13F-HR filed by SALEM INVESTMENT COUNSELORS INC
SALEM INVESTMENT COUNSELORS INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 276 holding rows worth $719,767,000.
- Accession
- 0001420506-13-000235
- Filer
- CIK 884423
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 276 entries on the cover page, a total value of $719,767,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $719,767,000 with VALUE read as thousands by filing date, 13F file number 028-03405. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PepsiCo,Inc. | 713448108 | COM | 322,242 | $25,618,000 | thousands by filing date | |
| APPLE INC | 37833100 | COM | 51,465 | $24,536,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BERKSHIRE HATHAWAY INC. CLASS B | 84670702 | COM | 172,001 | $19,524,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Microsoft Corp | 594918104 | COM | 494,056 | $16,442,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 182,374 | $15,810,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 311,916 | $14,850,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 124,048 | $14,813,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 190,375 | $14,080,000 | thousands by filing date | |
| 38259p508 | COM | 15,479 | $13,558,000 | thousands by filing date | ||
| BB&T CORPORATION | 54937107 | COM | 394,082 | $13,300,000 | thousands by filing date | The CUSIP as filed is malformed. |
| GENERAL ELEC CO | 369604103 | COM | 537,220 | $12,834,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 177,996 | $11,983,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 148,492 | $11,225,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 103,949 | $11,208,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 141,571 | $10,665,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 107,980 | $10,389,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 120,501 | $10,368,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 360,456 | $10,354,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 190,585 | $10,253,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 538,682 | $10,079,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 208,930 | $9,947,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 106,140 | $9,191,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 358,138 | $8,392,000 | thousands by filing date | |
| BALCHEM CORP COM | 57665200 | COM | 157,869 | $8,170,000 | thousands by filing date | The CUSIP as filed is malformed. |
| E M C CORP MASS | 268648102 | COM | 318,796 | $8,148,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 339,561 | $7,783,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 38,629 | $7,153,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 172,017 | $7,011,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 49,458 | $6,878,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908413 | S&P 500 ETF SH | 89,025 | $6,855,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 112,118 | $6,585,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 170,835 | $6,471,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 37,656 | $6,360,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 178,559 | $6,182,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 82,175 | $6,051,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 103,717 | $5,991,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 98,129 | $5,990,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 97,881 | $5,804,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 110,661 | $5,720,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 489,230 | $5,704,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 1,716,503 | $5,664,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 136,993 | $5,661,000 | thousands by filing date | |
| Bank of America | 60505104 | COM | 401,173 | $5,536,000 | thousands by filing date | The CUSIP as filed is malformed. |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 41,551 | $5,320,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 118,408 | $5,296,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 126,255 | $5,195,000 | thousands by filing date | |
| APACHE CORP | 37411105 | COM | 59,895 | $5,099,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SPY | 78462F103 | SHS | 30,228 | $5,079,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 144,919 | $4,901,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 123,860 | $4,823,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 53,475 | $4,804,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 103,748 | $4,801,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 246,935 | $4,450,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 204,180 | $4,208,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 130,303 | $4,148,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 33,724 | $4,097,000 | thousands by filing date | |
| BHP BILLITON LIMITED ADR | 88606108 | COM | 59,914 | $3,984,000 | thousands by filing date | The CUSIP as filed is malformed. |
| iShares Russell 2000 ETF | 464287655 | SHS | 35,895 | $3,827,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 54,128 | $3,762,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 46,175 | $3,686,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 65,700 | $3,382,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 45,610 | $3,031,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 45,499 | $2,934,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 117,280 | $2,884,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 91,211 | $2,866,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 66,900 | $2,825,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 100,875 | $2,822,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 72,414 | $2,794,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 78,125 | $2,785,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 33,244 | $2,773,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 68,217 | $2,738,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 36,000 | $2,665,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY A | 84670108 | COM | 15 | $2,556,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 48,188 | $2,538,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 72,119 | $2,392,000 | thousands by filing date | |
| ABBOTT LABORATORIES | 2824100 | COM | 70,498 | $2,340,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 43,539 | $2,231,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 43,613 | $2,204,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 100,000 | $2,195,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 34,319 | $2,190,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 63,792 | $2,184,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 57,524 | $2,173,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 49,520 | $2,130,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 82,237 | $2,128,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 38,735 | $2,078,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 58,692 | $2,072,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 38,373 | $2,043,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 40,165 | $2,017,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 12,643 | $2,000,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 86,240 | $1,994,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 9,981 | $1,987,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 121,850 | $1,984,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 64,775 | $1,969,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 77,100 | $1,923,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 32,876 | $1,866,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 27,765 | $1,854,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 17,641 | $1,808,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 7,400 | $1,777,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 35,224 | $1,733,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 33,405 | $1,715,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 16,549 | $1,696,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 16,400 | $1,661,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 44,420 | $1,574,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 33,850 | $1,535,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 41,170 | $1,527,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 14,620 | $1,527,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 37,931 | $1,525,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 29,000 | $1,510,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 33,000 | $1,421,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 59,200 | $1,417,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 31,650 | $1,412,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 27,896 | $1,400,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 28,803 | $1,389,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 21,275 | $1,382,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 87,665 | $1,368,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 19,050 | $1,360,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 44,400 | $1,352,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,450 | $1,339,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 53,675 | $1,330,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 14,090 | $1,318,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 13,400 | $1,283,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 25,700 | $1,276,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 36,419 | $1,251,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 63,240 | $1,229,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 18,765 | $1,214,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 17,150 | $1,197,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 18,160 | $1,190,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 12,946 | $1,186,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 17,980 | $1,177,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 97,000 | $1,156,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 11,700 | $1,114,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 23,600 | $1,096,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 10,438 | $1,093,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 13,975 | $1,076,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 9,000 | $1,039,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 15,099 | $1,038,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 22,182 | $1,035,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,702 | $1,024,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 11,416 | $1,009,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 56,519 | $971,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 13,937 | $925,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 17,339 | $910,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 13,800 | $908,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,294 | $905,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 12,970 | $903,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 9,900 | $888,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 4,267 | $877,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 13,375 | $836,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,917 | $828,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 29,925 | $810,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 80,270 | $782,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 28,466 | $775,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 11,690 | $774,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 50,000 | $769,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 68,095 | $761,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 25,960 | $761,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 78314101 | COM | 100,000 | $761,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 4,000 | $755,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 37,044 | $745,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 15,043 | $730,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 50,000 | $725,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 60,756 | $719,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,581 | $706,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 9,105 | $685,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 15,195 | $682,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 26,150 | $673,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 15,962 | $656,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 46,925 | $647,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 20,000 | $639,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 41,128 | $633,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,850 | $619,000 | thousands by filing date | |
| PIZZA INN HOLDINGS INC | 725846109 | COM | 77,750 | $606,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 19,000 | $597,000 | thousands by filing date | |
| AMERICAN AXLE & MFG HLDGS INCO | 24061103 | COMMON | 30,000 | $592,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Stryker Corporation | 863667101 | COM | 8,600 | $581,000 | thousands by filing date | |
| Boardwalk Pipeline Ptnrs | 96627104 | UT LTD PARTNER | 19,000 | $577,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SCBT FINANCIAL CORP | 78401V102 | COM | 10,220 | $564,000 | thousands by filing date | |
| BP PLC ADR | 55622104 | COM | 13,196 | $555,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 9,258 | $542,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 7,048 | $541,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 30,400 | $538,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 9,486 | $535,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 22,856 | $534,000 | thousands by filing date | |
| ANTARES PHARMA INC | 36642106 | COM | 131,120 | $532,000 | thousands by filing date | The CUSIP as filed is malformed. |
| AMAZON.COM INC | 23135106 | COM | 1,700 | $531,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DENTSPLY INTL INC | 249030107 | COM | 12,000 | $521,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 25,950 | $520,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 6,092 | $509,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 14,370 | $509,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 18,000 | $504,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 24,850 | $496,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 29,840 | $492,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,905 | $469,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 5,492 | $465,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 40,100 | $464,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,099 | $454,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 21,730 | $445,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,620 | $435,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,710 | $421,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,783 | $419,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,550 | $417,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 10,100 | $414,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 6,000 | $413,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 6,845 | $412,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 12,050 | $401,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 5,860 | $397,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,402 | $377,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 14,300 | $371,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,274 | $368,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 5,411 | $358,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 7,415 | $353,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 10,692 | $349,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 4,045 | $349,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,500 | $347,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 3,665 | $337,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 7,945 | $335,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,905 | $334,000 | thousands by filing date | |
| Automatic Data Processing | 53015103 | COM | 4,621 | $334,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 6,455 | $327,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 7,733 | $325,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,625 | $323,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 17,300 | $323,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 20,000 | $322,000 | thousands by filing date | |
| ALLERGAN INC. | 18490102 | COM | 3,500 | $317,000 | thousands by filing date | The CUSIP as filed is malformed. |
| SUNTRUST BANKS INC | 867914103 | COM | 9,448 | $306,000 | thousands by filing date | |
| BAXTER INTERNATIONAL | 71813109 | COM | 4,622 | $304,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRICELINE GRP INC | 741503403 | COM NEW | 300 | $303,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 15,000 | $302,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 11,117 | $301,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,403 | $298,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 11,805 | $295,000 | thousands by filing date | |
| AMERICAN ELECTRIC POWER | 25537101 | COM | 6,712 | $291,000 | thousands by filing date | The CUSIP as filed is malformed. |
| Charles Schwab Corp | 808513105 | COM | 13,407 | $283,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 12,500 | $276,000 | thousands by filing date | |
| FIRST FINL HLDGS INC COM | 320239106 | COM | 4,900 | $270,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,721 | $266,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,600 | $264,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 4,000 | $261,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 8,260 | $260,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,378 | $258,000 | thousands by filing date | |
| BAIDU INC SPONSORED ADR REPSTG ORD SHS | 56752108 | COM | 1,665 | $258,000 | thousands by filing date | The CUSIP as filed is malformed. |
| VRINGO INC | 92911N104 | COM | 87,965 | $252,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,304 | $248,000 | thousands by filing date | |
| Alliance One International | 18772103 | common | 84,998 | $247,000 | thousands by filing date | The CUSIP as filed is malformed. |
| PRAXAIR INC | 74005P104 | COM | 2,020 | $243,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,175 | $242,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 20,000 | $238,000 | thousands by filing date | |
| American Express | 25816109 | COM | 3,145 | $238,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,590 | $230,000 | thousands by filing date | |
| Becton Dickinson | 75887109 | COM | 2,254 | $225,000 | thousands by filing date | The CUSIP as filed is malformed. |
| ROYAL BK CDA COM | 780087102 | Stock | 3,486 | $224,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 4,374 | $220,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,840 | $220,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,712 | $217,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 12,000 | $217,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,875 | $213,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 11,000 | $213,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 29,054 | $212,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,382 | $209,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 6,360 | $209,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,670 | $208,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 2,000 | $207,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 6,000 | $204,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 5,995 | $200,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 11,000 | $196,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 16,475 | $186,000 | thousands by filing date | |
| Arbor RealtyTrust REIT USD0.01 | 38923108 | REIT | 27,500 | $186,000 | thousands by filing date | The CUSIP as filed is malformed. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 33,850 | $184,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 16,361 | $179,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 10,000 | $162,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 49,431 | $149,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 10,000 | $135,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 11,848 | $110,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 10,000 | $45,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 25,500 | $44,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,070 | $28,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001420506-13-000235 | this filing | 2013-11-14 | acceptance time not in the bulk data set |