13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-04, with 2,403 holding rows worth $12,950,488,000 by the sum of the rows.
- Accession
- 0001419186-20-000001
- Filer
- CIK 1419186
- Filed
- 2020-02-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 2,403 entries on the cover page, a total value of $12,950,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,950,488,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $12,950,000, about 1/1,000 of the sum of the rows, $12,950,488,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 19,025 | $262,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 2,154 | $261,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 5,713 | $261,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,540 | $261,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 11,486 | $260,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 15,962 | $260,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 683 | $259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 4,255 | $259,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 255,000 | $259,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 54,440 | $258,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,374 | $258,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 8,711 | $258,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 7,542 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,645 | $258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,384 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,584 | $258,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 18,344 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,181 | $257,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 18,383 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,715 | $255,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 5,514 | $254,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 18,225 | $254,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 30,038 | $253,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 3,394 | $253,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 5,578 | $253,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 20,110 | $253,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 17,547 | $253,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 13,632 | $253,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 5,447 | $252,000 | thousands by filing date | |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 3,621 | $251,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,001 | $251,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 3,477 | $251,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 30,045 | $251,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 9,767 | $251,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 6,894 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,559 | $250,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 16,423 | $250,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 40,863 | $250,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,613 | $249,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 4,846 | $249,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 5,779 | $249,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,758 | $249,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 16,785 | $249,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 510 | $248,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 6,523 | $248,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 5,768 | $248,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 7,742 | $248,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 21,609 | $248,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 42,362 | $248,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 8,959 | $247,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,299 | $247,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 5,567 | $247,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 6,962 | $246,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 4,390 | $246,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 18,589 | $246,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,454 | $246,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,170 | $246,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 2,745 | $246,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 4,398 | $245,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 8,004 | $245,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 3,978 | $245,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 39,880 | $245,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 9,965 | $245,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 64,214 | $245,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 9,560 | $244,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 3,003 | $244,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 4,791 | $243,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 9,300 | $243,000 | thousands by filing date | |
| Apollo Global Management Inc | 03768E105 | COM CL A | 5,088 | $243,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 16,957 | $243,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 5,712 | $242,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 11,735 | $242,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 4,038 | $242,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 13,247 | $242,000 | thousands by filing date | |
| STERIS PLC SHS USD | G8473T100 | Stock | 1,580 | $241,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,968 | $241,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 13,519 | $241,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 3,746 | $240,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 13,099 | $240,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 16,876 | $240,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 1,991 | $240,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 20,885 | $240,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 2,634 | $239,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Corporate Bond ETF | 46435U515 | ETF | 8,602 | $239,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,844 | $238,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 14,202 | $238,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 15,295 | $238,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 9,403 | $238,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,557 | $237,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 1,882 | $237,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 17,133 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 6,290 | $237,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,627 | $236,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,282 | $236,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 7,107 | $236,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 11,710 | $235,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P553 | US CORE BOND ETF | 9,370 | $235,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,447 | $234,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 6,010 | $233,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 23,261 | $233,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 21,899 | $233,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 11,335 | $233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,563 | $233,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 34,501 | $233,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 3,979 | $232,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 7,512 | $232,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 280,726 | $232,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 8,791 | $230,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 7,851 | $229,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,713 | $229,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,383 | $229,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 8,637 | $229,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 3,773 | $228,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,250 | $228,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 7,708 | $228,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 9,248 | $228,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 15,650 | $228,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,447 | $227,000 | thousands by filing date | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 6,054 | $227,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 3,445 | $227,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 15,134 | $225,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 8,721 | $224,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 2,660 | $224,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 34,529 | $224,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 9,756 | $224,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 15,135 | $224,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 6,138 | $223,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,658 | $222,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,985 | $222,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 12,775 | $222,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 50,390 | $222,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 4,758 | $222,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 32,592 | $222,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 5,518 | $222,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 7,783 | $222,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 3,008 | $222,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,527 | $221,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 6,579 | $221,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 15,028 | $221,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 8,600 | $221,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,602 | $220,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 26,113 | $220,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 11,961 | $219,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 8,732 | $219,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,009 | $218,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 6,832 | $218,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 41,728 | $218,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,258 | $217,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 25,379 | $217,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 5,387 | $217,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 21,725 | $217,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 13,429 | $217,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 37,675 | $216,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 2,922 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 5,992 | $216,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 2,263 | $215,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,056 | $214,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 9,997 | $214,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 15,124 | $214,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 2,093 | $213,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,032 | $213,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 3,476 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,918 | $213,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 30,150 | $213,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 7,337 | $212,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 4,688 | $211,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 6,696 | $211,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 27,619 | $211,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 9,853 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,143 | $211,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C573 | US EQTY PWR BUF | 8,000 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 14,305 | $210,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 21,720 | $210,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 6,645 | $209,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,919 | $209,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 9,565 | $209,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,198 | $209,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 8,063 | $209,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 210,000 | $209,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 51,736 | $208,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 6,800 | $208,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 18,363 | $208,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 7,778 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,752 | $208,000 | thousands by filing date | |
| PACER FDS TR | 69374H691 | mc | 6,683 | $208,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 4,848 | $207,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,934 | $207,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 51,500 | $207,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 9,064 | $207,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 8,101 | $207,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 2,372 | $206,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 8,759 | $206,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 2,254 | $205,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 3,267 | $205,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 6,090 | $205,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 8,217 | $205,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 4,915 | $205,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 5,680 | $204,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 28,397 | $204,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 2,335 | $203,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 10,524 | $203,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,108 | $203,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 269,370 | $203,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 7,450 | $203,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 5,998 | $202,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 3,217 | $202,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 4,935 | $201,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 10,399 | $201,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,675 | $201,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 3,366 | $201,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,385 | $201,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 13,103 | $201,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 63,436 | $200,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 7,792 | $200,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 15,104 | $199,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 45,939 | $199,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 14,523 | $197,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 15,720 | $197,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 12,244 | $197,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 22,517 | $196,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 11,585 | $196,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 24,228 | $196,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 17,831 | $196,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 25,691 | $195,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 13,384 | $195,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 16,411 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 12,787 | $192,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 11,474 | $191,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 14,782 | $191,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,764 | $189,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 13,327 | $189,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 54,578 | $188,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 12,442 | $188,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 47,673 | $188,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 27,303 | $188,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,483 | $186,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 14,395 | $185,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 13,422 | $184,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,572 | $183,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,522 | $183,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 127,010 | $183,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,129 | $182,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 145,568 | $182,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 15,134 | $181,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,759 | $179,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 13,264 | $178,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 10,357 | $177,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 11,912 | $176,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 16,954 | $175,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,436 | $173,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,934 | $172,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 12,186 | $171,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,267 | $169,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 25,118 | $169,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 12,122 | $167,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,616 | $166,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 10,387 | $163,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 22,897 | $162,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 20,435 | $161,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 10,968 | $160,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 19,500 | $160,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 17,300 | $159,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 14,469 | $157,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 12,871 | $154,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 10,204 | $154,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 29,068 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 11,434 | $150,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 19,036 | $150,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 21,000 | $149,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 13,993 | $147,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,841 | $147,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 13,539 | $147,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 66,944 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 10,709 | $145,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 46,391 | $144,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 25,200 | $141,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 14,045 | $141,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 53,669 | $140,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 10,150 | $136,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 20,901 | $135,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 12,964 | $133,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 115,760 | $133,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,149 | $131,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 16,724 | $131,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 13,820 | $130,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 15,265 | $128,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 13,474 | $127,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 15,802 | $126,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 13,400 | $124,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 11,000 | $123,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 12,094 | $123,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 10,065 | $123,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 17,291 | $122,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,885 | $121,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 20,590 | $120,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 12,936 | $119,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 112,000 | $119,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 19,291 | $118,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 13,061 | $117,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 15,857 | $116,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 14,793 | $115,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 15,513 | $115,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 12,686 | $112,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 20,193 | $110,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 23,071 | $105,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 14,345 | $104,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 11,208 | $103,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,110 | $102,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 21,800 | $102,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 13,656 | $101,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 12,564 | $100,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,469 | $100,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 18,379 | $99,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 23,314 | $97,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 25,516 | $97,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 26,236 | $96,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 90,000 | $95,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 11,459 | $94,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 15,822 | $94,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 11,925 | $94,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 22,485 | $92,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,800 | $90,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 32,800 | $90,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 12,557 | $89,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,115 | $89,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,739 | $88,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 44,700 | $84,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 15,635 | $82,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 22,036 | $82,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 20,000 | $81,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 24,247 | $80,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 24,338 | $79,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 11,408 | $77,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 41,400 | $77,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,767 | $76,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,398 | $76,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 30,054 | $73,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 11,530 | $73,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 12,648 | $71,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,574 | $69,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 49,017 | $66,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 26,535 | $65,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 10,650 | $64,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,318 | $63,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 16,096 | $61,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 14,903 | $58,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 14,319 | $58,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 45,193 | $57,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 12,117 | $56,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 11,876 | $56,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 15,075 | $55,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,590 | $54,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $52,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 32,311 | $52,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 39,657 | $51,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 20,414 | $49,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 28,718 | $46,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 10,111 | $46,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 37,550 | $46,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 44,000 | $45,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 15,798 | $44,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 10,586 | $42,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,811 | $40,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 13,175 | $40,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 59,375 | $40,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 32,007 | $36,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,711 | $34,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 18,760 | $34,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 10,739 | $33,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 13,033 | $33,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,200 | $32,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 18,317 | $32,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 13,657 | $32,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,899 | $30,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,613 | $29,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 31,000 | $29,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 39,657 | $28,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 12,925 | $28,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 30,599 | $27,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 54,900 | $27,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 15,000 | $26,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 25,000 | $26,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 51,350 | $25,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 12,037 | $25,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 11,235 | $24,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 15,671 | $24,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 34,524 | $23,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 17,220 | $19,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 13,000 | $18,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 49,343 | $17,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 11,700 | $14,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 13,559 | $13,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 28,453 | $12,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 12,338 | $11,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,237 | $11,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10,000 | $10,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 39,840 | $10,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,700 | $7,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,000 | $6,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 10,250 | $6,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,100 | $5,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,420 | $4,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 16,863 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-20-000001 | this filing | 2020-02-04 | acceptance time not in the bulk data set |