13F-HR filed by SOPHROSYNE CAPITAL LLC
SOPHROSYNE CAPITAL LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 66 holding rows worth $151,206,000.
- Accession
- 0001420506-13-000244
- Filer
- CIK 1507758
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 66 entries on the cover page, a total value of $151,206,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $151,206,000 with VALUE read as thousands by filing date, 13F file number 028-14700. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALIX INC | 13100M509 | COM | 957,806 | $12,193,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 848,766 | $10,181,000 | thousands by filing date | |
| BIOTELEMETRY INC | 90672106 | COM | 1,013,318 | $10,043,000 | thousands by filing date | The CUSIP as filed is malformed. |
| STRATEGY INC CL A NEW | 594972408 | Stock | 82,663 | $8,577,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,474,906 | $8,008,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 543,776 | $5,861,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 619,604 | $5,590,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 324,700 | $5,030,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 2,595,039 | $4,697,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 554,213 | $4,638,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 1,167,185 | $4,459,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 89,400 | $4,221,000 | thousands by filing date | |
| ACCURAY INC | 4397105 | COM | 550,400 | $4,061,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Aerovironment Inc | 8073108 | CS | 169,426 | $3,897,000 | thousands by filing date | The CUSIP as filed is malformed. |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 111,063 | $3,731,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 755,728 | $3,356,000 | thousands by filing date | |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 669,436 | $3,092,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 324,337 | $2,887,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 1,608,452 | $2,767,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,989,520 | $2,665,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 131,541 | $2,636,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 93,300 | $2,499,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 97,200 | $2,442,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 285,000 | $2,394,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 115,750 | $2,088,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 13,500 | $1,890,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 147,700 | $1,839,000 | thousands by filing date | |
| Arrowhead Research Corp | 42797209 | COM NEW | 294,583 | $1,676,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 660,419 | $1,619,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 137,100 | $1,433,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 120,800 | $1,399,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 439,951 | $1,380,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 1,506,912 | $1,357,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 23,900 | $1,200,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 574,398 | $1,159,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 415,814 | $1,130,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 144,700 | $1,100,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 487,805 | $1,083,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 196,010 | $1,034,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 33,792 | $868,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 23,800 | $803,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 228,700 | $757,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 406,000 | $753,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 239,760 | $732,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 33,700 | $679,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 220,832 | $637,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 71,100 | $607,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 10,000 | $591,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 115,559 | $563,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 25,000 | $479,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 177,057 | $351,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 44,297 | $226,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 30,761 | $209,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 21,300 | $200,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 2,300 | $187,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 14,900 | $182,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,435 | $177,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 9,600 | $143,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 5,000 | $140,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 11,800 | $120,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 1,100 | $109,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 14,300 | $106,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 4,200 | $91,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 1,400 | $74,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,200 | $73,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 25,000 | $37,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-13-000244 | this filing | 2013-11-14 | acceptance time not in the bulk data set |