13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2022-03-31, filed 2022-05-12, with 3,156 holding rows worth $21,777,548,000 by the sum of the rows.
- Accession
- 0001419186-22-000003
- Filer
- CIK 1419186
- Filed
- 2022-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2022
A holdings report, 3,156 entries on the cover page, a total value of $21,777,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $21,777,548,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $21,777,000, about 1/1,000 of the sum of the rows, $21,777,548,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,525 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 16,242 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK RUSSIA ETF | 92189F403 | ETF | 18,758 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 14,906 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 39,915 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINERA CORP | 45667G103 | COMMON STOCK | 11,946 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROPERTYGURU GROUP LTD | G7258M108 | ORD SHS | 14,475 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC | 374396406 | COM PAR | 21,220 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 10,297 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESA AIR GROUP INC | 590479135 | COM NEW | 22,500 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 19,155 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VUZIX CORP | 92921W300 | COM NEW | 14,790 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 54,887 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,249 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 26,750 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M200 | COM NEW | 22,320 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYSAFE LIMITED | G6964L107 | ORD | 28,671 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 11,146 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 17,542 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 100,667 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESPORTS TECHNOLOGIES INC | 29667L106 | COM | 14,091 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHID IS CAP INC | 68571X103 | COM | 28,860 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEYE INC | 008183105 | COM | 17,247 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRA SPACE INC | 04634X103 | COM CL A | 24,133 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 45,228 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 11,319 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 29,186 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECHNIPFMC PLC COM | G87110105 | Stock | 11,483 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 10,273 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 35,791 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 11,196 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 16,795 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 16,071 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 58,400 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANOO INC | 13803R102 | COM CL A | 15,523 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 60,842 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 15,926 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 41,540 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 99,761 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINROSS GOLD CORP | 496902404 | COM | 14,107 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 36,450 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 124,300 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 17,750 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 22,800 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 72,000 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWEGG COMMERCE INC | G6483G100 | COM | 12,560 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 12,184 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRGIN ORBIT HOLDINGS INC | 92771A101 | COMMON STOCK | 10,400 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,869 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 23,442 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGOUS CORP | 29272C103 | COM | 58,983 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,316 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 62,717 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,780 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 31,741 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 68,000 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEMASYS INC | 31447E105 | cs | 29,881 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO ENDOSURGERY INC | 03767D108 | COM | 11,147 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 70,000 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 28,921 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 27,002 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 25,632 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 21,000 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 16,800 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 26,000 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VELODYNE LIDAR INC | 92259F101 | COM | 22,096 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 95,296 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 11,012 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOCYTE CORP | 68235C107 | COM | 37,100 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 29,475 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFEMD INC | 53216B104 | COM | 15,000 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 16,036 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAN LTD | G3728V109 | SHS | 11,041 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 88,332 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FTC SOLAR INC | 30320C103 | COM | 10,619 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO SR INCOME TR | 46131H107 | COM | 11,916 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 11,893 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 46,678 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 15,542 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 30,385 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEAM INC | 878155100 | COM | 21,727 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDO INTL PLC | G30401106 | SHS | 20,880 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 11,000 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 15,953 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 10,600 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hive Blockchain Technologies L | 43366H100 | COM | 20,061 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISUN INC | 465246106 | COMMON | 10,370 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENOVORX INC | 75989R107 | COM NEW | 14,400 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 26,115 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,148 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 14,231 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 20,000 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 74,419 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYRECAR INC | 44916T107 | COM | 16,180 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 22,602 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 17,170 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 64,349 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 17,350 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 36,000 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,313 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 17,327 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 10,223 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHX MINERALS INC CL A | 69291A100 | Stock | 10,857 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIENTRA INC | 82621J105 | COM | 14,892 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZENTEK LTD | 98942X102 | COM | 10,500 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 11,231 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 21,046 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 38,000 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 75,500 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,166 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 17,578 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHARECARE INC | 81948W104 | COM | 10,370 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| META MATERIALS INC | 59134N104 | COM | 15,430 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 45,000 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 25,000 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONFORMIS INC | 20717E101 | COM | 38,100 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW GOLD INC CDA | 644535106 | COM | 13,019 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 48,500 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATERA BIOPHARMA INC | 857561104 | COM | 70,246 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDAVAIL HOLDINGS INC | 58406B103 | COM | 23,092 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,822 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 15,100 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 15,499 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 14,122 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGILON THERAPEUTICS INC | 82657L107 | COM | 10,991 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILL INTERNATIONAL INC | 431466101 | COM | 10,000 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VENUS CONCEPT INC | 92332W105 | COM | 11,300 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METROMILE INC | 591697107 | COM | 12,172 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 28,225 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENLANE HLDGS INC | 395330103 | CL A | 28,824 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 33,100 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA METALS INC | 82639W106 | COM | 11,621 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOVIBRONIX INC | 63008J108 | COM | 12,400 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN GOLD CORP | 87601A107 | COM | 45,300 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASENSUS SURGICAL INC | 04367G103 | COM | 20,971 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 13,900 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 11,000 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAITR HLDGS INC | 930752100 | COM | 28,909 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGO N V | N0796A118 | WTS | 10,000 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLARITYTE INC | 731094108 | COM | 46,382 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 10,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 10,000 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 18,015 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEXO CORP | 428304307 | COM NEW | 14,897 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRX PHARMACEUTICALS INC | 629444118 | *W EXP 05/24/202 | 10,000 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 25,250 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N107 | COM | 21,588 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 28,183 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 15,000 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SALARIUS PHARMACEUTICALS INC | 79400X107 | COM NEW | 21,289 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 23,775 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 14,000 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI UTIL TR | 36240A176 | RIGHT 04/19/2022 | 26,145 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 10,550 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 13,221 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 10,000 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-22-000003 | this filing | 2022-05-12 | acceptance time not in the bulk data set |