13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-07-27, with 2,454 holding rows worth $13,293,202,000 by the sum of the rows.
- Accession
- 0001419186-20-000004
- Filer
- CIK 1419186
- Filed
- 2020-07-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 2,454 entries on the cover page, a total value of $13,293,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,293,202,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $13,293,000, about 1/1,000 of the sum of the rows, $13,293,202,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD WHITEHALL FDS | 921946885 | COM | 15,858 | $1,233,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 40,083 | $1,230,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 20,407 | $1,226,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 185,435 | $1,226,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 47,309 | $1,225,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 32,793 | $1,222,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 14,873 | $1,220,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C656 | US EQTY PWR BUF | 47,205 | $1,219,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 11,656 | $1,218,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C524 | INTRNL DEV JAN | 52,195 | $1,216,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 44,388 | $1,206,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 68,484 | $1,205,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 12,928 | $1,203,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 47,149 | $1,202,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 6,228 | $1,202,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 12,061 | $1,201,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 36,054 | $1,199,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 19,841 | $1,198,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 68,515 | $1,198,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 11,171 | $1,196,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 8,179 | $1,195,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 348,916 | $1,190,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 65,991 | $1,187,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 1,351,000 | $1,187,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 9,451 | $1,183,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 25,013 | $1,183,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 23,751 | $1,178,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 94,038 | $1,177,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 21,096 | $1,174,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 10,592 | $1,172,000 | thousands by filing date | |
| NIKOLA CORP | 654110105 | COM | 17,348 | $1,172,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 68,307 | $1,169,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 16,974 | $1,167,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 30,265 | $1,164,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 60,374 | $1,163,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 9,654 | $1,162,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 89,448 | $1,161,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 17,869 | $1,161,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 61,109 | $1,158,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 10,140 | $1,157,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 11,098 | $1,156,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 10,051 | $1,154,000 | thousands by filing date | |
| ISHARES TR | 46435U218 | ESG MSCI LEADR | 21,301 | $1,152,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 12,410 | $1,150,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 37,729 | $1,145,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 14,187 | $1,144,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 22,954 | $1,143,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P301 | MUNI HI INCM ETF | 22,497 | $1,143,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C409 | US EQTY BUFR JAN | 40,175 | $1,139,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 7,582 | $1,138,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 29,257 | $1,136,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 18,213 | $1,134,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 110,922 | $1,128,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 117,968 | $1,128,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 16,742 | $1,126,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 23,949 | $1,124,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 4,951 | $1,121,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 72,130 | $1,119,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 21,987 | $1,119,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 9,296 | $1,118,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 15,413 | $1,118,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 9,964 | $1,118,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 82,909 | $1,116,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 41,140 | $1,114,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 14,000 | $1,111,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 3,568 | $1,109,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 7,412 | $1,109,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 44,464 | $1,109,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 6,146 | $1,108,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 36,407 | $1,108,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 8,800 | $1,106,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 25,284 | $1,106,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 4,023 | $1,105,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 23,273 | $1,105,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 59,064 | $1,100,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 10,398 | $1,100,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 58,265 | $1,098,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 2,429 | $1,096,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 14,139 | $1,092,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 51,013 | $1,090,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 16,989 | $1,088,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 13,329 | $1,088,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 96,453 | $1,087,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 43,964 | $1,085,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 5,730 | $1,081,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 38,996 | $1,077,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 14,604 | $1,074,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 14,256 | $1,070,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 11,067 | $1,070,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 22,106 | $1,065,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 20,367 | $1,063,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 84,777 | $1,063,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 58,956 | $1,061,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 10,746 | $1,057,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 27,045 | $1,057,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 62,862 | $1,056,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 11,929 | $1,054,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 7,580 | $1,050,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 195,367 | $1,047,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 9,740 | $1,046,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 9,531 | $1,044,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 5,048 | $1,043,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 42,956 | $1,042,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 3,115 | $1,040,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 89,925 | $1,040,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 61,423 | $1,038,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 20,295 | $1,036,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 3,293 | $1,034,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 28,046 | $1,032,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 24,602 | $1,029,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 90,718 | $1,029,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 3,778 | $1,027,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 19,666 | $1,025,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 8,503 | $1,022,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 16,460 | $1,017,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 384,500 | $1,004,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 42,714 | $1,003,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 75,419 | $1,003,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 14,535 | $994,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 20,758 | $994,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 98,344 | $993,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 19,295 | $992,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 14,940 | $991,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 4,134 | $989,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 56,457 | $989,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 11,152 | $985,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 50,785 | $985,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 26,703 | $984,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6,581 | $983,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 49,693 | $980,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,966 | $979,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 26,865 | $977,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 37,932 | $975,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 40,412 | $974,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 13,678 | $973,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G707 | VIRTUS NEWFLEET | 40,174 | $969,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 11,350 | $966,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 39,099 | $966,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 14,826 | $963,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 5,418 | $963,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 27,300 | $963,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 36,771 | $959,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 49,803 | $958,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 5,856 | $952,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 89,334 | $951,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 21,709 | $948,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 14,919 | $948,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 37,527 | $946,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 34,258 | $945,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 8,530 | $943,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 49,281 | $942,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 19,565 | $941,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 40,535 | $940,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 30,180 | $940,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 39,312 | $936,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 33,869 | $935,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,178 | $935,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 4,089 | $932,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 113,396 | $931,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 26,449 | $929,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 11,478 | $929,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 12,566 | $926,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 66,407 | $925,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y467 | E COMMERCE ETF | 39,098 | $924,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 93,936 | $922,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 26,794 | $921,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 95,777 | $921,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 96,653 | $920,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 61,500 | $920,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 9,325 | $915,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 682 | $915,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 11,746 | $915,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 38,378 | $915,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 7,882 | $913,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 8,493 | $912,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 7,468 | $911,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,805 | $907,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 18,026 | $905,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 8,440 | $904,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 117,438 | $904,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 6,193 | $903,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 9,746 | $902,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 43,765 | $902,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 16,201 | $901,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 26,126 | $898,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 19,582 | $898,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 9,233 | $897,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 68,271 | $897,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 50,258 | $895,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 24,539 | $892,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 39,172 | $892,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 37,364 | $891,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 39,411 | $886,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 16,109 | $885,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 17,877 | $885,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,480 | $884,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 10,769 | $883,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 7,555 | $878,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y293 | GLB X MLP ENRG I | 35,230 | $877,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 87,072 | $876,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 16,472 | $876,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 18,554 | $874,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 11,013 | $871,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 45,271 | $870,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 11,900 | $865,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 21,012 | $865,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 39,678 | $864,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E448 | RUSELL1000 GWT | 10,450 | $864,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 47,983 | $862,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 8,827 | $862,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 34,532 | $862,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 11,046 | $861,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 17,711 | $856,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 22,607 | $855,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 11,608 | $853,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 11,451 | $853,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 13,022 | $849,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 29,069 | $849,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 34,464 | $847,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 42,211 | $845,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,319 | $844,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,737 | $844,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 12,389 | $842,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 16,853 | $841,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 27,759 | $838,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 10,052 | $838,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 23,188 | $838,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 28,110 | $837,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 40,445 | $836,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 16,300 | $833,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 18,645 | $832,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 64,670 | $831,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 11,398 | $829,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 17,240 | $827,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 138,570 | $827,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 32,835 | $827,000 | thousands by filing date | |
| PREMIER FINANCIAL CORP | 74052F108 | COMMON STOCK | 46,730 | $826,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,236 | $825,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 31,792 | $825,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 2,976 | $824,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P854 | ESG HI TLD CRP | 34,942 | $823,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 9,457 | $822,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 12,843 | $821,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 49,414 | $821,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 8,446 | $820,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 66,613 | $820,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 113,890 | $820,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 32,842 | $819,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 8,885 | $819,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 28,419 | $818,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 84,491 | $818,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 459,680 | $818,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 111,512 | $817,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 13,947 | $815,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 145,059 | $814,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 15,397 | $813,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 17,000 | $813,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 30,722 | $812,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3,566 | $810,000 | thousands by filing date | |
| AON PLC SHS CL A | G0403H108 | Stock | 4,201 | $809,000 | thousands by filing date | |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 33,237 | $809,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 25,508 | $808,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 30,508 | $800,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 34,111 | $800,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 58,615 | $797,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 5,978 | $796,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 33,810 | $793,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 31,492 | $792,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 31,409 | $791,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 14,006 | $790,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 15,532 | $788,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 14,843 | $787,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 10,315 | $787,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 15,975 | $786,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 360,252 | $785,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 70,609 | $785,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 9,411 | $784,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 78,209 | $784,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 57,700 | $783,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 19,305 | $783,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 6,549 | $782,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 30,694 | $782,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 22,332 | $778,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 29,385 | $775,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 28,177 | $775,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 28,175 | $774,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 5,029 | $772,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 14,882 | $769,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 42,002 | $765,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 10,188 | $764,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 12,460 | $764,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 22,398 | $762,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 11,679 | $762,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 10,145 | $759,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 74,295 | $758,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 46,345 | $757,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 27,883 | $756,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 17,169 | $754,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 6,145 | $753,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 107,595 | $752,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 79,792 | $752,000 | thousands by filing date | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 58,670 | $752,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,693 | $751,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 16,204 | $750,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 53,728 | $749,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 48,922 | $747,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 5,834 | $744,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 17,521 | $744,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 60,260 | $743,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 51,268 | $742,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 38,490 | $742,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 138,574 | $739,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 3,833 | $736,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 3,705 | $735,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 4,476 | $735,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 49,940 | $735,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 54,593 | $734,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,872 | $733,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 113,841 | $733,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 119,568 | $729,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 23,075 | $728,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 42,126 | $728,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 26,522 | $727,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 18,152 | $727,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 25,681 | $725,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 10,815 | $724,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y442 | CLOUD COMPUTNG | 33,802 | $724,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 59,400 | $723,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 19,713 | $723,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 81,804 | $722,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 10,249 | $722,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 27,853 | $722,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 14,718 | $717,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 16,749 | $716,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 54,248 | $716,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 25,587 | $713,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 27,158 | $712,000 | thousands by filing date | |
| O'Shares Global Internet | 67110P704 | COM | 18,794 | $712,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 108,017 | $710,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 25,901 | $707,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 18,413 | $705,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 18,687 | $704,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 33,819 | $702,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 6,703 | $700,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 19,980 | $699,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 3,220 | $698,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 18,931 | $697,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 5,513 | $696,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 7,309 | $693,000 | thousands by filing date | |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 56,261 | $693,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 44,106 | $692,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,701 | $691,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 15,386 | $691,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 8,823 | $688,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 8,175 | $686,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 4,039 | $686,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 19,308 | $685,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 25,538 | $684,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 24,712 | $683,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 32,051 | $683,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 525 | $681,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 40,835 | $680,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 16,515 | $679,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 82,170 | $676,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 256,051 | $676,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 12,914 | $676,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 24,108 | $676,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 22,256 | $676,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,202 | $674,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y343 | GLBL X MLP ETF | 24,738 | $673,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 69,080 | $672,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 14,446 | $672,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 25,912 | $672,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 22,103 | $671,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,311 | $669,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 12,160 | $668,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 17,307 | $667,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 8,150 | $665,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 31,963 | $664,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 5,813 | $664,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 63,545 | $664,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 22,213 | $663,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 15,475 | $661,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 24,695 | $661,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCT FCLASS A | 11275Q107 | FOREIGN CANADIAN | 14,513 | $661,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 16,616 | $660,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 56,428 | $659,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 22,255 | $658,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 14,095 | $658,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 29,600 | $657,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 15,630 | $656,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 26,436 | $656,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 24,090 | $656,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 27,844 | $656,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 118,492 | $654,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 27,484 | $654,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,671 | $652,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 32,383 | $651,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 56,131 | $651,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 23,915 | $650,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 15,801 | $650,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 16,658 | $650,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 15,291 | $649,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 16,235 | $646,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 27,000 | $646,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 21,969 | $644,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 42,742 | $642,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 17,161 | $641,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 16,956 | $640,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 12,123 | $639,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 11,409 | $639,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 20,876 | $635,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 67,988 | $634,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 11,641 | $634,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 61,958 | $634,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 11,226 | $633,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 7,580 | $632,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 7,743 | $631,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 142,875 | $629,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 10,298 | $629,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 21,081 | $626,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 23,543 | $626,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33740J104 | ULTRA SHT DUR MU | 31,097 | $625,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 40,154 | $624,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 631 | $622,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 5,200 | $622,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 16,330 | $622,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 10,019 | $621,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 35,398 | $621,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 202,927 | $621,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 5,108 | $619,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,679 | $618,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 10,153 | $617,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 18,449 | $617,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 7,996 | $616,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 15,238 | $616,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 10,781 | $615,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 4,224 | $614,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 27,625 | $614,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 21,420 | $613,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 77,438 | $612,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 34,521 | $611,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 51,161 | $610,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 56,435 | $608,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 6,855 | $607,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 95,118 | $607,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 24,303 | $606,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 24,144 | $604,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 19,593 | $604,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 4,352 | $604,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 23,548 | $603,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 41,733 | $602,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 3,174 | $602,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 32,311 | $600,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 4,777 | $599,000 | thousands by filing date | |
| ISHARES TR ETF GENOMICS IMMUNOLOGY & HEALTHCARE | 46435U192 | ETF | 15,744 | $598,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 19,771 | $595,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 20,190 | $594,000 | thousands by filing date | |
| TORTOISE ACQUISITION CORP | 89154L100 | CL A | 21,650 | $594,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 53,172 | $592,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 63,310 | $591,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 75,488 | $591,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 10,236 | $589,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,755 | $589,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 22,446 | $587,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 19,193 | $586,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 16,919 | $585,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 6,998 | $585,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 36,583 | $585,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 15,860 | $585,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 25,780 | $582,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 26,537 | $581,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 25,204 | $581,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 9,060 | $579,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,759 | $578,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P830 | SHRT DUR MNG MUN | 28,155 | $578,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 28,229 | $577,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 5,163 | $576,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 19,380 | $576,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 7,812 | $575,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 23,229 | $573,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 9,863 | $572,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 5,311 | $570,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 10,317 | $570,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 24,211 | $569,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 52,108 | $568,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 28,135 | $568,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 10,825 | $565,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 21,488 | $563,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 12,542 | $562,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 58,075 | $558,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 118,272 | $556,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 18,485 | $555,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F839 | FT VEST US EQT | 17,996 | $555,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 9,105 | $553,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 65,899 | $553,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,852 | $552,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 12,266 | $551,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 20,420 | $551,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 89,496 | $549,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-20-000004 | this filing | 2020-07-27 | acceptance time not in the bulk data set |