13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-10, with 3,083 holding rows worth $20,912,073,000 by the sum of the rows.
- Accession
- 0001419186-21-000006
- Filer
- CIK 1419186
- Filed
- 2021-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 3,083 entries on the cover page, a total value of $20,912,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $20,912,073,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $20,912,000, about 1/1,000 of the sum of the rows, $20,912,073,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 70,000 | $76,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 64,849 | $71,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 12,512 | $70,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,715 | $69,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 13,024 | $69,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 17,442 | $68,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T266 | XLINK CRD ETN37 | 12,739 | $68,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,605 | $67,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 40,000 | $67,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 10,366 | $66,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 64,000 | $66,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 10,928 | $65,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 10,584 | $64,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 12,765 | $64,000 | thousands by filing date | |
| EBANG INTL HLDGS INC | G3R33A106 | CL A SHS | 20,825 | $64,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 14,645 | $63,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 24,400 | $63,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 57,358 | $59,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 10,000 | $57,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 11,934 | $57,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,418 | $55,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 14,411 | $55,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 12,783 | $55,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 11,274 | $53,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 10,711 | $53,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 14,311 | $52,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 12,920 | $51,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 21,579 | $51,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 21,466 | $51,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 10,000 | $50,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 17,719 | $50,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 20,000 | $49,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 12,997 | $48,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 25,327 | $45,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 15,796 | $45,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 20,000 | $41,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 10,804 | $39,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 12,053 | $39,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 10,130 | $39,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 60,922 | $39,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 12,310 | $36,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 15,400 | $36,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 11,300 | $35,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 30,525 | $35,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 11,365 | $34,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 10,400 | $34,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 15,000 | $34,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 24,183 | $33,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,488 | $32,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 12,868 | $31,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 10,630 | $30,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $28,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 12,515 | $28,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 10,200 | $27,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 14,319 | $26,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 10,000 | $26,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 39,007 | $26,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 10,000 | $25,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 25,000 | $24,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 21,975 | $23,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 15,499 | $23,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 11,570 | $22,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 30,765 | $21,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 16,600 | $20,000 | thousands by filing date | |
| CNS PHARMACEUTICALS INC | 18978H102 | COM | 10,250 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 20,000 | $20,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 14,000 | $18,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 15,388 | $18,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 17,210 | $17,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 33,100 | $16,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 13,559 | $15,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 20,800 | $15,000 | thousands by filing date | |
| TALKSPACE INC | 87427V111 | *W EXP 06/21/202 | 10,550 | $14,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 12,300 | $14,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 10,197 | $11,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 10,000 | $10,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10,000 | $10,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 10,000 | $10,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,945 | $10,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,275 | $9,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 10,000 | $8,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 10,000 | $6,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 46,610 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-21-000006 | this filing | 2021-08-10 | acceptance time not in the bulk data set |