675 | $576,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,000 | $569,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 6,963 | $568,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXTER INTL INC | 071813109 | COM | 7,872 | $565,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALL CORP | 696429307 | COM | 6,731 | $563,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 4,311 | $562,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Gold Trust | 464285105 | ISHARES | 48,000 | $562,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8,085 | $558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 7,175 | $550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMMINS INC COM | 231021106 | Stock | 4,160 | $549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 5,370 | $548,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 9,307 | $542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 9,620 | $540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,508 | $536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPHENOL CORP NEW | 032095101 | COM | 5,356 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 30,000 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 17,975 | $533,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 11,139 | $530,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 11,463 | $530,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METLIFE INC COM | 59156R108 | Stock | 9,832 | $528,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINISAR CORP | 31787A507 | COM NEW | 31,523 | $524,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,725 | $523,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WALGREEN CO | 931422109 | COM | 8,557 | $507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNUM GROUP COM | 91529Y106 | Stock | 14,729 | $506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 17,329 | $503,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMNICELL COM COM | 68213N109 | Stock | 18,350 | $502,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,023 | $500,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 12,074 | $497,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 5,615 | $496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE GROUP INC CL A | 12504L109 | Stock | 16,655 | $495,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Costco Wholesale Corporation | 22160K105 | COM | 3,938 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ServiceNow,Inc. | 81762P102 | COM | 8,290 | $487,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDICORP LTD | G2519Y108 | COM | 3,170 | $486,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 10,635 | $485,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 7,850 | $483,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGERSOLL-RAND PLC | G47791101 | SHS | 8,501 | $479,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Matrix Service Company | 576853105 | COM | 19,800 | $478,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 2,590 | $477,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADDUS HOMECARE CORP | 006739106 | COM | 24,300 | $476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,571 | $474,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGREE RLTY CORP COM | 008492100 | REIT | 17,090 | $468,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEARTWARE INTL INC | 422368100 | COM | 6,000 | $466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IHS INC | 451734107 | CL A | 3,714 | $465,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 17,675 | $457,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE RLTY TR | 421946104 | COM | 19,160 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRGAS INC | 009363102 | COM | 4,103 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 10,725 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,785 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYCHEX INC | 704326107 | COM | 10,172 | $450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATWOOD OCEANICS INC | 050095108 | COM | 10,210 | $446,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,825 | $445,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNING INC | 219350105 | COM | 22,736 | $440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HASBRO INC COM | 418056107 | Stock | 7,997 | $440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 33,415 | $436,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 3,689 | $434,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Visa Inc | 92826C839 | COM | 2,014 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 9,825 | $429,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287168 | COM | 5,795 | $428,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 24,875 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 20,160 | $422,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENTEX CORP COM | 371901109 | Stock | 15,525 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGION PLC | G0176J109 | ORD SHS | 8,621 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 4,900 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Wells Fargo & Company | 949746101 | COM | 7,863 | $408,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAP INC COM | 364760108 | Stock | 9,525 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAKER HUGHES INC | 057224107 | COM | 6,109 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGIZER HLDGS INC | 29266R108 | COM | 3,217 | $396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 5,505 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 7,695 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYBERONICS | 23251P102 | COMMON STOCK | 7,500 | $384,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMETEK INC COM | 031100100 | Stock | 7,525 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WYNN RESORTS LTD | 983134107 | COM | 2,000 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 6,491 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 13,025 | $371,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 7,050 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 8,200 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 7,124 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LRR ENERGY LP | 50214A104 | COMMON STOCK | 20,000 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,925 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VGT | 92204A702 | SHS | 3,545 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 50,000 | $350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 8,040 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNTRUST BANKS INC | 867914103 | COM | 9,128 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 464286830 | EXCHANGE TRADED | 22,550 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Energy ETF | 92204A306 | SHS | 2,630 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 15,206 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PG&E CORP COM | 69331C108 | Stock | 7,483 | $337,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BT GROUP-ADR | 05577E101 | ADR | 5,445 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VARIAN MED SYS INC | 92220P105 | COM | 4,173 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGGETT & PLATT INC | 524660107 | COM | 9,375 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 13,035 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,905 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,001 | $316,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BCE INC COM NEW | 05534B760 | Stock | 7,345 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGET CORP COM | 87612E106 | Stock | 5,000 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLPOINT INC | 94973V107 | COM | 2,615 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,208 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,155 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD CO | 428236103 | COM | 8,557 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Accenture Plc Class A | G1151C101 | COM | 3,725 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 5,490 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,523 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,581 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 5,279 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,590 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 5,269 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,772 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEPCO HOLDINGS INC | 713291102 | COM | 10,872 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,000 | $289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 3,995 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUCOR CORP COM | 670346105 | Stock | 5,200 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 3,512 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 6,450 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilead Sciences,Inc. | 375558103 | COM | 2,574 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,900 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNOWLES CORP COM | 49926D109 | Stock | 10,043 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,391 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,150 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 3,995 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBYCORP | 596278101 | STOK | 2,925 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 9,605 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,600 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 926 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 8,600 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 4,200 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,032 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 4,200 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,110 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,225 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,827 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,068 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 4,974 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,982 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 22,023 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hugoton Royalty Trust | 444717102 | COM | 26,000 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORD MTR CO COM | 345370860 | Stock | 15,526 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 38259p508 | COM | 389 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,719 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 9,707 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOOGLE INC | 38259P706 | CL C | 388 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,390 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DST SYS INC DEL | 233326107 | COM | 2,568 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| American Express Company | 025816109 | COM | 2,456 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,092 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 8,600 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBAY INC. COM | 278642103 | Stock | 3,709 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTOR GROUP LTD | 92240M108 | COM | 9,450 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYSCOCORP | 871829107 | COM | 5,475 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,915 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BB & T CORP | 054937107 | COM | 5,572 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 36,690 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 6,272 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 2,698 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,050 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 20,361 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 40,000 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,800 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORP | 87244T109 | COM | 15,475 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALE S A | 91912E105 | SPONSORED ADS | 12,325 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,899 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 12,000 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 12,000 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAXANO SURGICAL | 071773105 | COM | 341,459 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 22,800 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BACTERIN INTL HLDGS INC | 05644R200 | COM NEW | 10,000 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-14-000481 | this filing | 2014-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001420506-14-000540 | base | 2014-12-01 | acceptance time not in the bulk data set |