13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-24, with 3,133 holding rows worth $21,422,724,000.
- Accession
- 0001419186-23-000008
- Filer
- CIK 1419186
- Filed
- 2023-10-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 3,133 entries on the cover page, a total value of $21,422,724,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,422,724,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 85,201 | $76,000 | thousands, detected and multiplied | |
| RIDENOW GROUP INC | 781386305 | COM CL B | 12,418 | $76,000 | thousands, detected and multiplied | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 14,936 | $73,000 | thousands, detected and multiplied | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 26,744 | $73,000 | thousands, detected and multiplied | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 11,029 | $72,000 | thousands, detected and multiplied | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 48,482 | $71,000 | thousands, detected and multiplied | |
| SIGMATRON INTL INC | 82661L101 | COM | 22,600 | $71,000 | thousands, detected and multiplied | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,543 | $70,000 | thousands, detected and multiplied | |
| REDWIRE CORPORATION | 75776W103 | COM | 24,041 | $69,000 | thousands, detected and multiplied | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 33,975 | $69,000 | thousands, detected and multiplied | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 26,305 | $69,000 | thousands, detected and multiplied | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 10,885 | $68,000 | thousands, detected and multiplied | |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,062 | $67,000 | thousands, detected and multiplied | |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 35,670 | $66,000 | thousands, detected and multiplied | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 24,438 | $65,000 | thousands, detected and multiplied | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 35,994 | $65,000 | thousands, detected and multiplied | |
| SUNPOWER CORP | 867652406 | COM | 10,377 | $64,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 22,412 | $63,000 | thousands, detected and multiplied | |
| VBI VACCINES INC | 91822J202 | Foreign Stock | 93,556 | $62,000 | thousands, detected and multiplied | |
| INVITAE CORP | 46185L103 | COM | 100,660 | $61,000 | thousands, detected and multiplied | |
| SACHEM CAP CORP | 78590A109 | COM | 17,289 | $61,000 | thousands, detected and multiplied | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 31,829 | $61,000 | thousands, detected and multiplied | |
| EMX RTY CORP | 26873J107 | COM | 33,216 | $59,000 | thousands, detected and multiplied | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 11,674 | $57,000 | thousands, detected and multiplied | |
| REKOR SYSTEMS INC | 759419104 | COM | 20,164 | $57,000 | thousands, detected and multiplied | |
| MICROVISION INC DEL | 594960304 | COM NEW | 25,649 | $56,000 | thousands, detected and multiplied | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 24,674 | $56,000 | thousands, detected and multiplied | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 10,927 | $55,000 | thousands, detected and multiplied | |
| ADMA BIOLOGICS INC | 000899104 | COM | 15,000 | $54,000 | thousands, detected and multiplied | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 29,886 | $54,000 | thousands, detected and multiplied | |
| FUELCELL ENERGY INC | 35952H601 | COM | 42,330 | $54,000 | thousands, detected and multiplied | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 99,761 | $54,000 | thousands, detected and multiplied | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 14,873 | $54,000 | thousands, detected and multiplied | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 10,256 | $53,000 | thousands, detected and multiplied | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 15,717 | $53,000 | thousands, detected and multiplied | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,852 | $53,000 | thousands, detected and multiplied | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 24,697 | $52,000 | thousands, detected and multiplied | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 19,851 | $51,000 | thousands, detected and multiplied | |
| BIGBEAR AI HLDGS INC COM | 08975B109 | Stock | 34,000 | $51,000 | thousands, detected and multiplied | |
| QUANTUM SI INC | 74765K105 | COM CL A | 30,605 | $51,000 | thousands, detected and multiplied | |
| CUE BIOPHARMA INC | 22978P106 | COM | 22,200 | $51,000 | thousands, detected and multiplied | |
| GROWGENERATION CORP | 39986L109 | COM | 17,054 | $50,000 | thousands, detected and multiplied | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 29,708 | $50,000 | thousands, detected and multiplied | |
| DIANA SHIPPING INC | Y2066G104 | COM | 13,585 | $47,000 | thousands, detected and multiplied | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 18,038 | $46,000 | thousands, detected and multiplied | |
| VELO3D INC | 92259N104 | COM | 28,536 | $45,000 | thousands, detected and multiplied | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,980 | $44,000 | thousands, detected and multiplied | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 20,000 | $44,000 | thousands, detected and multiplied | |
| VAPOTHERM INC | 922107305 | Equity | 17,543 | $44,000 | thousands, detected and multiplied | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 10,000 | $43,000 | thousands, detected and multiplied | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 15,982 | $42,000 | thousands, detected and multiplied | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 17,618 | $42,000 | thousands, detected and multiplied | |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,919 | $40,000 | thousands, detected and multiplied | |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 10,825 | $40,000 | thousands, detected and multiplied | |
| NULL | 84862C203 | NULL | 68,120 | $40,000 | thousands, detected and multiplied | |
| GAMIDA CELL LTD | M47364100 | SHS | 37,575 | $39,000 | thousands, detected and multiplied | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 12,584 | $38,000 | thousands, detected and multiplied | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 17,577 | $38,000 | thousands, detected and multiplied | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,472 | $38,000 | thousands, detected and multiplied | |
| SMART SAND INC | 83191H107 | COM | 16,000 | $37,000 | thousands, detected and multiplied | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 54,600 | $37,000 | thousands, detected and multiplied | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 127,860 | $36,000 | thousands, detected and multiplied | |
| AGENUS INC | 00847G705 | COM NEW | 31,853 | $36,000 | thousands, detected and multiplied | |
| TASEKO MINES LTD COM | 876511106 | Stock | 27,780 | $35,000 | thousands, detected and multiplied | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 11,410 | $35,000 | thousands, detected and multiplied | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 20,265 | $35,000 | thousands, detected and multiplied | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 10,327 | $34,000 | thousands, detected and multiplied | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,334 | $33,000 | thousands, detected and multiplied | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 12,033 | $32,000 | thousands, detected and multiplied | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 92,060 | $30,000 | thousands, detected and multiplied | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 10,422 | $30,000 | thousands, detected and multiplied | |
| SNDL INC | 83307B101 | COM | 15,155 | $29,000 | thousands, detected and multiplied | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 30,990 | $29,000 | thousands, detected and multiplied | |
| IMMUNITYBIO INC | 45256X103 | COM | 14,950 | $25,000 | thousands, detected and multiplied | |
| ANNEXON INC | 03589W102 | COM | 10,000 | $24,000 | thousands, detected and multiplied | |
| PENNYMAC CORP | 70932AAD5 | BOND | 25,000 | $24,000 | thousands, detected and multiplied | |
| PLAYBOY INC | 72814P109 | COM | 28,205 | $23,000 | thousands, detected and multiplied | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 26,599 | $23,000 | thousands, detected and multiplied | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,300 | $22,000 | thousands, detected and multiplied | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 129,080 | $22,000 | thousands, detected and multiplied | |
| BRF SA | 10552T107 | SPONSORED ADR | 10,000 | $21,000 | thousands, detected and multiplied | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 25,948 | $21,000 | thousands, detected and multiplied | |
| PHIO PHARMACEUTICALS CORP | 71880W402 | COM | 14,233 | $21,000 | thousands, detected and multiplied | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 17,283 | $20,000 | thousands, detected and multiplied | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 30,854 | $19,000 | thousands, detected and multiplied | |
| Rent the Runway, Inc. | 76010Y103 | COM CL A | 27,120 | $18,000 | thousands, detected and multiplied | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 19,934 | $18,000 | thousands, detected and multiplied | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 44,600 | $18,000 | thousands, detected and multiplied | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 16,195 | $17,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 12,698 | $17,000 | thousands, detected and multiplied | |
| GEVO INC | 374396406 | COM PAR | 13,238 | $16,000 | thousands, detected and multiplied | |
| HERON THERAPEUTICS INC | 427746102 | COM | 15,617 | $16,000 | thousands, detected and multiplied | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 26,545 | $16,000 | thousands, detected and multiplied | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 14,239 | $16,000 | thousands, detected and multiplied | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 12,000 | $16,000 | thousands, detected and multiplied | |
| DERMTECH INC | 24984K105 | COM | 10,241 | $15,000 | thousands, detected and multiplied | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 22,520 | $15,000 | thousands, detected and multiplied | |
| Akoustis Technologies Inc | 00973N102 | COM | 19,442 | $15,000 | thousands, detected and multiplied | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 22,188 | $15,000 | thousands, detected and multiplied | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 20,000 | $14,000 | thousands, detected and multiplied | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 16,485 | $14,000 | thousands, detected and multiplied | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 16,500 | $14,000 | thousands, detected and multiplied | |
| SELECTQUOTE INC | 816307300 | COM | 10,992 | $13,000 | thousands, detected and multiplied | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 12,166 | $13,000 | thousands, detected and multiplied | |
| EDGIO INC | 53261M104 | COM | 13,688 | $12,000 | thousands, detected and multiplied | |
| 374WATER INC | 88583P104 | COM | 10,000 | $12,000 | thousands, detected and multiplied | |
| GAN LTD | G3728V109 | SHS | 10,513 | $12,000 | thousands, detected and multiplied | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 11,000 | $11,000 | thousands, detected and multiplied | |
| ORGENESIS INC | 68619K204 | COM | 18,330 | $11,000 | thousands, detected and multiplied | |
| VACASA INC | 91854V107 | COM | 24,300 | $11,000 | thousands, detected and multiplied | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 16,518 | $10,000 | thousands, detected and multiplied | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 26,350 | $10,000 | thousands, detected and multiplied | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 10,500 | $10,000 | thousands, detected and multiplied | |
| SHARECARE INC | 81948W104 | COM | 10,200 | $10,000 | thousands, detected and multiplied | |
| COMSTOCK INC | 205750300 | COM NEW | 24,000 | $10,000 | thousands, detected and multiplied | |
| SONENDO INC | 835431107 | Common Stocks | 12,980 | $10,000 | thousands, detected and multiplied | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 15,448 | $9,000 | thousands, detected and multiplied | |
| TRIO PETROLEUM CORP COMMON STOCK | 89669L108 | Stock | 15,000 | $9,000 | thousands, detected and multiplied | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 20,501 | $8,000 | thousands, detected and multiplied | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 10,125 | $7,000 | thousands, detected and multiplied | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 10,800 | $6,000 | thousands, detected and multiplied | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 12,868 | $5,000 | thousands, detected and multiplied | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 15,230 | $5,000 | thousands, detected and multiplied | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 20,075 | $5,000 | thousands, detected and multiplied | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 73,400 | $5,000 | thousands, detected and multiplied | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 17,007 | $4,000 | thousands, detected and multiplied | |
| GETAROUND INC | 37427G101 | COM | 11,000 | $4,000 | thousands, detected and multiplied | |
| NOVO INTEGRATED SCIENCES INC | 67011T201 | CMN | 14,500 | $4,000 | thousands, detected and multiplied | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 10,500 | $2,000 | thousands, detected and multiplied | |
| T2 BIOSYSTEMS INC | 89853L203 | COM NEW | 10,360 | $2,000 | thousands, detected and multiplied | |
| ISUN INC | 465246106 | COMMON | 10,374 | $2,000 | thousands, detected and multiplied | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 10,550 | $1,000 | thousands, detected and multiplied | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 27,626 | $1,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-23-000008 | this filing | 2023-10-24 | acceptance time not in the bulk data set |