13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-07, with 2,861 holding rows worth $18,412,858,000 by the sum of the rows.
- Accession
- 0001419186-21-000003
- Filer
- CIK 1419186
- Filed
- 2021-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 2,861 entries on the cover page, a total value of $18,412,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,412,858,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $18,412,000, about 1/1,000 of the sum of the rows, $18,412,858,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INCYTE CORP COM | 45337C102 | Stock | 2,809 | $228,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 3,049 | $228,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 8,869 | $228,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 17,251 | $228,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 26,865 | $227,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 2,084 | $227,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 3,732 | $227,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 8,017 | $227,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,014 | $226,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 4,583 | $226,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 3,750 | $226,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 3,475 | $226,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 3,399 | $225,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 8,400 | $225,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 16,049 | $225,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 6,943 | $225,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,372 | $225,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 88,370 | $225,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 4,496 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 4,724 | $224,000 | thousands by filing date | |
| INVESCO | 46138J528 | EXCHANGE TRADED | 8,695 | $224,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,686 | $223,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 2,083 | $223,000 | thousands by filing date | |
| VIRTUS DIVERSIFIED INCM & CO | 92840N100 | COM | 7,094 | $223,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 3,988 | $223,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8,460 | $223,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 4,780 | $222,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,648 | $222,000 | thousands by filing date | |
| VIRTUS ALLIANZGI ARTIFICIAL IN | 92838Y100 | COM | 8,346 | $222,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 13,852 | $222,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 49,743 | $222,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 15,490 | $222,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 2,227 | $222,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,490 | $221,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 11,682 | $221,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,145 | $220,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,474 | $220,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 3,307 | $219,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 3,086 | $219,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 1,970 | $219,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 3,765 | $219,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 6,879 | $218,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,441 | $217,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 12,711 | $217,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 4,585 | $217,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,965 | $216,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F599 | FT VEST US EQT | 7,194 | $216,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 6,150 | $216,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,477 | $216,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,120 | $216,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 8,022 | $216,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 14,499 | $215,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,143 | $215,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 3,767 | $214,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 30,547 | $214,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 14,817 | $213,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 37,317 | $213,000 | thousands by filing date | |
| XPEL INC | 98379L100 | COM | 4,098 | $213,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 54,356 | $213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 9,161 | $213,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 11,860 | $213,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 19,464 | $213,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 543 | $212,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,172 | $212,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,300 | $212,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G400 | INFRACP REIT PFD | 8,759 | $212,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 7,283 | $211,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 11,899 | $211,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,075 | $211,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 1,007 | $211,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 13,142 | $211,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 6,538 | $211,000 | thousands by filing date | |
| LISTED FD TR | 53656F466 | MORGAN CREEK | 10,042 | $211,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,119 | $210,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 16,171 | $210,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 6,412 | $210,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 4,554 | $210,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 7,687 | $210,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 4,518 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 4,031 | $210,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 12,656 | $210,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 13,717 | $209,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 4,655 | $209,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 6,052 | $208,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A446 | OPUS SML CP VL | 6,487 | $208,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 14,540 | $208,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 6,000 | $208,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 10,142 | $208,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 1,547 | $207,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 2,161 | $207,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 14,001 | $207,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 7,694 | $207,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 3,091 | $207,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 33,964 | $207,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 6,242 | $207,000 | thousands by filing date | |
| SPACE EX TECH SPACEX CLASS A | 19423L672 | Equity | 7,261 | $207,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 5,167 | $206,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 10,320 | $206,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 8,098 | $206,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 29,817 | $206,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 4,680 | $205,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,850 | $205,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 4,334 | $205,000 | thousands by filing date | |
| VONTIER CORPORATION | 928881101 | COM | 6,767 | $205,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 2,992 | $205,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 6,516 | $205,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C532 | US EQTY ULTRA B | 7,058 | $205,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L810 | WESTN ASET TTL | 7,618 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 3,838 | $205,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,427 | $204,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 822 | $203,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 2,182 | $203,000 | thousands by filing date | |
| EOS ENERGY ENTERPRISES INC COM CL A | 29415C101 | Stock | 10,272 | $203,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 16,429 | $203,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 2,093 | $203,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 7,562 | $203,000 | thousands by filing date | |
| ENDAVA PLC ADS | 29260V105 | ADR | 2,380 | $202,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 4,342 | $202,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 16,480 | $202,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 7,424 | $202,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 7,979 | $202,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 4,113 | $201,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 2,499 | $201,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 8,352 | $201,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 15,263 | $201,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 13,632 | $201,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,023 | $200,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,408 | $200,000 | thousands by filing date | |
| BLACKROCK CAP ALLOCATION TER | 09260U109 | COM | 9,759 | $200,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 11,302 | $199,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 48,780 | $199,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 32,951 | $199,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 11,845 | $197,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 13,123 | $197,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 32,854 | $197,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 18,392 | $196,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 14,406 | $195,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,251 | $194,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 57,664 | $194,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 18,754 | $193,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 28,186 | $192,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 14,703 | $191,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 18,195 | $191,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 14,088 | $189,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 36,025 | $189,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 19,689 | $188,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 12,873 | $187,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 26,662 | $186,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,179 | $186,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 11,326 | $186,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 13,580 | $186,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 18,263 | $186,000 | thousands by filing date | |
| ORBITAL ENERGY GROUP INC | 68559A109 | COM | 30,400 | $185,000 | thousands by filing date | |
| GOLDEN NUGGET ONLINE GAMIN | 38113L107 | COM CL A | 13,653 | $184,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 11,856 | $182,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLDWT | G8251L113 | WARRANT AND RIGH | 69,185 | $182,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 15,432 | $181,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 48,484 | $181,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 21,257 | $181,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 19,039 | $180,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 21,267 | $179,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 15,032 | $179,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 14,000 | $178,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,575 | $177,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 89,699 | $177,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 19,785 | $176,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 17,600 | $176,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 12,150 | $174,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 17,028 | $174,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 14,044 | $174,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 22,012 | $174,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 18,074 | $173,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 11,861 | $171,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 11,765 | $170,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 13,841 | $168,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 24,018 | $168,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 115,760 | $168,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 13,574 | $167,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 36,608 | $166,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 12,879 | $166,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 13,409 | $166,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,643 | $166,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,673 | $166,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 21,180 | $166,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,614 | $165,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 29,587 | $165,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 10,800 | $164,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 19,553 | $163,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 65,617 | $162,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 16,023 | $161,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 17,067 | $161,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 17,643 | $160,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 19,615 | $158,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 27,706 | $157,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 12,992 | $156,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 18,530 | $156,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 31,994 | $153,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 14,293 | $150,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,853 | $149,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 10,111 | $149,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 19,500 | $149,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 15,814 | $148,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,804 | $147,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 17,895 | $146,000 | thousands by filing date | |
| APEX TECHNOLOGY ACQUISITION COM | 03768F102 | CL A | 13,150 | $146,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 36,417 | $144,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 14,481 | $144,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 100,000 | $141,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 22,127 | $140,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 11,728 | $138,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 12,996 | $138,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 11,605 | $138,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 11,182 | $138,000 | thousands by filing date | |
| LEFTERIS ACQUISITION CORP UNIT EX | 52470X208 | Stock | 13,466 | $138,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,756 | $137,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 11,607 | $137,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 14,277 | $137,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,131 | $136,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 27,151 | $136,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 58,310 | $136,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 25,000 | $132,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 72,916 | $131,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,298 | $130,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,142 | $129,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 17,949 | $129,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 13,980 | $127,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 11,477 | $125,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 28,600 | $123,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 10,324 | $122,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 10,122 | $121,000 | thousands by filing date | |
| SOS LIMITED | 83587W106 | SPNSORD ADS NEW | 24,375 | $121,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 18,557 | $120,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 12,310 | $120,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 12,500 | $118,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 25,204 | $118,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 50,550 | $117,000 | thousands by filing date | |
| BRIDGETOWN 2 HOLDINGS LTD | G1355V103 | CL A | 11,325 | $116,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 17,654 | $114,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,230 | $114,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,851 | $113,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 15,392 | $112,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 38,393 | $112,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 10,213 | $112,000 | thousands by filing date | |
| CANOO INC | 13803R102 | COM CL A | 12,286 | $111,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 19,434 | $110,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 12,500 | $109,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 12,900 | $108,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 20,100 | $108,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 11,000 | $107,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 46,679 | $106,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 10,157 | $105,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 31,847 | $105,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 32,064 | $104,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 10,511 | $103,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 11,500 | $101,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 97,586 | $101,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,626 | $100,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,689 | $99,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 10,627 | $99,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 60,000 | $99,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 10,425 | $99,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 17,241 | $98,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 14,400 | $95,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 19,038 | $95,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 11,057 | $94,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 12,194 | $94,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 35,840 | $93,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 23,168 | $92,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,085 | $92,000 | thousands by filing date | |
| ADVENT TECHNOLOGIES HOLDNG I | 00788A113 | *W EXP 02/03/202 | 40,000 | $92,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 11,358 | $91,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 14,063 | $89,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,963 | $88,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,221 | $88,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 16,255 | $87,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,110 | $87,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 11,716 | $87,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 11,100 | $86,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 16,400 | $86,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 21,562 | $86,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 19,848 | $86,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 12,350 | $83,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 17,200 | $81,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 12,170 | $79,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 31,400 | $78,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 68,556 | $77,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 70,000 | $76,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 13,500 | $75,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 20,000 | $74,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 64,832 | $72,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 19,871 | $69,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 10,866 | $66,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 14,454 | $66,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 13,075 | $66,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 64,000 | $66,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 23,087 | $63,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,665 | $63,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 27,100 | $63,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 15,804 | $61,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 16,164 | $59,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 16,507 | $57,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 11,499 | $56,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 58,849 | $55,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 17,839 | $53,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 18,232 | $50,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 16,900 | $49,000 | thousands by filing date | |
| BM TECHNOLOGIES INC | 05591L115 | *W EXP 01/04/202 | 24,400 | $49,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 15,763 | $47,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 12,130 | $47,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 14,600 | $47,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 22,371 | $46,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,402 | $44,000 | thousands by filing date | |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 61,322 | $44,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 14,017 | $43,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 13,502 | $43,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 24,183 | $41,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 10,296 | $40,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,485 | $40,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,141 | $40,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 28,827 | $39,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 11,198 | $38,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 21,350 | $37,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 20,000 | $35,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 12,245 | $35,000 | thousands by filing date | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 12,210 | $35,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514111 | *W EXP 09/26/202 | 14,000 | $34,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,437 | $33,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 12,534 | $33,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 10,000 | $32,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $30,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 10,000 | $30,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 18,150 | $29,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 11,300 | $27,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 14,400 | $26,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 30,765 | $26,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 11,570 | $26,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 14,000 | $25,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 21,975 | $24,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 25,000 | $23,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 14,319 | $22,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 15,499 | $22,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 13,785 | $21,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 30,501 | $21,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 20,000 | $21,000 | thousands by filing date | |
| ALTITUDE ACQUISITION CORP | 02156Y111 | *W EXP 11/30/202 | 12,000 | $20,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 14,358 | $19,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 17,210 | $17,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 11,275 | $17,000 | thousands by filing date | |
| CASTOR MARITIME INC | Y1146L109 | SHS | 22,600 | $17,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 13,559 | $15,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 11,500 | $15,000 | thousands by filing date | |
| HUDSON EXECUTIVE INVT CORP | 443761119 | *W EXP 06/21/202 | 10,550 | $15,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 10,197 | $14,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 10,873 | $11,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,100 | $10,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 10,000 | $10,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 10,000 | $10,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10,000 | $10,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 10,000 | $10,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 10,000 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 40,026 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-21-000003 | this filing | 2021-05-07 | acceptance time not in the bulk data set |