13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2020-12-31, filed 2021-02-04, with 2,705 holding rows worth $17,102,020,000 by the sum of the rows.
- Accession
- 0001419186-21-000001
- Filer
- CIK 1419186
- Filed
- 2021-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2020
A holdings report, 2,705 entries on the cover page, a total value of $17,102,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,102,020,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $17,102,000, about 1/1,000 of the sum of the rows, $17,102,020,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,403 | $182,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 17,244 | $181,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,225 | $181,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,477 | $180,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 13,508 | $180,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,081 | $180,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 12,371 | $179,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 17,659 | $177,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,477 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,940 | $175,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 13,669 | $174,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 34,587 | $174,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 13,399 | $172,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 19,641 | $172,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 12,110 | $172,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 15,327 | $172,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 21,854 | $172,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 21,226 | $172,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 11,419 | $171,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 32,429 | $169,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,649 | $168,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,305 | $165,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,614 | $161,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 18,930 | $161,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 11,930 | $160,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 13,080 | $159,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 13,684 | $159,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,869 | $158,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 10,781 | $158,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,416 | $158,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 10,220 | $157,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 10,800 | $157,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 17,378 | $156,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 19,317 | $155,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 51,635 | $154,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 11,233 | $153,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 15,919 | $153,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 18,044 | $152,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 12,693 | $151,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,926 | $150,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 17,148 | $150,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 36,287 | $150,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 117,050 | $150,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 36,953 | $149,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 12,546 | $149,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 13,700 | $146,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 17,377 | $143,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 10,157 | $141,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 23,250 | $140,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 44,795 | $139,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,300 | $139,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 25,000 | $138,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,643 | $137,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 13,019 | $137,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 20,960 | $137,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 13,108 | $137,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 20,389 | $136,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,977 | $135,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,804 | $135,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 14,899 | $132,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 18,500 | $131,000 | thousands by filing date | |
| GOLDMINING INC | 38149E101 | COM | 60,000 | $130,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 18,166 | $128,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 14,466 | $128,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 10,088 | $127,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 115,760 | $127,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 40,310 | $126,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,543 | $125,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 99,049 | $124,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 23,767 | $123,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 14,962 | $123,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 21,824 | $122,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 57,417 | $122,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,009 | $121,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 12,240 | $120,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 22,584 | $120,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 11,314 | $119,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 17,783 | $116,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 21,956 | $115,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 10,046 | $115,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 11,000 | $115,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 50,646 | $115,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 14,477 | $114,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,119 | $113,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 18,553 | $113,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 17,373 | $112,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 63,857 | $112,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,409 | $109,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 39,161 | $109,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 20,000 | $108,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 16,993 | $106,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 12,695 | $106,000 | thousands by filing date | |
| GORES HLDGS V INC | 382864106 | COM CL A | 10,150 | $106,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 12,802 | $105,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 11,217 | $105,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 16,014 | $104,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,702 | $104,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 23,623 | $104,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 11,978 | $104,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 57,654 | $104,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,399 | $103,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 13,070 | $103,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 25,000 | $102,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,088 | $99,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 50,075 | $98,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,662 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 11,093 | $98,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 10,275 | $97,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 15,295 | $96,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 10,975 | $96,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 33,978 | $94,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 20,100 | $94,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 14,400 | $93,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 10,175 | $92,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 17,164 | $90,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 11,284 | $89,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 25,904 | $88,000 | thousands by filing date | |
| SOCIAL CAP HEDSPIA HLDG CO I | G8251K115 | *W EXP 99/99/999 | 21,950 | $88,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,110 | $86,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 87,139 | $86,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,500 | $85,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 10,056 | $85,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 12,350 | $83,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 11,500 | $82,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,419 | $82,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 10,174 | $82,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,014 | $80,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 11,287 | $77,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,404 | $76,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 13,624 | $74,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 70,000 | $74,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 40,679 | $73,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 100,000 | $71,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 18,077 | $67,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 14,119 | $66,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 22,800 | $66,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 19,448 | $65,000 | thousands by filing date | |
| TUSCAN HLDGS CORP | 90069K112 | *W EXP 04/01/202 | 13,400 | $64,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 51,422 | $63,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 10,766 | $61,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 15,392 | $60,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 18,152 | $58,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,650 | $58,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 17,637 | $57,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 18,261 | $56,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 54,000 | $55,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 31,500 | $55,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 25,445 | $54,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 19,914 | $53,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,749 | $51,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 10,748 | $51,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 19,721 | $49,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 15,229 | $46,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 10,703 | $43,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,402 | $43,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 20,000 | $42,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 31,350 | $41,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 17,052 | $41,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 15,507 | $40,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 16,900 | $40,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 11,200 | $37,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 17,017 | $37,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 54,832 | $37,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 11,999 | $35,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 13,684 | $35,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 12,760 | $34,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 24,900 | $34,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 13,185 | $33,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 22,975 | $32,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 14,319 | $31,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $30,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 24,238 | $30,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 12,130 | $30,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 10,000 | $27,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 10,000 | $25,000 | thousands by filing date | |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 25,000 | $25,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 48,849 | $24,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 13,100 | $23,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 16,318 | $22,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 25,000 | $22,000 | thousands by filing date | |
| REDBALL ACQUISITION CORP | G7417R113 | *W EXP 08/17/202 | 10,000 | $22,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 11,570 | $22,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 20,000 | $21,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 20,000 | $21,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 16,710 | $20,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 11,300 | $20,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 15,607 | $19,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 10,000 | $19,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 14,900 | $18,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 10,000 | $17,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 20,800 | $17,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 24,500 | $16,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 13,000 | $16,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 13,559 | $15,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 15,575 | $14,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 31,110 | $13,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 10,197 | $12,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 13,785 | $10,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 10,000 | $10,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 10,340 | $10,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 10,000 | $7,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,000 | $6,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 12,651 | $5,000 | thousands by filing date | |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 10,873 | $5,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-21-000001 | this filing | 2021-02-04 | acceptance time not in the bulk data set |