13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2021-09-30, filed 2021-11-02, with 3,083 holding rows worth $20,253,883,000 by the sum of the rows.
- Accession
- 0001419186-21-000007
- Filer
- CIK 1419186
- Filed
- 2021-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2021
A holdings report, 3,083 entries on the cover page, a total value of $20,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,253,883,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $20,253,000, about 1/1,000 of the sum of the rows, $20,253,883,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 461 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 21,580 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 5,760 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 13,398 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 21,127 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 8,936 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 13,036 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 39,005 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABIOMED INC | 003654100 | COM | 872 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHNG TRADED FD VI | 33740F615 | FT VEST US EQT | 9,131 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GIBRALTAR INDS INC | 374689107 | COM | 4,046 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F593 | CMN | 8,397 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,232 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 7,747 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVEL PLUS LEISURE CO COM | 894164102 | Stock | 5,160 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CMB.TECH NV SHS | B38564108 | Stock | 28,824 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 3,732 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 10,538 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,787 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 5,891 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 10,427 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 54,888 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 17,378 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y392 | VDEO GAM ESPRT | 9,964 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 35,092 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,353 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 6,806 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEATHERFORD INTL PLC ORD SHS | G48833118 | Stock | 14,083 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 15,338 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONALDSON INC COM | 257651109 | Stock | 4,813 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIA EMERGING SHAREHOLDER YIELD ETF | 132061706 | ETF | 7,790 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,239 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 2,743 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 15,188 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 3,827 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 20,729 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 26,509 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 33,671 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J544 | EXCHANGE TRADED | 10,727 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDOS BIOPHARMA INC | 515069102 | CMN | 18,831 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 18,670 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 6,601 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPEL INC | 98379L100 | COM | 3,592 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,805 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 21,125 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITALOCEAN HLDGS INC COM | 25402D102 | Stock | 3,496 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN TEMPLETON ETF TR | 35473P306 | US CORE DIV TILT | 7,906 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,832 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RITE AID CORP | 767754872 | COM | 19,049 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARA THERAPEUTICS INC | 140755109 | COM | 17,399 | $269,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 19,679 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LI AUTO INC SPONSORED ADS | 50202M102 | ADR | 10,172 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERESCO INC | 02361E108 | CL A | 4,578 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALERES INC | 129500104 | COM | 11,951 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED BANC-CORP | 045487105 | COM | 12,400 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,053 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 29,504 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Surmodics Inc | 868873100 | Common Stock | 4,780 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 10,376 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,014 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERBRIDGE INC | 29978A104 | COM | 1,755 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVANTA HLDG CORP | 22282E102 | COM | 13,162 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435U333 | FOCUSD VAL FAC | 4,833 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 790 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 23,144 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 26,450 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 2,282 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 19,344 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 5,067 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 3,179 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF MARCH | 45782C375 | ETF | 9,026 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J536 | EXCHANGE TRADED | 10,193 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 4,376 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,145 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BADGER METER INC COM | 056525108 | Stock | 2,581 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEGASYSTEMS INC COM | 705573103 | Stock | 2,050 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F302 | COM SER C | 10,772 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LYDALL INC | 550819106 | COMMON STOCK | 4,200 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 3,064 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F379 | CHINA BOND ETF | 10,672 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 5,908 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 69,106 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNEX CAP INC | 26817Q886 | COM | 14,959 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHOCKWAVE MED INC | 82489T104 | COM | 1,255 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 4,172 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,800 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342104 | ORD | 7,917 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 8,138 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 9,222 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 3,526 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,414 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 10,250 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 42,850 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X MSCI CHINA LARGE-CAP 50 ETF | 37954Y566 | ETF | 7,833 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 4,861 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 61,635 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHNG TRADED FD VI | 33740F557 | FT VEST NAS | 12,574 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN HARBORS INC COM | 184496107 | Stock | 2,459 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 6,686 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 2,671 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,572 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI UTIL TR | 36240A101 | COM | 32,394 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 7,974 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 19,022 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 12,212 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ETF TRUST II | 092528108 | ISHARES HIGH YIE | 9,608 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 8,553 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y764 | MILLE CONSU ETF | 5,911 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E127 | REIT ETF | 26,738 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,933 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS EMMETT INC | 25960P109 | COM | 8,014 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 16,655 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DERMTECH INC | 24984K105 | COM | 7,892 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDFIN CORP | 75737F108 | COM | 5,054 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 2,067 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACER FDS TR | 69374H758 | BIOTHREAT STRGY | 7,779 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHERN CO | 842587602 | UNIT 08/01/2022 | 4,965 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDK GLOBAL INC | 12508E101 | COM | 5,927 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 11,004 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AECOM COM | 00766T100 | Stock | 3,981 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 13,985 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTERA ENERGY INC | 65339F739 | CONV | 4,910 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 2,763 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWN HLDGS INC COM | 228368106 | Stock | 2,470 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S SILICA HLDGS INC | 90346E103 | COM | 31,152 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717Y683 | ENHNCD CMMDTY ST | 11,140 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NULL | 301505749 | NULL | 7,212 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 5,236 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENOVORX INC | 75989R107 | COM NEW | 40,850 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIUS HOLDINGS INC | 42237K409 | COMMON | 41,542 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 4,231 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VanEck Merk Gold Trust | 921078101 | SHS | 14,369 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICI PPTYS INC COM | 925652109 | REIT | 8,651 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 35,261 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLETE INC | 018522300 | COM NEW | 4,129 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 4,003 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,760 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 15,025 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,418 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMOTHY PLAN | 887432284 | US LARGE MID CP | 9,905 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEBER INC | 94770D102 | COM | 13,735 | $242,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUIDEL CORP | 74838J101 | COM | 1,704 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 10,692 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 2,756 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 8,081 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS TAX ADVAN PFD | 19249X108 | COM | 9,594 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 2,388 | $240,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 5,837 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNPOWER CORP | 867652406 | COM | 10,531 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN PLAINS INC | 393222104 | COM | 7,320 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 9,436 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 9,471 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 4,627 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 2,862 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSURANT INC COM | 04621X108 | Stock | 1,508 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST AMERN FINL CORP | 31847R102 | COM | 3,555 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 566 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 18,977 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 9,502 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 5,915 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,253 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C722 | INTRNL DEV JULY | 9,790 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,324 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCHANGE TRADED CONCEPTS TRU | 301505764 | CAPITAL LINK GBL | 5,644 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UDR INC COM | 902653104 | REIT | 4,462 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL SIGNAL CORP | 313855108 | COM | 6,103 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 17,718 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETGEAR INC | 64111Q104 | COM | 7,335 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,444 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAPID7 INC COM | 753422104 | Stock | 2,067 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 31,722 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 15,318 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 19,246 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIPRECRUITER INC A | 98980B103 | COMMON STOCK | 8,450 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 50,718 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 8,009 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 1,948 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERCORE INC CLASS A | 29977A105 | Stock | 1,739 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 13,582 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 13,998 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO RDS SHARED TR | 90214Q683 | LEADERSHS EQT | 6,412 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WSFS FINL CORP | 929328102 | COM | 4,508 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERNIUM SA | 880890108 | SPONSORED ADS | 5,463 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 26,761 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 5,507 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 4,293 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E849 | VEST GOLD STRTGY | 12,332 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXTERA ENERGY INC | 65339F770 | CONV | 4,540 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 4,163 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENBRIER COS INC | 393657101 | COM | 5,355 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 37,819 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 7,748 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 4,735 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,318 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06746P498 | ETN LKD 48 | 6,179 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 123,000 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,360 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARTERS INC | 146229109 | COM | 2,358 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,103 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 6,596 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,941 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 9,163 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 5,671 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELMERICH & PAYNE INC | 423452101 | COM | 8,285 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 5,577 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 16,917 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,250 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 22,782 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 19,550 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 2,875 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Perion Network Ltd | M78673114 | COM | 12,788 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 42,852 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,463 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,384 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 8,710 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 9,149 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922A248 | CMN | 7,570 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALARIS LTD | G9460G101 | CL A | 6,396 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOGENOMICS INC | 64049M209 | COM NEW | 4,617 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PGIM SHORT DUR HIG YLD OPP F | 69355J104 | COM | 11,906 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 7,350 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIDAL ETF TR | 886364603 | RPAR RISK PARI | 9,184 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED BANCORP INC OHIO | 909911109 | COM | 15,490 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 7,087 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERSYS COM | 29275Y102 | Stock | 2,972 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 37,428 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,339 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 4,684 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 075896100 | COM | 12,802 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 4,192 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 16,428 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,662 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLEBYCORP | 596278101 | STOK | 1,289 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 5,782 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UPWORK INC | 91688F104 | COM | 4,860 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 26,731 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 35,830 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LITTELFUSE INC COM | 537008104 | Stock | 798 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,730 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 58,477 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,658 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 4,995 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,511 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 257 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 3,309 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,039 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPERI HLDG CORP | 98390M103 | COM | 11,537 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 3,861 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 4,167 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 15,314 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,184 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 13,783 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 5,546 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 8,702 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 1,477 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRITON INTL LTD | G9078F107 | CL A | 4,115 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 6,674 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,337 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAPTIVE BIOTECHNOLOGIES CORP COM | 00650F109 | Stock | 6,274 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524672 | INTERNL DIVID | 8,543 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 14,032 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFICIENT INC | 71375U101 | COM | 1,843 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 10,000 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,327 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,659 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 3,146 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 10,107 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 7,220 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 22,432 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSALTA CORP | 89346D107 | COM | 19,947 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 14,294 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY INC | 25746U133 | UNIT 99/99/9999 | 2,171 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares High Yield Systematic Bond ETF | 46435G250 | SHS | 4,061 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENABLE HLDGS INC | 88025T102 | COM | 4,541 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 3,898 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 2,107 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 9,232 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 8,472 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 9,719 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M.D.C. HOLDINGS INC | 552676108 | COM | 4,465 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOINT CORP | 47973J102 | COM | 2,130 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 3,164 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 1,603 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 887 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMYRIS INC | 03236M200 | COM NEW | 15,176 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 3,815 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 13,632 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,113 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 4,942 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 2,431 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eaton Vance Floating Rate | 27831H100 | ETF | 22,062 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,481 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,748 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAYSAFE LIMITED | G6964L107 | ORD | 26,537 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 1,410 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 19,225 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO BD FD | 46132L107 | COM | 10,093 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAMBUS INC DEL COM | 750917106 | Stock | 9,170 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 7,997 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INCYTE CORP COM | 45337C102 | Stock | 2,961 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PC CONNECTION INC | 69318J100 | COM | 4,624 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 11,161 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANOO INC | 13803R102 | COM CL A | 26,513 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEX LTD ORD | Y2573F102 | Stock | 11,457 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW JERSEY RES CORP | 646025106 | COM | 5,844 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,815 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 7,896 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN OUTDOOR BRANDS INC | 02875D109 | COM | 8,278 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUDERA INC | 18914U100 | COM | 12,727 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 147 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANDERSONS INC COM | 034164103 | Stock | 6,529 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 4,554 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 12,738 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 6,329 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 4,078 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,305 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 3,398 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 9,931 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QURATE RETAIL INC | 74915M100 | COM SER A | 19,614 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 1,861 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 50,887 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 11,856 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESA AIR GROUP INC | 590479135 | COM NEW | 25,675 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 62,772 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM SI INC | 74765K105 | COM CL A | 22,707 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLAR LNG LTD | G9456A100 | SHS | 14,525 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 146,300 | $187,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE REALREAL INC | 88339P101 | COM | 14,140 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 36,034 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 18,275 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 11,410 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELA TECHNOLOGIES INC | 30162V409 | COM NEW | 92,750 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 23,084 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilat Satellite Network | M51474118 | COM | 19,933 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 17,723 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSR MINING IN | 784730103 | COM | 12,266 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMATRON INTL INC | 82661L101 | COM | 20,100 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 11,248 | $178,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Akoustis Technologies Inc | 00973N102 | COM | 18,286 | $177,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 24,614 | $176,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COTY INC | 222070203 | COM CL A | 22,300 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 16,188 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,653 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 13,996 | $174,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 11,251 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELLURIAN INC NEW | 87968A104 | COM | 44,229 | $173,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,360 | $171,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 17,000 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD LANE CAP CORP | 691543102 | COM | 23,344 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 20,830 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 18,500 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL MEDIA SOLUTIONS INC | 25401G106 | COM | 23,030 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 23,118 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATERA BIOPHARMA INC | 857561104 | COM | 72,025 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,998 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 11,456 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 12,162 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTONOMY INC | 68906L105 | COM | 85,870 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 17,583 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 12,311 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERON THERAPEUTICS INC | 427746102 | COM | 15,236 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATUZZI S P A | 63905A200 | SPON ADS | 10,000 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 10,632 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 16,245 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENNECO INC | 880349105 | COM | 11,279 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 15,000 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARTY CITY HOLDCO INC | 702149105 | COM | 22,712 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 55,029 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 13,530 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORECIVIC INC | 21871N101 | COM | 17,888 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCIMOTO INC | 039587100 | COM | 13,907 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 10,633 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T102 | COM | 12,634 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 27,130 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 23,344 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,749 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 10,586 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 11,773 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 101,344 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC | 374396406 | COM PAR | 22,796 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANAAN INC | 134748102 | SPONSORED ADS | 24,700 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 11,367 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 31,344 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,365 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 12,089 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPINNAKER ETF SERIES | 84858T400 | CANNABIS ETF | 11,429 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 24,826 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOCYTE CORP | 68235C107 | COM | 40,600 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EZCORP INC | 302301106 | CL A NON VTG | 18,989 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TRUST INC | 758075402 | COM | 11,104 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 18,408 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 15,000 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 46,400 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,570 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 46,100 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 10,337 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,356 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 17,563 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 12,237 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFS CAPITAL CORP | 67103B100 | COM | 13,362 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PBF ENERGY INC | 69318G106 | CL A | 10,584 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,000 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE LION ELECTRIC COMPANY | 536221104 | COMMON STOCK | 10,885 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEANSPARK INC | 18452B209 | COM NEW | 11,761 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINERA CORP | 45667G103 | COMMON STOCK | 16,403 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 20,345 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LADDER CAP CORP CL A | 505743104 | REIT | 11,942 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 28,838 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 20,065 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADT INC DEL COM | 00090Q103 | Stock | 15,898 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,500 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,243 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIOSITYSTREAM INC | 23130Q107 | COMMON STOCK | 12,158 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 24,807 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 121,453 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARINGS BDC INC | 06759L103 | COM | 11,374 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROVENTION BIO INC | 74374N102 | COM | 19,495 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOBY AVIATION INC | g65163100 | COMMON STOCK | 12,367 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 11,128 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 12,941 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 15,434 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGOUS CORP | 29272C103 | COM | 58,933 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 115,760 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 10,230 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 90,021 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HECLA MNG CO | 422704106 | COM | 21,579 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCUGEN INC | 67577C105 | COMMON STOCK | 16,621 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 46,434 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 40,272 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 33,066 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTRA SPACE INC | 04634X103 | COM CL A | 13,354 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 11,261 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 22,519 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 46,050 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,958 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 25,000 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPHARVEST INC | 03783T103 | COM | 17,146 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 10,542 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIBROGEN INC | 31572Q808 | COM | 10,831 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 13,288 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 10,666 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITESTONE REIT | 966084204 | COM | 11,010 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,547 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 13,429 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 11,637 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 10,861 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 18,687 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 39,526 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 13,642 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBER ENERGY INC | 13200M508 | COM | 26,680 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIFT TECHNOLOGIES INC | 82452T107 | CL A | 14,545 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 40,612 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUT 8 MINING CORP | 44812T102 | COMMON STOCK-FO | 11,747 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEPOINT INC COM CL A | 053604104 | Stock | 11,600 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 28,901 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 11,196 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 30,529 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNDIAL GROWERS INC | 86730L109 | COM | 140,945 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,095 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA PRO TECH LTD | 020772109 | COM | 14,005 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 46,679 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOFI TECHNOLOGIES INC | 83406F110 | *W EXP 05/28/202 | 15,039 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIEW INC | 92671V106 | COM | 17,136 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 28,319 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRPAX PHARMACEUTICALS INC | 928251107 | COM | 19,420 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 90,919 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 11,259 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YAMANA GOLD INC | 98462Y100 | COM | 23,199 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 114,781 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIONANO GENOMICS INC | 09075F107 | COM | 16,542 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 89,000 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC COM | 21900C308 | Stock | 18,700 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEO GROUP INC NEW | 36162J106 | COM | 11,500 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 15,580 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 16,071 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIENTRA INC | 82621J105 | COM | 14,892 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,380 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP COM | 11777Q209 | Stock | 23,914 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,704 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 103,116 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITALBRIDGE GROUP INC | 25401T108 | CL A COM | 13,357 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NRX PHARMACEUTICALS INC | 629444118 | *W EXP 05/24/202 | 16,970 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLISHED COM INC | 28252C109 | CMN | 25,400 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 26,800 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 13,850 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINROSS GOLD CORP | 496902404 | COM | 14,630 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 16,000 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 28,179 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 12,119 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 40,667 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 70,000 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 13,822 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QNITY ELECTRONICS INC | 817323207 | COM | 17,155 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 34,600 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,763 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASENSUS SURGICAL INC | 04367G103 | COM | 39,571 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVAST HOLDINGS INC | 59516C114 | *W EXP 07/23/202 | 33,600 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 10,830 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO SR INCOME TR | 46131H107 | COM | 15,760 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 11,113 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-21-000007 | this filing | 2021-11-02 | acceptance time not in the bulk data set |