13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-03, with 3,165 holding rows worth $22,364,694,000 by the sum of the rows.
- Accession
- 0001419186-22-000001
- Filer
- CIK 1419186
- Filed
- 2022-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 3,165 entries on the cover page, a total value of $22,364,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $22,364,694,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $22,364,000, about 1/1,000 of the sum of the rows, $22,364,694,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RIVERVIEW BANCORP INC | 769397100 | COM | 16,550 | $127,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 37,600 | $126,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 24,082 | $126,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 26,897 | $126,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 17,100 | $126,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 140,443 | $125,000 | thousands by filing date | |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 100,667 | $125,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 82,524 | $125,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 30,832 | $123,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 24,271 | $123,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 31,443 | $122,000 | thousands by filing date | |
| OXUS ACQUISITION CORP | G6859L105 | COM | 12,375 | $122,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 10,430 | $120,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 15,403 | $118,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 10,965 | $117,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 13,529 | $117,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 21,320 | $115,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 21,248 | $114,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 13,094 | $114,000 | thousands by filing date | |
| CANAAN INC | 134748102 | SPONSORED ADS | 21,850 | $113,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 14,171 | $113,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 24,539 | $112,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 21,644 | $112,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 60,558 | $110,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 12,604 | $109,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 10,049 | $109,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 13,938 | $108,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 10,542 | $107,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 10,862 | $105,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,500 | $101,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 11,597 | $101,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 10,741 | $99,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,881 | $97,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 31,073 | $96,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 21,972 | $94,000 | thousands by filing date | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 20,250 | $94,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 15,603 | $92,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 17,414 | $92,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 16,395 | $92,000 | thousands by filing date | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 13,254 | $92,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 49,400 | $92,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 111,206 | $90,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 32,271 | $90,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 155,606 | $90,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 42,728 | $89,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 89,000 | $89,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 31,900 | $88,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 40,600 | $88,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 14,768 | $86,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 15,553 | $86,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 54,887 | $85,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 102,116 | $83,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 16,071 | $82,000 | thousands by filing date | |
| MOMENTUS INC | 60879E101 | COM | 19,272 | $81,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 90,021 | $81,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 70,000 | $80,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 13,345 | $80,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 21,868 | $79,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 20,880 | $79,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 24,850 | $78,000 | thousands by filing date | |
| HYRECAR INC | 44916T107 | COM | 16,180 | $76,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 59,083 | $74,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 26,004 | $73,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 32,166 | $73,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 21,000 | $72,000 | thousands by filing date | |
| AEYE INC | 008183105 | COM | 14,940 | $72,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 27,632 | $71,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 115,919 | $71,000 | thousands by filing date | |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 23,442 | $71,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 13,493 | $70,000 | thousands by filing date | |
| RENOVORX INC | 75989R107 | COM NEW | 14,400 | $70,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 11,803 | $69,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 11,058 | $68,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,342 | $67,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 15,040 | $67,000 | thousands by filing date | |
| OCUGEN INC | 67577C105 | COMMON STOCK | 14,736 | $67,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 64,000 | $65,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 26,885 | $64,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 73,500 | $64,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 12,302 | $64,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 20,300 | $63,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,655 | $62,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 10,354 | $61,000 | thousands by filing date | |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 17,770 | $61,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 11,031 | $59,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 48,000 | $59,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y362 | PSYCHEDELICS ETF | 10,110 | $59,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,280 | $58,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 12,538 | $58,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 12,981 | $57,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 25,050 | $57,000 | thousands by filing date | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 69,000 | $57,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 14,892 | $55,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 25,200 | $55,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 27,000 | $55,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,816 | $54,000 | thousands by filing date | |
| LIFEMD INC | 53216B104 | COM | 14,000 | $54,000 | thousands by filing date | |
| NRX PHARMACEUTICALS INC | 629444118 | *W EXP 05/24/202 | 29,450 | $54,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 11,000 | $53,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,313 | $52,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 10,700 | $49,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 11,188 | $48,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 14,860 | $45,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 16,909 | $45,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 11,262 | $44,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10,000 | $43,000 | thousands by filing date | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 19,200 | $43,000 | thousands by filing date | |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 12,295 | $42,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,109 | $40,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 12,241 | $40,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 20,002 | $39,000 | thousands by filing date | |
| PRESIDIO PPTY TR INC | 74102L303 | COM CL A | 10,047 | $39,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 64,849 | $39,000 | thousands by filing date | |
| AVALO THERAPEUTICS INC | 05338F108 | CMN | 22,656 | $39,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 20,801 | $36,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 11,012 | $34,000 | thousands by filing date | |
| XWELL INC COM NEW | 98420U703 | Stock | 17,066 | $34,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 28,511 | $33,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 10,218 | $32,000 | thousands by filing date | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 14,231 | $31,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 14,660 | $30,000 | thousands by filing date | |
| JIAYIN GROUP INC | 47737C104 | CMN | 13,650 | $30,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 16,832 | $29,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 11,322 | $29,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 25,971 | $29,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 38,200 | $29,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 46,382 | $27,000 | thousands by filing date | |
| META MATERIALS INC | 59134N104 | COM | 10,024 | $25,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 25,000 | $24,000 | thousands by filing date | |
| DECARBONIZATION PLUS ACQU II | 242794113 | *W EXP 01/19/202 | 15,500 | $24,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 30,149 | $22,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,569 | $20,000 | thousands by filing date | |
| CYBIN INC | 23256X100 | COM | 16,771 | $20,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 10,000 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 20,000 | $20,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 28,500 | $19,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 11,300 | $19,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 25,250 | $18,000 | thousands by filing date | |
| SILVERBOX ENGAGED MERGER CO | 82836L119 | *W EXP 06/02/202 | 12,000 | $17,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 15,499 | $16,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 11,621 | $16,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 29,761 | $15,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 36,300 | $14,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 12,400 | $13,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 10,902 | $13,000 | thousands by filing date | |
| NEXTPLAY TECHNOLOGIES INC | 65344G102 | COM | 15,000 | $13,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 33,100 | $11,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 13,900 | $11,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10,000 | $11,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 10,000 | $10,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 19,015 | $10,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 15,018 | $10,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 10,000 | $10,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 10,000 | $10,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 18,183 | $10,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T124 | *W EXP 08/31/202 | 17,000 | $10,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 14,000 | $8,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 16,988 | $6,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 20,800 | $6,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 23,775 | $5,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 13,271 | $5,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 15,470 | $4,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 10,197 | $4,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 10,000 | $4,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 10,550 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-22-000001 | this filing | 2022-02-03 | acceptance time not in the bulk data set |