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13F-HR filed by Ground Swell Capital, LLC

Ground Swell Capital, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-06, with 2,658 holding rows worth $52,936,124.

Accession
0001420506-14-000425
Filed
2014-11-06
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2014

A holdings report, 2,658 entries on the cover page, a total value of $52,936,124 stated on the cover page (in dollars after the unit check, H1), rows summing to $52,936,124 with VALUE read as dollars, detected, 13F file number 028-16253. A later restatement replaced it, so the quarter does not use it. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
GORMAN RUPP CO COM383082104Stock158$4,746dollars, detected
TRACTOR SUPPLY CO COM892356106Stock77$4,736dollars, detected
SONIC FDRY INC83545R207COM NEW500$4,730dollars, detected
CARDIOVASCULAR SYSTEMS INC141619106COMMON STOCK200$4,726dollars, detected
SEACOAST BKG CORP FLA811707801COM NEW432$4,722dollars, detected
BUCKLE INC COM118440106Stock104$4,721dollars, detected
MERCURY SYS INC COM589378108Stock428$4,712dollars, detected
ECHO GLOBAL LOGISTICS INC27875T101COM200$4,710dollars, detected
BEACON FINANCIAL CORP.084680107COM200$4,698dollars, detected
FURMANITE CORPORATION361086101COM695$4,698dollars, detected
S & T BANCORP INC COM783859101Stock200$4,692dollars, detected
NUVEEN OHIO QUALITY INC MUNI670980101COM300$4,656dollars, detected
DAWSON GEOPHYSICAL CO239359102COM256$4,654dollars, detected
INTERSECT ENT INC46071F103COM300$4,650dollars, detected
PEOPLES FINANCIAL SERVICES711040105COMMON STOCK101$4,645dollars, detected
ADEPTUS HEALTH006855100Common Stock186$4,631dollars, detected
NORTHEAST BANCORP663904209COM500$4,630dollars, detected
MIDWESTONE FINACIAL GROUP I598511103COMMON STOCK201$4,625dollars, detected
AARONS INC002535300COM PAR $0.50190$4,621dollars, detected
SUFFOLK BANCORP864739107COM237$4,600dollars, detected
READING INTL INC755408200CL B457$4,597dollars, detected
CENTRAL SECURITIES CORP155123102COM200$4,596dollars, detected
CECO ENVIRONMENTAL CORP125141101COM342$4,583dollars, detected
POWERSHARES ETF TRUST DYN FD &73935X849ETF - EQUITY161$4,569dollars, detected
DEUTSCHE BK AG LONDON25153Q658ETN DJ HY 2022300$4,566dollars, detected
LOGMEIN INC54142L109COMMON STOCK99$4,561dollars, detected
VILLAGE SUPER MKT INC CL A NEW927107409Stock200$4,556dollars, detected
ORBCOMM INC68555P100COM790$4,543dollars, detected
HOME BANCORP INC43689E107COMMON STOCK200$4,542dollars, detected
AVIAT NETWORKS INC05366Y102COMMON STOCK2,522$4,540dollars, detected
CARA THERAPEUTICS INC140755109COM539$4,522dollars, detected
MASTECH HLDGS INC57633B100COM448$4,507dollars, detected
HEARTWARE INTL INC422368100COM58$4,503dollars, detected
BANK OF AMERICA CORPORATION060505146*W EXP 01/16/201600$4,500dollars, detected
FIRST CONNECTICUT BANCORP319850103COM310$4,495dollars, detected
TALLGRASS ENERGY PARTNERS LP874697105COM UNIT99$4,486dollars, detected
BEL FUSE INC CL A077347201COMMON STOCK190$4,478dollars, detected
SESEN BIO, INC.286221106COM402$4,478dollars, detected
AVX CORP NEW002444107COM335$4,449dollars, detected
CIBER INC17163B102COM1,296$4,445dollars, detected
BENCHMARK ELECTRS INC COM08160H101Stock200$4,442dollars, detected
INFOBLOX INC45672H104COM300$4,425dollars, detected
CITI TRENDS INC17306X102COMMON STOCK200$4,420dollars, detected
GLATFELTER377316104COM200$4,390dollars, detected
CENTERSTATE BK CORP15201P109COM424$4,388dollars, detected
MGC DIAGNOSTICS CORP552768103COM645$4,386dollars, detected
FOAMIX PHARMACEUTICALS LTDM46135105SHS800$4,360dollars, detected
NUVEEN FLEXIBLE INVT INCOME67075B104COM248$4,357dollars, detected
FIRST MID BANCSHARES INC320866106COMMON STOCK200$4,356dollars, detected
WISDOMTREE TRUST CHINESE YUAN97717W182COM172$4,355dollars, detected
ERA GROUP INC26885G109COM200$4,350dollars, detected
RESOURCES CONNECTION INC76122Q105COM312$4,349dollars, detected
COASTWAY BANCORP INC190632109COM389$4,349dollars, detected
Surmodics Inc868873100Common Stock238$4,322dollars, detected
INTERNAP NETWORK SVCS CORP45885A300COM PAR $.001626$4,319dollars, detected
OLD POINT FINL CORP680194107COM285$4,318dollars, detected
HAVERTY FURNITURE COS INC COM419596101Stock198$4,314dollars, detected
SIMMONS 1ST NATL CORP828730200CL A $1 PAR112$4,314dollars, detected
OCEAN SHORE HLDG CO NEW67501R103COM300$4,314dollars, detected
PLUMAS BANCORP729273102COMMON STOCK557$4,311dollars, detected
EXCHANGE TRADED CONCEPTS TRU301505707ROBO GLB ETF164$4,310dollars, detected
GENPACT LIMITED SHSG3922B107Stock264$4,308dollars, detected
SEASPAN CORPY75638109SHS200$4,300dollars, detected
RINGCENTRAL INC76680R206CL A338$4,296dollars, detected
SALIENT MLP & ENERGY INFRSTR79471T100COM SH BEN INT128$4,283dollars, detected
EMERGENT BIOSOLUTIONS INC29089Q105COM200$4,262dollars, detected
TECHNICAL COMMUNICATIONS878409101COM1,037$4,262dollars, detected
CAPITAL SENIOR LIVING CORP140475104COM200$4,246dollars, detected
APPLIED INDL TECHNOLOGIES INC COM03820C105Stock93$4,245dollars, detected
NUVEEN BUILD AMER BD OPPTNY67074q102COM200$4,240dollars, detected
GREAT NORTHERN IRON OR PPTY391064102COM200$4,240dollars, detected
ARCELORMITTALL0302D178PREFERRED STOCK200$4,226dollars, detected
WSI INDS INC92932Q102COM576$4,205dollars, detected
IRIDIUM COMMUNICATIONS INC46269C102COM474$4,195dollars, detected
MSB FINANCIAL CORPORATION55352P102COM500$4,190dollars, detected
EXACTECH INC30064E109COM183$4,189dollars, detected
SPARTANNASH CO847215100COM215$4,182dollars, detected
FIRSTSERVICE CORP33761N109SUB VTG SH80$4,178dollars, detected
CHUY'S HOLDINGS INC171604101COMMON STOCK133$4,175dollars, detected
ISHARES TR464287846DOW JONES US ETF42$4,157dollars, detected
Chicopee Bancorp, Inc.168565109Common Stock280$4,155dollars, detected
GLOBEIMMUNE INC37957B100COM600$4,146dollars, detected
COMPANHIA BRASILEIRA DE DIST20440T201SPN ADR PFD CL A95$4,143dollars, detected
Washington Prime Group939647103COM237$4,143dollars, detected
SOUTHERN FIRST BANCSHARES842873101COMMON STOCK298$4,142dollars, detected
PIONEER PWR SOLUTIONS IN723836300COMMON STOCK517$4,136dollars, detected
PLANAR SYSTEMS INC726900103COM1,091$4,135dollars, detected
PURSUIT ATTRACTIONS AND HOSP92552R406COM200$4,130dollars, detected
FLEX LTD ORDY2573F102Stock400$4,128dollars, detected
SPDR S&P78463X723CONSM SPLS ETF106$4,122dollars, detected
NUVEEN PA INVT QUALITY MUN F670972108COM300$4,086dollars, detected
MONROE CAPITAL CORP610335101COM300$4,050dollars, detected
PANTRY INC698657103COM200$4,046dollars, detected
INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND33738R209ETF201$4,044dollars, detected
LEVY ACQUISITION CORP52748T203COM400$4,040dollars, detected
HANMI FINANCIAL CORPORATION410495204COMMON STOCK200$4,032dollars, detected
DEL FRISCOS RESTAURANT GROUP245077102COM210$4,019dollars, detected
DIREXION SHS ETF TR25459Y363DLY R/E BEAR3X100$4,016dollars, detected
DIREXION SHS ETF TR25459Y439DLY TECBEARX NEW300$4,011dollars, detected
HILLTOP HLDGS INC432748101COM200$4,010dollars, detected
CROWN CASTLE CNV PFD228227500PFDs, REITs,38$3,997dollars, detected
SYKES ENTERPRISES INC COM871237103Stock200$3,996dollars, detected
FIRST TR EXCHANGE TRADED FD33738R803RBA QUALIN ETF200$3,994dollars, detected
EATON VANCE NATIONAL MUNICIPAL27829L105COM SHS200$3,986dollars, detected
APOGEE ENTERPRISES INC037598109COM100$3,980dollars, detected
TRIPLE-S MGMT CORP896749108CL B200$3,980dollars, detected
HEMISPHERE MEDIA GROUP INC CL A42365Q103COM373$3,976dollars, detected
HALCON RES CORP40537Q209COM NEW1,000$3,960dollars, detected
Innocoll45780Q103SPONDS ADR600$3,960dollars, detected
HUDSON TECHNOLOGIES INC444144109COMMON STOCK1,195$3,955dollars, detected
TW TELECOM INC87311L104COM95$3,953dollars, detected
CAPITOL ACQUISITION CORP II14056V105COM403$3,953dollars, detected
FIDELITY & GTY LIFE COM315785105Stock185$3,950dollars, detected
SINOPEC SHANGHAI PETROCHEMIC82935M109SPON ADR H120$3,941dollars, detected
FIRST TR EXCH TRD ALPHA FD I33737J216COM130$3,933dollars, detected
GUANGSHEN RAILWAY CO LTD-ADR40065W107SPONSORED ADR200$3,932dollars, detected
BBCN BANCORP INC073295107COM269$3,925dollars, detected
HARVEST CAP CR CORP41753F109COM298$3,925dollars, detected
DIAMOND OFFSHORE DRILLING IN25271C102COM114$3,907dollars, detected
ERICKSON AIR-CRANE INC29482P100COM300$3,897dollars, detected
CELADON GROUP INC150838100COM200$3,890dollars, detected
TRAVELZOO89421Q205CMN250$3,875dollars, detected
NEUBERGER BERMAN HIGH YIELD ST64128C106COM300$3,873dollars, detected
CAI INTERNATIONAL INC12477X106COM200$3,870dollars, detected
RE MAX HLDGS INC75524W108CL A130$3,865dollars, detected
PGT INNOVATIONS INC69336V101COM414$3,858dollars, detected
COLUMBIA SELIGMAN PREMIUM TECH19842X109COM220$3,852dollars, detected
AMERICAN RIVER BANKSHRS (CA)029326105COM421$3,852dollars, detected
QUAD / GRAPHICS INC747301109COM CL A200$3,850dollars, detected
JOHN HANCOCK HDG EQ & INC FD47804L102COM220$3,843dollars, detected
VERINT SYS INC92343X100COM69$3,837dollars, detected
NUVEEN INTER DURATION MUN670677103INDX FD300$3,828dollars, detected
KADANT INC48282T104COM98$3,827dollars, detected
BLACKROCK MUNIC BD INVST TR09249K107COM265$3,803dollars, detected
WORLD PT TERMS LP98159G107UNIT REP LTD PT200$3,802dollars, detected
WEYCO GROUP INC COM962149100Stock151$3,792dollars, detected
Nuverra Environmental Solutions Inc67091K203common257$3,791dollars, detected
OPOWER INC68375Y109COM201$3,791dollars, detected
BARNES & NOBLE INC067774109COMMON STOCK192$3,790dollars, detected
SELECT BANCORP INC NEW COM81617L108Stock507$3,777dollars, detected
BRIDGFORD FOODS CORP108763103COM478$3,762dollars, detected
UNIVEST FINANCIAL CORPORATIO915271100COM200$3,750dollars, detected
CHINA MOBILE GAMES & ENTERTAINMENT LTD16952T100COM178$3,747dollars, detected
MIDSOUTH BANCORP INC598039105COMMON STOCK200$3,740dollars, detected
CAMBREX CORP132011107COM200$3,736dollars, detected
BLACKROCK MD MUNICIPAL BOND09249L105COM261$3,733dollars, detected
FIRST TR EXCHANGE-TRADED FD33733E302DJ INTERNT IDX61$3,716dollars, detected
DAXOR CORP239467103COM600$3,714dollars, detected
FIRST TR EXCHANGE TRADED FD33738R704RBA INDL ETF200$3,708dollars, detected
ANWORTH MORTGAGE ASSET CP037347101COM772$3,698dollars, detected
FIRST TRUST HIGH YIELD LONG/SH33738D408FIRST TR TA HIYL73$3,695dollars, detected
CANTERBURY PK HLDG CORP13811E101COM361$3,686dollars, detected
ISHARES MSCI EM ENRGY464286376CMN100$3,676dollars, detected
BASSETT FURNITURE INDS INC COM070203104Stock269$3,675dollars, detected
MARINUS PHARMACEUTICALS INC56854Q101COM568$3,675dollars, detected
FIRST TR EXCHANGE-TRADED FD33738D309SENIOR LN FD75$3,663dollars, detected
GALECTIN THERAPEUTICS INC363225301UNIT 99/99/9999300$3,660dollars, detected
FIRST BANCSHARES INC MISS318916103COM253$3,656dollars, detected
Flushing Financial Corp343873105Common Stock200$3,654dollars, detected
ASTEC INDS INC046224101COM100$3,647dollars, detected
ALLIANCEBERNSTEIN INCOME FUN01881E101COM485$3,638dollars, detected
iShares MSCI Frontier 100464286145cs96$3,633dollars, detected
E HOUSE CHINA HLDGS LTD26852W103ADR380$3,618dollars, detected
POWERSHARES ETF TRUST II73936Q876GLOB GLD&P ETF200$3,618dollars, detected
REPROS THERAPEUTICS INC76028H118*W EXP 02/08/201200$3,618dollars, detected
SEI INVTS CO COM784117103Stock100$3,616dollars, detected
CHINA NATURAL RESOURCES INCG2110U109COM1,000$3,610dollars, detected
GLADSTONE LAND CORP376549101REIT300$3,603dollars, detected
GERMAN AMERICAN BANCORP373865104COMMON STOCK139$3,588dollars, detected
RHINO RESOURCE PARTNERS LP76218Y103COM UNIT REPST300$3,588dollars, detected
SPDR SER TR78468R101PORTFOLIO SH TSR119$3,587dollars, detected
CENTRAL PAC FINL CORP154760409COM NEW200$3,586dollars, detected
LRR ENERGY LP50214A104COMMON STOCK200$3,586dollars, detected
DATALINK CORP237934104COMMON STOCK336$3,572dollars, detected
DERMA SCIENCES INC249827502COM PAR $.01428$3,565dollars, detected
DORIAN LPG LTDY2106R110SHS USD200$3,564dollars, detected
KRATON CORPORATION50077C106COM200$3,562dollars, detected
FIRST TR/ABERDEEN EMERG OPT33731K102COM200$3,558dollars, detected
MIDDLEBURG FINL CORP COM596094102COM200$3,548dollars, detected
NEWPORT CORP651824104COM200$3,544dollars, detected
NEPHROGENEX INC640667101Cmn756$3,538dollars, detected
DXP ENTERPRISES INC233377407COM NEW48$3,537dollars, detected
INDEPENDENCE CONTRACT DRIL I453415309COM301$3,537dollars, detected
SAJAN INC79379T202COM NEW700$3,535dollars, detected
BROOKFIELD INFRASTRUCTURE PAG16252101LP INT UNIT93$3,534dollars, detected
SPDR INDEX SHS FDS78463X400CMN46$3,526dollars, detected
ORION S.A.L72967109COM200$3,524dollars, detected
EATON VANCE27826G109SH BEN INT263$3,524dollars, detected
NORDIC AMERN OFFSHORE LTDY6366T112SHS200$3,524dollars, detected
EATON VANCE TAX-MANAGED BUY-WR27828X100COM225$3,517dollars, detected
NATURES SUNSHINE PRODS INC639027101COMMON STOCK237$3,515dollars, detected
NIMBLE STORAGE INC65440R101COM135$3,506dollars, detected
COMPASS DIVERSIFIED HOLDINGS20451Q104COMMON STOCK200$3,502dollars, detected
PEAPACK GLADSTONE FINL CORP704699107COMMON STOCK200$3,500dollars, detected
MEDALLION FINANCIAL CORP583928106COMMON STOCK300$3,498dollars, detected
FIDUCIARY CLAYMORE ENGRY INF31647Q106COM123$3,488dollars, detected
VIPER92763M105COMMON STOCK150$3,485dollars, detected
NICHOLAS FINANCIAL INC65373J209COM NEW300$3,477dollars, detected
EXLSERVICE HLDGS INC COM302081104Stock142$3,466dollars, detected
HAMPTON ROADS BANKSHARES INC409321502COM2,264$3,464dollars, detected
INTL FCSTONE INC46116V105COM200$3,464dollars, detected
KNOLL INC498904200COM NEW200$3,462dollars, detected
DBX ETF TR233051754XTRACK CSI 500 A100$3,460dollars, detected
KKR INCOME OPPORTUNITIES FD48249T106COM200$3,458dollars, detected
COMTECH TELECOMMUNICATIONS C205826209COM NEW93$3,455dollars, detected
DEUTSCHE BK AG LDN BRH25154H467PS CMDTY SH ETN100$3,449dollars, detected
LOUISIANA BANCORP INC54619P104COMM STK170$3,448dollars, detected
AMER STATES WTR CO COM029899101Stock113$3,437dollars, detected
NUVEEN CORE EQUITY ALPHA FUND67090X107COM200$3,434dollars, detected
VOYA INFRASTRUCTURE INDLS &92912X101COM200$3,428dollars, detected
DIREXION SHS ETF TR25459Y645DLY RUSSIA BUL300$3,426dollars, detected
GRUBHUB INC400110102COM100$3,424dollars, detected
CUMBERLAND PHARMACEUTICALS I230770109COM693$3,423dollars, detected
NUVEEN S&P 500 DYNAMIC OVERWRI COM6706EW100CEF243$3,417dollars, detected
VERACYTE INC COM92337F107Stock350$3,413dollars, detected
PICO HLDGS INC693366205COM NEW171$3,411dollars, detected
ARES DYNAMIC CR ALLOCATION F04014F102COM200$3,408dollars, detected
SUTRON CORP869380105COM670$3,408dollars, detected
ROCKWELL AUTOMATION INC COM773903109Stock31$3,406dollars, detected
AAON INC000360206COM PAR $0.004200$3,402dollars, detected
FOSTER LB CO A350060109COMMON STOCK74$3,400dollars, detected
IPATH GSCI TOTAL RETURN INDEX ETF (GSP)06738C794ETF114$3,392dollars, detected
DEUTSCHE BK AG LDN BRH25154H533PS AGRI LG ETN264$3,390dollars, detected
LEGG MASON BW GLB INC OPP FD52469B100COM200$3,384dollars, detected
GLOBAL TECH ADVANCED INNOVATG39320117SHS NEW600$3,378dollars, detected
GLOBAL PARTNERS LP37946R109COM UNITS81$3,375dollars, detected
HIMAX TECHNOLOGIES INC SPONSORED ADR43289P106ADR332$3,370dollars, detected
MARKET VECTORS ETF TR57060U779GULF STS ETF100$3,369dollars, detected
FLAGSTAR BANCORP INC337930705COM PAR .001200$3,366dollars, detected
INDEPENDENT BK CORP MASS453836108COM94$3,358dollars, detected
MACQUARIE FT TR GB INF UT DI55607W100COM200$3,358dollars, detected
GENTIVA HEALTH SERVICES37247A102COM200$3,356dollars, detected
NEW GERMANY FD INC644465106COM200$3,340dollars, detected
GROUPON INC399473107COMMON STOCK500$3,340dollars, detected
SONIC AUTOMOTIVE INC83545G102CL A136$3,333dollars, detected
PREFORMED LINE PRODS CO740444104COM63$3,324dollars, detected
SILVERCREST ASSET MANAGEME A828359109COMMON STOCK244$3,323dollars, detected
FIDUS INVESTMENT GROUP316500107COM200$3,302dollars, detected
UNITIL CORP COM913259107Stock106$3,296dollars, detected
CONSOLIDATED TOMOKA LAND CO210226106COMMON STOCK67$3,288dollars, detected
BLACKROCK TAX MUNICPAL BD TR09248X100SHS156$3,279dollars, detected
REALPAGE INC75606N109COM211$3,271dollars, detected
MRC GLOBAL INC55345K103COM140$3,265dollars, detected
KMG CHEMICALS INC482564101COM200$3,256dollars, detected
CHEFS WHSE INC163086101COM200$3,252dollars, detected
TAYLOR MORRISON HOME CORP COM87724P106Stock200$3,244dollars, detected
WESCO AIRCRAFT HOLDINGS INC950814103COMMON STOCK186$3,236dollars, detected
NAVISTAR INTL CORP638901306PFD300$3,225dollars, detected
FATE THERAPEUTICS INC31189P102COM627$3,223dollars, detected
PIMCO INCOME STRATEGY FD II72201J104COM305$3,212dollars, detected
POWERSHARES TR II S&P SMALLCAP73937b704INDX FD74$3,203dollars, detected
CYBERARK SOFTWARE LTD SHSM2682V108Stock100$3,201dollars, detected
OCEANFIRST FINL CORP675234108COM200$3,182dollars, detected
FIDELITY COMWLTH TR315912808COM18$3,178dollars, detected
NETSOL TECHNOLOGIES INC64115A402COM PAR $.001858$3,175dollars, detected
AMERICAN NATL BANKSHARES INC027745108COM139$3,162dollars, detected
ISHARES TR46429B226INDUSTRIAL SCT63$3,158dollars, detected
BLACKROCK VA MUN BD TR092481100COM200$3,150dollars, detected
TRINSEO S AL9340P101SHS200$3,146dollars, detected
EMCLAIRE FINL CORP290828102COM123$3,130dollars, detected
COMMUNITY TRUST BANCORP INC204149108COMMON STOCK93$3,128dollars, detected
ROKA BIOSCIENCE INC775431109COM310$3,116dollars, detected
XRS CORP983845108COM561$3,114dollars, detected
WADDELL & REED FINL INC930059100CL A60$3,101dollars, detected
CARMIKE CINEMAS INC143436400COMMON STOCK100$3,098dollars, detected
POWER REIT73933H101COM300$3,087dollars, detected
ONEBEACON INSURANCE GROUP LTG67742109COMMON STOCK200$3,082dollars, detected
Q2 HLDGS INC COM74736L109Stock220$3,080dollars, detected
BLACKROCK MUN BD TR09249H104COM200$3,060dollars, detected
CONTINENTAL MATLS CORP211615307COM200$3,060dollars, detected
GAS NAT INC367204104COM259$3,059dollars, detected
BLACKROCK CALIFORNIA09249C105COM200$3,056dollars, detected
ISRAMCO INC465141406COM25$3,054dollars, detected
ROCKWELL MED INC774374102COM334$3,053dollars, detected
MIDDLEFIELD BANC CORP596304204COM NEW90$3,044dollars, detected
Alamos Gold, Inc.011527108COM380$3,025dollars, detected
CRESUD S A C I F Y A226406106SPONSORED ADR276$3,008dollars, detected
CHUNGHWA TELECOM CO LTD SPON ADR NEW1117133Q502ADR100$2,997dollars, detected
ISHARES TR464289198MSCI EMG MATS200$2,994dollars, detected
CURRENCYSHARES EURO TRUST23130C108COMMON STOCK24$2,988dollars, detected
MOCON INC607494101COM200$2,986dollars, detected
CALIX INC13100M509COM310$2,967dollars, detected
BURGER KING WORLDWIDE INC121220107COM100$2,966dollars, detected
ISHARES MSCI TURKEY ETF464286715ETF60$2,945dollars, detected
SCHOLASTIC CORP COM807066105Stock91$2,941dollars, detected
GLOBAL BRASS & COPPR HLDGS I37953G103COM200$2,934dollars, detected
TAT TECHNOLOGIES LTDM8740S227ORD NEW400$2,928dollars, detected
1ST CENTURY BANCSHARES INC31943X102COM418$2,926dollars, detected
TRIPLEPOINT VENTR GRW BDC CORP89677Y100COM200$2,922dollars, detected
WESTPORT FUEL SYSTEMS INC960908309COM278$2,922dollars, detected
JONESTOWN BK &TR CO PA COM48019R108COM155$2,911dollars, detected
TORO CO891092108COM49$2,902dollars, detected
SUPPORT COM INC86858W101COM1,343$2,901dollars, detected
ADVENT CLAYMORE ENH GRW & IN00765E104COM305$2,898dollars, detected
GENERAL MTRS CO37045V126*W EXP 07/10/201200$2,890dollars, detected
CITIZENS COMMUNITY BANCORP I174903104COMMON STOCK325$2,889dollars, detected
MUELLER INDS INC COM624756102Stock101$2,883dollars, detected
DIME CMNTY BANCSHARES INC COM253922108Stock200$2,880dollars, detected
AMERIANA BANCORP023613102COM194$2,877dollars, detected
Radcom LtdM81865111COM500$2,875dollars, detected
RIVER VY BANCORP768475105COM134$2,872dollars, detected
JPMORGAN CHASE + CO-CW1846634E114*W E142$2,856dollars, detected
Call - STI $33.70 Exp 12/31/2018867914129Warrants300$2,850dollars, detected
CASTLIGHT HEALTH INC CL B14862Q100Stock220$2,847dollars, detected
REGULUS THERAPEUTICS INC75915K101COM416$2,841dollars, detected
NUVEEN NY670706100COM196$2,830dollars, detected
PERICOM SEMICONDUCTOR CORP713831105COM290$2,825dollars, detected
AURIS MED HLDG AGH03579101COM486$2,824dollars, detected
BANK OF THE JAMES FINL GP IN470299108COM311$2,821dollars, detected
SYNERON MEDICAL LTDM87245102ORD281$2,816dollars, detected
RIGHTSIDE GROUP LTD76658B100COM288$2,808dollars, detected
MANNING + NAPIER INC56382Q102CL A166$2,787dollars, detected
UBIC INC90346V105SPONSORED ADR184$2,786dollars, detected
STELLUS CAP INVT CORP858568108COM200$2,778dollars, detected
ITAU UNIBANCO HLDG S A SPON ADR REP PFD465562106ADR200$2,776dollars, detected
ABERDEEN EMERGING MKTS SMALL00301T102COM200$2,776dollars, detected
EATON VANCE NY MUNI INCOME T27826W104SH BEN INT200$2,774dollars, detected
BRIDGE BANCORP INC108035106COM117$2,767dollars, detected
HA SUSTAINABLE INFRA CAP INC41068X100COM200$2,764dollars, detected
MACKINAC FINL CORP554571109COM240$2,748dollars, detected
EVOKE PHARMA INC30049G104COM500$2,745dollars, detected
RENTRAK CORP760174102COM45$2,742dollars, detected
MULTI FINELINE ELECTRONIX IN62541B101COM291$2,721dollars, detected
PETMED EXPRESS INC716382106COM200$2,720dollars, detected
COHEN & STEERS GLOBAL INC BLDR19248M103COM220$2,719dollars, detected
ULTRAGENYX PHARMACEUTICAL IN90400D108COM48$2,717dollars, detected
ECA MARCELLUS TRUST I26827L109COMMON STOCK494$2,717dollars, detected
COMFORT SYS USA INC COM199908104Stock200$2,710dollars, detected
JBT MAREL CORPORATION477839104COM96$2,700dollars, detected
NEW HOME CO INC COM645370107COM200$2,700dollars, detected
RUTHS HOSPITALITY GROUP INC783332109COM244$2,694dollars, detected
Dws Strategic Muni Incm25159F102COM200$2,688dollars, detected
NUVEEN GBL VL OPPORTUNITIES6706EH103COM200$2,672dollars, detected
PIZZA INN HOLDINGS INC725846109COM334$2,669dollars, detected
INDEPENDENCE HLDG CO453440307COMMON STOCK200$2,658dollars, detected
ARISTA NETWORKS INC040413106COM30$2,650dollars, detected
VANDA PHARMACEUTICALS INC921659108COM254$2,637dollars, detected
ENNIS INC COM293389102Stock200$2,634dollars, detected
AVERY DENNISON CORP COM053611109Stock59$2,634dollars, detected
BLACKROCK S&P QUALITY *09250D109SHS BEN INT200$2,624dollars, detected
LATIN AMERN DISCOVERY FD INC51828C106COM200$2,620dollars, detected
RPM INTL INC COM749685103Stock57$2,609dollars, detected
DESTINATION XL GROUP INC25065K104COM551$2,601dollars, detected
ZIX CORP98974P100COM748$2,558dollars, detected
NAUGATUCK VY FINL CORP MD63906P107COM327$2,557dollars, detected
OWENS RLTY MTG INC690828108COM178$2,537dollars, detected
VOYA ASIA PACIFIC HIGH DIVIDEN92912J102COM200$2,528dollars, detected
EZCORP INC302301106CL A NON VTG255$2,527dollars, detected
PDF SOLUTIONS INC693282105COMMON STOCK200$2,522dollars, detected
POWERSHARES ETF TR II S&P SMCP73937B878ETF - EQUITY60$2,520dollars, detected
ARQ INC00770C101COM118$2,510dollars, detected
VIRTUS STONE HBR EMRG MKTS I86164T107COM130$2,510dollars, detected
MATSON INC COM57686G105Stock100$2,503dollars, detected
UNICO AMERN CORP904607108COM207$2,501dollars, detected
WATSCO INC COM942622200Stock29$2,499dollars, detected
Community West Bancshares204157101Common Stock413$2,499dollars, detected
ELECTRO SCIENTIFIC INDS285229100COM366$2,485dollars, detected
KAMAN CORP-CLASS A483548103COM63$2,476dollars, detected
INTERNATIONAL BANCSHARES COR459044103COM100$2,467dollars, detected
MICROFINANCIAL INC595072109COMMON STOCK306$2,466dollars, detected
LGL GROUP INC50186A108COM640$2,464dollars, detected
PROGENICS PHARMACEUTICALS IN743187106COM474$2,460dollars, detected
DAKTRONICS INC234264109COM200$2,458dollars, detected
STAAR SURGICAL CO COM PAR $0.01852312305Stock231$2,456dollars, detected
PEGASYSTEMS INC COM705573103Stock128$2,446dollars, detected
WILHELMINA INTL INC968235200COM NEW400$2,440dollars, detected
ROUNDY'S INC779268101COM815$2,437dollars, detected
DTF TAX-FREE INCOME 2028 TER23334J107COM162$2,435dollars, detected
XO GROUP INC983772104COM216$2,421dollars, detected
YUME INC98872B104COM480$2,400dollars, detected
SENOMYX INC81724Q107COM292$2,394dollars, detected
MODINE MFG CO COM607828100Stock200$2,374dollars, detected
BOULDER TOTAL RET FD INC101541100COM90$2,371dollars, detected
VESTIN RLTY MTG II INC92549X300COM PAR526$2,367dollars, detected
SQUARE 1 FINL INC85223W101CL A123$2,365dollars, detected
NUVEEN MICH QUALITY INCOME MUN FD INC670979103CEF173$2,360dollars, detected
NEUROCRINE BIOSCIENCES INC64125C109COM150$2,351dollars, detected
PSB HLDGS INC69360W108COM322$2,347dollars, detected
MANNATECH INC563771203COM NEW150$2,339dollars, detected
MIMEDX GROUP INC602496101COM327$2,332dollars, detected
ASM INTERNATIONAL NVN07045102Common Stock64$2,331dollars, detected
ALICO INC016230104COM61$2,324dollars, detected
SCIQUEST INC NEW80908T101COM154$2,316dollars, detected
BAY BANCORP INC07203T106COM500$2,310dollars, detected
HORIZON BANCORP IND440407104COM100$2,304dollars, detected
PURE CYCLE CORP746228303COMMON STOCK356$2,303dollars, detected
HOEGH LNG PARTNERS LPY3262R100COM UNIT LTD100$2,291dollars, detected
MCDERMOTT INTL INC580037109COM400$2,288dollars, detected
PATRICK INDS INC703343103COM54$2,287dollars, detected
NUVEEN MO QUALITY MUN INCOME67060Q108COM150$2,279dollars, detected
GRIFFON CORP398433102COM200$2,278dollars, detected
RICEBRAN TECHNOLOGIES762831204COM NEW428$2,277dollars, detected
DEUTSCHE BK AG LONDON BRH25154P170INV JAP GOV BD122$2,258dollars, detected
ISHARES INC464286459EMKTS VALU IDX48$2,255dollars, detected
STONERIDGE INC86183P102COMMON STOCK200$2,254dollars, detected
CALAMOS ASSET MANAGEMENT A12811R104COM200$2,254dollars, detected
RCS CAP CORP74937W102COM CL A100$2,252dollars, detected
CORVEL CORP COM221006109Stock66$2,247dollars, detected
PIMCO DYNAMIC CR INCOME FD72202D106COM SHS100$2,247dollars, detected
VISIONCHINA MEDIA INC92833U202SPON ADR NEW199$2,243dollars, detected
ABB LTD-ADR000375204SPONSORED ADR100$2,241dollars, detected
SI FINL GROUP INC MD78425V104COM200$2,238dollars, detected
COMVERSE INC20585P105COM100$2,233dollars, detected
FIRST TR EXCH TRD ALPHA FD I33737J240HONG KONG ALPH59$2,228dollars, detected
PRGX GLOBAL INC69357C503COM NEW379$2,221dollars, detected
THESTREET INC88368Q103COM989$2,215dollars, detected
FIRST TR EXCHANGE TRADED FD33733A102CHINDIA ETF75$2,213dollars, detected
CONNECTICUT WTR SVC INC207797101COM68$2,210dollars, detected
WILSHIRE BANCORP INC97186T108COM239$2,206dollars, detected
EASTMAN KODAK CO WT EXP 090318277461133Stock300$2,193dollars, detected
AGILE THERAPEUTICS INC00847L100COM300$2,190dollars, detected
CZR127686103Stock174$2,189dollars, detected
ELECSYS CORP28473M100COM200$2,188dollars, detected
ELMIRA SVGS BK ELMIRA N Y289660102COM98$2,181dollars, detected
ARDMORE SHIPPING CORPY0207T100COM200$2,180dollars, detected
AKERS BIOSCIENCES INC00973E102COM600$2,166dollars, detected
AMERICANRLTYINVSINC029174109STOK398$2,161dollars, detected
DOMINION RES BLACK WARRIOR T25746Q108UNITS BEN INT300$2,160dollars, detected
NORWOOD FINANCIAL CORP669549107COMMON STOCK75$2,150dollars, detected
Accelerate Diagnostics00430H102COM100$2,148dollars, detected
CATHAY GEN BANCORP149150112*W EXP 12/05/201300$2,148dollars, detected
KEY TRONIC CORP493144109COM203$2,146dollars, detected
NUVEEN CALIF MUNICPAL VALU F6706EB106COM132$2,141dollars, detected
CHARTER FINANCIAL CORP16122W108COM200$2,140dollars, detected
ISHARES TR MSCI EURO FL ETF464289180MSCI EURO FL ETF90$2,125dollars, detected
WEST BANCORPORATION95123P106COMMON STOCK150$2,120dollars, detected
CANON INC-ADR138006309SPONSORED ADR65$2,118dollars, detected
ICAD INC44934S206COM NEW215$2,118dollars, detected
MDC PARTNERS INC552697104CL A SUB VTG110$2,111dollars, detected
DIREXION SHS ETF TR25459W771CHINA BULL 3X74$2,086dollars, detected
CHIPMOS TECH BERMUDA LTDG2110R114SHS92$2,081dollars, detected
TURKISH INVESTMENT FUND900145103CMN200$2,080dollars, detected
MIDDLESEX WTR CO596680108COM106$2,078dollars, detected
FIRST SECURITY GROUP INC/TN336312202COM1,048$2,075dollars, detected
PHOTOMEDEX INC719358301COM334$2,071dollars, detected
PACIFIC CONTINENTAL CORP69412V108COMMON STOCK161$2,069dollars, detected
HALLMARK FINL SERVICES INC40624Q203COM200$2,062dollars, detected
Polonia Bancorp, Inc.73158Q109Common Stock200$2,062dollars, detected
ABERDEEN GTR CHINA FD INC003031101COM200$2,062dollars, detected
READING INTL INC755408101CL A245$2,058dollars, detected
SUMMIT FINL GROUP INC86606G101COM200$2,050dollars, detected
INVESTAR HOLDING CORP46134L105COMMON STOCK154$2,048dollars, detected
HAWTHORN BANCSHARES INC420476103COMMON STOCK148$2,035dollars, detected
WISDOMTREE TR97717W364BRCLYS NEGTV DUR43$2,019dollars, detected
8X8 INC282914100COMMON STOCK302$2,017dollars, detected
RICHARDSON ELEC LTD763165107COMMON STOCK200$1,998dollars, detected
HEIDRICK & STRUGGLES INTL IN422819102COM96$1,972dollars, detected
POWERSHARES ETF TR II S&P SMCP73937B860ETF - EQUITY44$1,971dollars, detected
IMMUCELL CORP452525306COM PAR395$1,963dollars, detected
PIONEER DIVERSIFIED HIGH INCOM723653101COM99$1,959dollars, detected
ADVENT CONVERTIBLE AND INCOME00764C109COM113$1,959dollars, detected
CLAYMORE GUGGENHEIM18383Q796GUGG SHIPPNG ETF95$1,959dollars, detected
HURCO CO447324104COM52$1,958dollars, detected
BIOCRYST PHARMACEUTICALS INC COM09058V103Stock200$1,956dollars, detected
CTI INDUSTRIES CORP125961300COM NEW517$1,944dollars, detected
YOU ON DEMAND HOLDINGS INC98741R207COM923$1,938dollars, detected
DYNATRONICS CORP268157401COM NEW510$1,938dollars, detected
FIRST TR EXCH TRD ALPHA FD I33737J257TAIWAN ALPHADE55$1,937dollars, detected
ACETO CORP004446100COM100$1,932dollars, detected
GYRODYNE CO AMER INC403820103COM400$1,928dollars, detected
SCHMITT INDS INC ORE806870200COM600$1,926dollars, detected
ALTRA HOLDINGS INC02208R106COMMON STOCK66$1,925dollars, detected
INNERWORKINGS INC45773Y105COM238$1,925dollars, detected
SP PLUS CORP78469C103COM101$1,915dollars, detected
MORGAN STANLEY EASTN EUR FD616988101COM122$1,914dollars, detected
GUGGENHEIM ENHANCED EQUITY S40167K100COM98$1,910dollars, detected
TSR INC872885207COM600$1,908dollars, detected
BLACKROCK DEFINED OPPRTY CR09255Q105COM142$1,907dollars, detected
PROSHARES TR74347X336ULTRASHRT TIPS69$1,902dollars, detected
TEAM INC878155100COM50$1,896dollars, detected
FIRST LONG IS CORP320734106COM55$1,895dollars, detected
CREDIT SUISSE NASSAU BRH22542D480X LINK GOLD SHS150$1,884dollars, detected
XG TECHNOLOGY INC98372A309COM PAR$.00001960$1,882dollars, detected
COUNTRY STYLE COOKING REST ADR22238M109ADR-EMG MKT292$1,875dollars, detected
UNIVERSAL TECHNICAL INST INC913915104COM200$1,870dollars, detected
CIA ENERGETICA DE MINAS GERA204409601SP ADR N-V PFD300$1,869dollars, detected
ORION GROUP HOLDINGS INC68628V308COMMON STOCK186$1,856dollars, detected
RIVERBED TECHNOLOGY INC768573107COM100$1,855dollars, detected
ASURE SOFTWARE INC04649U102COMMON STOCK361$1,841dollars, detected
FIRST TR EXCHANGE TRADED FD33737A108NASDQ CLN EDGE52$1,838dollars, detected
ANNIES INC03600T104COM40$1,836dollars, detected
DYNAMIC MATLS CORP267888105COM96$1,829dollars, detected
BARCLAYS BANK PLC06739H321ETN DJUBSALUMI3895$1,829dollars, detected
Tandem Diabetes Care, Inc.875372104COM136$1,825dollars, detected
ALASKA COMMUNICATIONS SYS GR01167P101COM1,162$1,824dollars, detected
IGNYTA INC451731103COM226$1,822dollars, detected
HALOZYME THERAPEUTICS INC COM40637H109Stock200$1,820dollars, detected
DREYFUS MUN INCOME INC26201R102COM200$1,818dollars, detected
ENVENTIS CORP29402J101COM100$1,818dollars, detected
BANCORP NEW JERSEY INC NEW059915108COM160$1,813dollars, detected
ASCENT INDUSTRIES CO871565107COM104$1,810dollars, detected
SPECTRUM PHARMACEUTICALS INC84763A108COM222$1,807dollars, detected
TCW CONV SECS FD INC872340104COM320$1,802dollars, detected
BANK OF MARIN BANCORP CA063425102COMMON STOCK39$1,790dollars, detected
EXAR CORP300645108COMMON STOCK200$1,790dollars, detected
MAINSTAY DEFINED TERM MUNI OPP56064K100COM100$1,785dollars, detected
PROSHARES TR74347X500ULTR MSCI ETF17$1,780dollars, detected
QUOTIENT LTDG73268107SHS188$1,777dollars, detected
SPDR Portfolio Corporate Bond ETF78464A144SHS55$1,776dollars, detected
DSP GROUP INC23332B106COM200$1,774dollars, detected

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001420506-14-000425this filing2014-11-06acceptance time not in the bulk data set
13F-HR/A 0001420506-15-000046 base2015-02-05acceptance time not in the bulk data set