13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-11, with 3,149 holding rows worth $20,391,929,000.
- Accession
- 0001419186-23-000004
- Filer
- CIK 1419186
- Filed
- 2023-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 3,149 entries on the cover page, a total value of $20,391,929,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,391,929,000 with VALUE read as thousands, detected and multiplied, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NIKOLA CORP | 654110105 | COM | 57,638 | $70,000 | thousands, detected and multiplied | |
| ROCKET LAB USA INC | 773122106 | COM | 17,423 | $70,000 | thousands, detected and multiplied | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 22,412 | $69,000 | thousands, detected and multiplied | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 13,622 | $68,000 | thousands, detected and multiplied | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 10,587 | $67,000 | thousands, detected and multiplied | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 99,761 | $66,000 | thousands, detected and multiplied | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 23,428 | $65,000 | thousands, detected and multiplied | |
| BAKKT HOLDINGS INC | 05759B107 | COM | 37,690 | $65,000 | thousands, detected and multiplied | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 32,308 | $64,000 | thousands, detected and multiplied | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 54,600 | $64,000 | thousands, detected and multiplied | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 16,475 | $63,000 | thousands, detected and multiplied | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 166,594 | $63,000 | thousands, detected and multiplied | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 12,466 | $63,000 | thousands, detected and multiplied | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,745 | $62,000 | thousands, detected and multiplied | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 16,448 | $61,000 | thousands, detected and multiplied | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,387 | $61,000 | thousands, detected and multiplied | |
| SIGMATRON INTL INC | 82661L101 | COM | 22,600 | $60,000 | thousands, detected and multiplied | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 10,712 | $59,000 | thousands, detected and multiplied | |
| GROWGENERATION CORP | 39986L109 | COM | 17,338 | $59,000 | thousands, detected and multiplied | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 18,333 | $59,000 | thousands, detected and multiplied | |
| BIT DIGITAL INC | G1144A105 | COMMON STOCK | 37,591 | $58,000 | thousands, detected and multiplied | |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,407 | $57,000 | thousands, detected and multiplied | |
| VELO3D INC | 92259N104 | COM | 24,986 | $57,000 | thousands, detected and multiplied | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 37,290 | $56,000 | thousands, detected and multiplied | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 42,043 | $56,000 | thousands, detected and multiplied | |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 11,175 | $56,000 | thousands, detected and multiplied | |
| ACUITYADS HLDGS INC | 00510L106 | COM | 34,303 | $55,000 | thousands, detected and multiplied | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 21,000 | $54,000 | thousands, detected and multiplied | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 12,000 | $54,000 | thousands, detected and multiplied | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 30,854 | $54,000 | thousands, detected and multiplied | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 19,886 | $53,000 | thousands, detected and multiplied | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 26,834 | $53,000 | thousands, detected and multiplied | |
| RENOVORX INC | 75989R107 | COM NEW | 14,900 | $52,000 | thousands, detected and multiplied | |
| Akoustis Technologies Inc | 00973N102 | COM | 16,518 | $51,000 | thousands, detected and multiplied | |
| PLANET LABS PBC | 72703X106 | COM CL A | 12,652 | $50,000 | thousands, detected and multiplied | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 18,858 | $50,000 | thousands, detected and multiplied | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 14,818 | $49,000 | thousands, detected and multiplied | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 141,198 | $49,000 | thousands, detected and multiplied | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,377 | $47,000 | thousands, detected and multiplied | |
| QUANTUM SI INC | 74765K105 | COM CL A | 26,917 | $47,000 | thousands, detected and multiplied | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 35,366 | $47,000 | thousands, detected and multiplied | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 19,685 | $47,000 | thousands, detected and multiplied | |
| 374WATER INC | 88583P104 | COM | 10,000 | $47,000 | thousands, detected and multiplied | |
| TASEKO MINES LTD COM | 876511106 | Stock | 27,880 | $46,000 | thousands, detected and multiplied | |
| ENERGY SVCS ACQUISITION CORP | 29271Q103 | COM | 20,239 | $46,000 | thousands, detected and multiplied | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 13,216 | $46,000 | thousands, detected and multiplied | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 45,571 | $45,000 | thousands, detected and multiplied | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 20,000 | $45,000 | thousands, detected and multiplied | |
| ATERIAN INC | 02156U101 | COM | 51,361 | $44,000 | thousands, detected and multiplied | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 10,534 | $43,000 | thousands, detected and multiplied | |
| DERMTECH INC | 24984K105 | COM | 11,649 | $43,000 | thousands, detected and multiplied | |
| TRAEGER INC | 89269P103 | COMMON STOCK | 10,550 | $43,000 | thousands, detected and multiplied | |
| RITE AID CORP | 767754872 | COM | 19,158 | $43,000 | thousands, detected and multiplied | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,779 | $42,000 | thousands, detected and multiplied | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 17,262 | $42,000 | thousands, detected and multiplied | |
| FORTUNA MNG CORP F | 349915108 | COM | 11,092 | $42,000 | thousands, detected and multiplied | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 21,929 | $41,000 | thousands, detected and multiplied | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 23,531 | $41,000 | thousands, detected and multiplied | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 13,239 | $41,000 | thousands, detected and multiplied | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 18,372 | $40,000 | thousands, detected and multiplied | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 15,236 | $40,000 | thousands, detected and multiplied | |
| NULL | 84862C203 | NULL | 24,264 | $40,000 | thousands, detected and multiplied | |
| ANNEXON INC | 03589W102 | COM | 10,000 | $39,000 | thousands, detected and multiplied | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 47,509 | $39,000 | thousands, detected and multiplied | |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 292,800 | $38,000 | thousands, detected and multiplied | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 12,078 | $37,000 | thousands, detected and multiplied | |
| AGENUS INC | 00847G705 | COM NEW | 24,452 | $37,000 | thousands, detected and multiplied | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 16,774 | $36,000 | thousands, detected and multiplied | |
| ENERGOUS CORP | 29272C103 | COM | 66,983 | $36,000 | thousands, detected and multiplied | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 10,000 | $36,000 | thousands, detected and multiplied | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 10,327 | $35,000 | thousands, detected and multiplied | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 13,350 | $34,000 | thousands, detected and multiplied | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 25,118 | $34,000 | thousands, detected and multiplied | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 48,212 | $34,000 | thousands, detected and multiplied | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 24,124 | $33,000 | thousands, detected and multiplied | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 10,546 | $32,000 | thousands, detected and multiplied | |
| FUBOTV INC | 35953D104 | COM | 26,109 | $32,000 | thousands, detected and multiplied | |
| SINGULAR GENOMICS SYSTEMS IN | 82933R100 | COM | 26,350 | $32,000 | thousands, detected and multiplied | |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 17,424 | $32,000 | thousands, detected and multiplied | |
| GENASYS INC | 36872P103 | CMN | 10,410 | $31,000 | thousands, detected and multiplied | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 39,212 | $30,000 | thousands, detected and multiplied | |
| WHEELS UP EXPERIENCE I F | 96328L106 | Com | 45,610 | $29,000 | thousands, detected and multiplied | |
| LIGHTNING EMOTORS INC | 53228T101 | COM | 100,133 | $29,000 | thousands, detected and multiplied | |
| HERON THERAPEUTICS INC | 427746102 | COM | 18,017 | $27,000 | thousands, detected and multiplied | |
| SNDL INC | 83307B101 | COM | 16,980 | $27,000 | thousands, detected and multiplied | |
| VAXXINITY INC CLASS A | 92244V104 | COMMON STOCK | 12,000 | $27,000 | thousands, detected and multiplied | |
| VINCO VENTURES INC | 927330100 | COM | 84,201 | $27,000 | thousands, detected and multiplied | |
| LIFEMD INC | 53216B104 | COM | 15,200 | $26,000 | thousands, detected and multiplied | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,166 | $26,000 | thousands, detected and multiplied | |
| SONENDO INC | 835431107 | Common Stocks | 12,980 | $26,000 | thousands, detected and multiplied | |
| IMMUNITYBIO INC | 45256X103 | COM | 13,950 | $25,000 | thousands, detected and multiplied | |
| REKOR SYSTEMS INC | 759419104 | COM | 19,689 | $25,000 | thousands, detected and multiplied | |
| XOS INC | 98423B108 | COM | 47,490 | $25,000 | thousands, detected and multiplied | |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 13,025 | $24,000 | thousands, detected and multiplied | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 97,160 | $23,000 | thousands, detected and multiplied | |
| PENNYMAC CORP | 70932AAD5 | BOND | 25,000 | $23,000 | thousands, detected and multiplied | |
| CARDIOL THERAPEUTICS INC | 14161Y200 | COM CL A | 46,011 | $22,000 | thousands, detected and multiplied | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 20,000 | $22,000 | thousands, detected and multiplied | |
| GEVO INC | 374396406 | COM PAR | 13,448 | $21,000 | thousands, detected and multiplied | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,000 | $21,000 | thousands, detected and multiplied | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 11,231 | $21,000 | thousands, detected and multiplied | |
| AMYRIS INC | 03236M200 | COM NEW | 14,917 | $20,000 | thousands, detected and multiplied | |
| MOMENTUS INC | 60879E101 | COM | 33,968 | $20,000 | thousands, detected and multiplied | |
| GLOBALSTAR INC | 378973408 | COM | 16,233 | $19,000 | thousands, detected and multiplied | |
| SmileDirectClub Inc | 83192H106 | COM | 43,048 | $19,000 | thousands, detected and multiplied | |
| VACASA INC | 91854V107 | COM | 19,300 | $19,000 | thousands, detected and multiplied | |
| BIONANO GENOMICS INC | 09075F107 | COM | 17,266 | $19,000 | thousands, detected and multiplied | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 73,400 | $19,000 | thousands, detected and multiplied | |
| SPRUCE POWER HOLDING CORP | 9837FR100 | COMMON STOCK | 22,470 | $18,000 | thousands, detected and multiplied | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 17,500 | $18,000 | thousands, detected and multiplied | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 20,442 | $18,000 | thousands, detected and multiplied | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 26,427 | $17,000 | thousands, detected and multiplied | |
| Accelerate Diagnostics | 00430H102 | COM | 24,524 | $17,000 | thousands, detected and multiplied | |
| ZENTEK LTD | 98942X102 | COM | 10,500 | $16,000 | thousands, detected and multiplied | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 10,811 | $16,000 | thousands, detected and multiplied | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 20,000 | $15,000 | thousands, detected and multiplied | |
| Ouster Inc | 68989M103 | COM | 17,691 | $15,000 | thousands, detected and multiplied | |
| GAMIDA CELL LTD | M47364100 | SHS | 19,075 | $15,000 | thousands, detected and multiplied | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 16,420 | $14,000 | thousands, detected and multiplied | |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 10,117 | $14,000 | thousands, detected and multiplied | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 26,229 | $14,000 | thousands, detected and multiplied | |
| SHARECARE INC | 81948W104 | COM | 10,200 | $14,000 | thousands, detected and multiplied | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 16,265 | $13,000 | thousands, detected and multiplied | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 18,124 | $13,000 | thousands, detected and multiplied | |
| DIEBOLD NXDF INC | 253651103 | COM | 10,875 | $13,000 | thousands, detected and multiplied | |
| SKILLZ INC | 83067L109 | COM | 22,539 | $13,000 | thousands, detected and multiplied | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 16,070 | $13,000 | thousands, detected and multiplied | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 28,500 | $12,000 | thousands, detected and multiplied | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 100,667 | $12,000 | thousands, detected and multiplied | |
| ISUN INC | 465246106 | COMMON | 11,202 | $12,000 | thousands, detected and multiplied | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 11,000 | $11,000 | thousands, detected and multiplied | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 15,230 | $11,000 | thousands, detected and multiplied | |
| EDGIO INC | 53261M104 | COM | 13,270 | $10,000 | thousands, detected and multiplied | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 15,232 | $10,000 | thousands, detected and multiplied | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 10,000 | $10,000 | thousands, detected and multiplied | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 20,340 | $9,000 | thousands, detected and multiplied | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 69,699 | $8,000 | thousands, detected and multiplied | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 12,601 | $6,000 | thousands, detected and multiplied | |
| BED BATH & BEYOND INC | 075896100 | COM | 13,273 | $6,000 | thousands, detected and multiplied | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 10,032 | $6,000 | thousands, detected and multiplied | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 37,900 | $5,000 | thousands, detected and multiplied | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 12,551 | $4,000 | thousands, detected and multiplied | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 27,475 | $4,000 | thousands, detected and multiplied | |
| CBRE GLOBAL REAL ESTATE INCOME FD SUBSCRIPTION RT | 12504G118 | COM | 114,765 | $4,000 | thousands, detected and multiplied | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 25,570 | $3,000 | thousands, detected and multiplied | |
| VIRGIN ORBIT HOLDINGS INC | 92771A101 | COMMON STOCK | 10,500 | $2,000 | thousands, detected and multiplied | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 14,106 | $2,000 | thousands, detected and multiplied | |
| VENUS CONCEPT INC | 92332W105 | COM | 11,300 | $2,000 | thousands, detected and multiplied | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 10,550 | $1,000 | thousands, detected and multiplied |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-23-000004 | this filing | 2023-05-11 | acceptance time not in the bulk data set |