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13F-HR filed by Cambridge Investment Research Advisors, Inc.

Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-15, with 2,199 holding rows worth $10,887,777,000 by the sum of the rows.

Accession
0001419186-19-000006
Filed
2019-08-15
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q2 2019

A holdings report, 2,199 entries on the cover page, a total value of $10,877,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,887,777,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.

The cover page states a total of $10,877,000, about 1/1,000 of the sum of the rows, $10,887,777,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
MYLAN NVN59465109SHS EURO10,534$201,000thousands by filing date
VALE S A91912E105SPONSORED ADS14,908$200,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R308BUYWRIT INCM ETF8,973$200,000thousands by filing date
TANGER INC875465106COM12,316$200,000thousands by filing date
RANGE RES CORP COM75281A109Stock28,406$198,000thousands by filing date
BANCO SANTANDER SA ADR05964H105ADR43,067$197,000thousands by filing date
BLACKROCK MUNIVEST FUND II09253T101COM12,763$193,000thousands by filing date
HALOZYME THERAPEUTICS INC COM40637H109Stock11,182$192,000thousands by filing date
ARBOR REALTY TRUST INC038923108COM15,724$191,000thousands by filing date
FIRST TR ABERDEEN GLBL OPP F337319107COM SHS18,268$190,000thousands by filing date
EATON VANCE TAX-ADVANTAGED BON27829M103COM SH BEN INT19,964$188,000thousands by filing date
HORIZON TECHNOLOGY FIN CORP44045A102COM15,699$185,000thousands by filing date
BLACKROCK MUNIYIELD QUALITY FU09254F100COM12,769$185,000thousands by filing date
MFS MULTIMARKET INCOME TR552737108SH BEN INT31,662$185,000thousands by filing date
Rithm Property Trust Inc38983D300REIT13,136$184,000thousands by filing date
GOLUB CAP BDC INC38173M102COM10,289$183,000thousands by filing date
MEDLEY CAP CORP58503F106COM78,181$183,000thousands by filing date
SWEDISH EXPT CR CORP870297801ROG TTL ETN 2235,076$183,000thousands by filing date
SPRINT CORP85207U105COM SER 127,639$182,000thousands by filing date
INVESCO ACTIVELY MANAGED ETF46090A200BLNCD MLTI AST13,041$182,000thousands by filing date
SEABRIDGE GOLD INC811916105COM *D*13,388$181,000thousands by filing date
EATON VANCE MUNICIPAL BOND FUN27827X101COM14,497$180,000thousands by filing date
NEUBERGER BERMAN REAL ESTATE S64190A103COM35,146$180,000thousands by filing date
TEMPLETON EMERGING MKTS INCO880192109COM17,553$179,000thousands by filing date
BLACKROCK GLOBAL ENERGY AND RE09250U101COM14,964$179,000thousands by filing date
NOBLE CORP PLCG65431101SHS USD95,705$179,000thousands by filing date
ALJ REGIONAL HOLDINGS INC001627108COM115,760$179,000thousands by filing date
GLOBAL X FDS37950E127REIT ETF11,953$177,000thousands by filing date
VOYA GLOBAL ADVANTAGE AND PREM92912R104COM16,484$176,000thousands by filing date
FLAHERTY & CRUMRINE PFD INCO338480106COM11,972$176,000thousands by filing date
VANECK ETF TRUST92189F411BDC INCOME ETF10,386$173,000thousands by filing date
COMPANIA DE MINAS BUENAVENTU204448104SPONSORED ADR10,376$173,000thousands by filing date
PIMCO MUN INCOME FD III72201A103COM13,707$169,000thousands by filing date
INVESCO MUNI INCOME OPP TRST46132X101COM21,744$167,000thousands by filing date
MFS HIGH INCOME MUN TR59318D104SH BEN INT31,900$166,000thousands by filing date
ASURE SOFTWARE INC04649U102COMMON STOCK20,007$165,000thousands by filing date
ORCHID IS CAP INC68571X103COM25,600$163,000thousands by filing date
ARES COML REAL ESTATE CORP04013V108COM10,901$162,000thousands by filing date
ELLSWORTH GROWTH AND INCOME FU289074106COM15,828$162,000thousands by filing date
iShares S&P Global Clean Energy Index Fund464288224COM15,120$161,000thousands by filing date
MATTEL INC577081102COM14,368$161,000thousands by filing date
CAPITOL FED FINL INC COM14057J101Stock11,544$159,000thousands by filing date
DYNAVAX TECHNOLOGIES CORP268158201COM NEW39,875$159,000thousands by filing date
NUVEEN INTERMEDIATE DURATION M670671106COM11,800$158,000thousands by filing date
MFA FINL INC55272X102COM21,941$158,000thousands by filing date
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share10,493$157,000thousands by filing date
BLACKROCK MUNIYIELD N Y QUAL09255E102COM12,189$155,000thousands by filing date
STANDARD BIOTOOLS INC34385P108COM12,500$154,000thousands by filing date
BLACKROCK MUNIYIELD N J FD I09254Y109COM10,031$149,000thousands by filing date
World Gold TR98149E204SPRD GLD Minis10,576$149,000thousands by filing date
QURATE RETAIL INC74915M100COM SER A11,949$148,000thousands by filing date
GLADSTONE INVESTMENT CORP376546107COM13,047$147,000thousands by filing date
COHEN & STEERS CLOSED-END OP19248P106COM11,480$147,000thousands by filing date
COLONY CAPITAL INC19626G108CL A COM29,390$147,000thousands by filing date
CLOUGH GLOBAL OPPORTUNITIES18914E106SH BEN INT15,610$146,000thousands by filing date
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock22,655$145,000thousands by filing date
ESCALADE INC296056104COMMON STOCK12,675$145,000thousands by filing date
VONAGE HLDGS CORP92886T201COM12,580$143,000thousands by filing date
INVESCO EXCHNG TRADED FD TR46138E271S&P GLOBL DIVI12,054$142,000thousands by filing date
CREDIT SUISSE GROUP-ADR225401108SPONSORED ADR11,783$141,000thousands by filing date
GEMPHIRE THERAPEUTICS INC36870A108COM174,044$141,000thousands by filing date
ASA GOLD AND PRECIOUS MTLS LG3156P103SHS12,271$140,000thousands by filing date
INVESCO PA VALUE MUN INC TR46132K109COM11,016$140,000thousands by filing date
ALLSPRING UTILITIES AND HIGH94987E109WF UTILITIES INC10,787$140,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33736G106GBL WND ENRG ETF10,370$138,000thousands by filing date
CHORD ENERGY CORPORATION674215108COMMON STOCK24,313$138,000thousands by filing date
SPROTT ASSET MANAGEMENT LP85207Q104PHYSICAL PLATINU11,934$137,000thousands by filing date
METALLUS INC887399103COMMON STOCK16,624$135,000thousands by filing date
FRANKLIN UNIVERSAL TRUST355145103SH BEN INT18,341$134,000thousands by filing date
BLACKROCK CAP INVT CORP092533108COM22,300$134,000thousands by filing date
YAMANA GOLD INC98462Y100COM52,979$134,000thousands by filing date
GLOBAL X FDS37950E473GLBL X MLP ETF15,028$133,000thousands by filing date
GANNETT SPINCO INC36473H104COM16,266$133,000thousands by filing date
ELLINGTON CREDIT COMPANY288578107COM SHS BEN INT12,380$133,000thousands by filing date
CAESARS ENTMT CORP127686AA1NOTE77,615$133,000thousands by filing date
SRH TOTAL RETURN FUND INC101507101COM11,688$131,000thousands by filing date
INTEVAC INC461148108COM26,950$130,000thousands by filing date
PITNEY BOWES INC COM724479100Stock30,142$129,000thousands by filing date
OXFORD LANE CAP CORP691543102COM12,774$129,000thousands by filing date
DIVIDEND & INCOME FD INC25538A204COM NEW11,054$127,000thousands by filing date
SIERRA WIRELESS INC826516106COM10,251$124,000thousands by filing date
PORTFOLIO RECOVERY ASSOCS IN73640QAB1NOTE 3.000% 8/0125,000$124,000thousands by filing date
MACATAWA BANK CORP554225102COMMON STOCK12,018$123,000thousands by filing date
NUVEEN DIVERSIFIED DIVID & I6706EP105COM11,471$122,000thousands by filing date
INVESTORS BANCORP, INC.46146L101COMMON STOCK10,933$122,000thousands by filing date
AQUA METALS INC03837J101COM72,862$122,000thousands by filing date
CENTURY CASINOS INC156492100COM12,225$119,000thousands by filing date
PIONEER MUNICIPAL HIGH INCOME723762100COM10,705$115,000thousands by filing date
MCEWEN MNG INC58039P107COM65,943$115,000thousands by filing date
GABELLI MULTIMEDIA TR INC36239Q109COM13,900$112,000thousands by filing date
BARCLAYS PLC ADR06738E204ADR14,581$111,000thousands by filing date
HIGHWAY HLDGS LTDG4481U106ORD39,111$110,000thousands by filing date
NUVEEN HIGH INCOME 2020 TARG67075L102COM11,027$109,000thousands by filing date
RESTORATION ROBOTICS INC76133C103COM178,140$109,000thousands by filing date
DUFF & PHELPS26432K108EXCHANGE TRADED12,048$105,000thousands by filing date
VIVINT SOLAR INC.92854Q106Common Stock14,345$105,000thousands by filing date
CERECOR INC15671L109COM19,069$104,000thousands by filing date
PUTNAM PREMIER INCOME TR746853100SH BEN INT20,101$103,000thousands by filing date
COHEN & STEERS MLP INC & ENR19249B106COM SHS10,849$103,000thousands by filing date
ZYNGA INC.98986T108CL A16,265$100,000thousands by filing date
WESTERN ASSET INTER MUNI FD958435109COM11,139$100,000thousands by filing date
BGC PARTNERS INC05541T101CL A18,669$98,000thousands by filing date
BLACKBERRY LTD COM09228F103Stock13,111$98,000thousands by filing date
HENNESSY ADVISORS INC425885100COM10,110$98,000thousands by filing date
PERMIAN BASIN RTY TR714236106UNIT BEN INT15,476$94,000thousands by filing date
ENCANA CORP292505104COM18,416$94,000thousands by filing date
3D SYSTEMS CORP88554D205COMMON STOCK10,186$93,000thousands by filing date
CARROLS RESTAURANT GROUP INC14574X104COM10,000$90,000thousands by filing date
NOVAGOLD RESOURCES INC66987E206COM NEW15,077$89,000thousands by filing date
POLARITYTE INC731094108COM15,593$89,000thousands by filing date
MFS MUNICIPAL INCOME TRUST552738106SH BEN INT12,557$88,000thousands by filing date
INVESCO SR INCOME TR46131H107COM20,054$87,000thousands by filing date
RPC INC749660106COMMON STOCK12,085$87,000thousands by filing date
GOPRO INC38268T103CL A15,491$85,000thousands by filing date
ENERGOUS CORP29272C103COM19,497$85,000thousands by filing date
ABRDN GLOBAL PREMIER PPTYS F00302L108COM SH BEN INT13,474$84,000thousands by filing date
ENERPLUS CORP292766102COM11,099$84,000thousands by filing date
CYMABAY THERAPEUTICS INC23257D103COM11,200$80,000thousands by filing date
MORGAN STANLEY EMERGING MKTS617477104COM11,473$79,000thousands by filing date
SOTHERLY HOTELS INC83600C103COM11,400$79,000thousands by filing date
AEGON N V007924103NY REGISTRY SHS15,680$78,000thousands by filing date
SUMITOMO MITSUI FIN GRP INC86562M209SPONSORED ADR10,877$77,000thousands by filing date
PENNANTPARK INVESTMENT CORPORA708062104COM12,171$77,000thousands by filing date
GSV CAPITAL CORP36191J101COM12,050$77,000thousands by filing date
TCW CONV SECS FD INC872340104COM13,161$76,000thousands by filing date
NEW AGE BEVERAGES CORP64157V108COM16,090$75,000thousands by filing date
GABELLI CONVERTIBLE & INCOME S36240B109COM14,174$73,000thousands by filing date
ROYAL BANK OF SCOT-SPON ADR780097689SPON12,647$72,000thousands by filing date
CEMEX SAB DE CV SPON ADR NEW151290889ADR16,458$70,000thousands by filing date
OAKTREE SPECIALTY LENDING CORP67401P108COM12,100$66,000thousands by filing date
FRANKLIN MASTER INTER INCOME SH BEN INT746909100CEF14,447$66,000thousands by filing date
THERAPEUTICSMD INC88338N107COM24,973$65,000thousands by filing date
HI-CRUSH PARTNERS LP428337109COM UNIT LTD26,521$65,000thousands by filing date
CUMBERLAND PHARMACEUTICALS I230770109COM10,000$64,000thousands by filing date
VERASTEM INC92337C104COM42,017$63,000thousands by filing date
ATHERSYS INC04744L106COM37,550$63,000thousands by filing date
INVESCO EXCHANGE TRADED FD T46137V670DYNMC OIL GAS10,044$62,000thousands by filing date
JUST ENERGY GROUP INC48213W101COM13,287$57,000thousands by filing date
STEIN MART INC858375108COM66,125$57,000thousands by filing date
OFFICE DEPOT INC676220106COM27,267$56,000thousands by filing date
FERRELLGAS PARTNERS L.P.315293100UNIT LTD PART59,015$56,000thousands by filing date
VUZIX CORP92921W300COM NEW13,100$54,000thousands by filing date
MANNKIND CORP COM NEW56400P706Stock45,877$53,000thousands by filing date
VOYA PRIME RATE TRUST92913A100SH BEN INT11,075$53,000thousands by filing date
SIGMATRON INTL INC82661L101COM20,000$52,000thousands by filing date
AMBEV SA SPONSORED ADR02319V103ADR10,576$49,000thousands by filing date
TRANSENTERIX INC89366M201COM NEW35,776$49,000thousands by filing date
LSI INDUSTRIES INC50216C108COMMON STOCK12,658$46,000thousands by filing date
LESAKA TECHNOLOGIES INC64107N206CMN11,102$44,000thousands by filing date
FAT BRANDS INC30258N105CLASS A COM10,623$44,000thousands by filing date
PROSPECT CAP CORP74348TAR3NOTE 4.950% 7/144,000$44,000thousands by filing date
UQM TECHNOLOGIES INC903213106COM25,869$43,000thousands by filing date
SAN JUAN BASIN RTY TR798241105UNIT BEN INT10,729$41,000thousands by filing date
MIMEDX GROUP INC602496101COM10,166$41,000thousands by filing date
RING ENERGY INC76680V108COMMON STOCK12,700$41,000thousands by filing date
TPG SPECIALTY LENDING INC87265KAB8NOTE 4.50012/141,000$41,000thousands by filing date
CLEAN ENERGY FUELS CORP184499101COMMON STOCK14,849$40,000thousands by filing date
AGENUS INC00847G705COM NEW13,419$40,000thousands by filing date
INOVIO PHARMACEUTICALS INC45773H201COM NEW12,794$38,000thousands by filing date
WESTPORT FUEL SYSTEMS INC960908309COM14,057$38,000thousands by filing date
NABORS INDUSTRIES LTDG6359F103SHS12,565$36,000thousands by filing date
22ND CENTY GROUP INC90137F103COM17,290$36,000thousands by filing date
PLUG PWR INC72919P202COM NEW15,436$35,000thousands by filing date
ROCKWELL MED INC774374102COM11,574$35,000thousands by filing date
HARMONY GOLD MINING CO LTD SPONSORED ADR413216300ADR15,075$34,000thousands by filing date
ENDEAVOUR SILVER CORP29258Y103COM16,677$34,000thousands by filing date
ARCADIA BIOSCIENCES INC COM039014204Stock10,973$34,000thousands by filing date
CERAGON NETWORKS LTD ORDM22013102Stock11,235$33,000thousands by filing date
INTERPACE DIAGNOSTICS GROUP46062X204COM NEW44,750$32,000thousands by filing date
BIOSCRIP INC09069N108COM11,786$31,000thousands by filing date
SESEN BIO INC817763105COM20,900$31,000thousands by filing date
MABVAX THERAPEUTICS55414P702Equities582,855$29,000thousands by filing date
FRONTIER COMMUNICATIONS CORP35906A306COM NEW16,106$28,000thousands by filing date
GERON CORP374163103COM19,045$27,000thousands by filing date
IGC PHARMA INC45408X308COM NEW16,640$27,000thousands by filing date
180 DEGREE CAP CORP68235B109COM12,925$25,000thousands by filing date
MIND C T I LTDM70240102ORD10,800$24,000thousands by filing date
TITAN MED INC88830X819COM10,381$24,000thousands by filing date
POLYMET MINING CORP731916102COM46,090$20,000thousands by filing date
HECLA MNG CO422704106COM10,804$19,000thousands by filing date
FIBROCELL SCIENCE INC315721407COM10,016$19,000thousands by filing date
TASEKO MINES LTD COM876511106Stock31,350$17,000thousands by filing date
DENBURY RES INC247916208COM NEW13,320$17,000thousands by filing date
TYME TECHNOLOGIES INC COM90238J103Stock13,000$16,000thousands by filing date
ALIMERA SCIENCES INC016259103COM18,100$16,000thousands by filing date
ABRAXAS PETROLEUM CORP003830106COM15,000$15,000thousands by filing date
PALATIN TECHNOLOGIES INC696077403COM PAR $ .0111,650$14,000thousands by filing date
GREAT PANTHER MINING39115V101COM14,700$13,000thousands by filing date
PENNEY J C INC708160106COM11,587$13,000thousands by filing date
ARES CAPITAL CORP04010LAT0NOTE 3.750% 2/010,000$10,000thousands by filing date
GENETIC TECHNOLOGIES LTD37185R208SPONSORED ADR17,000$10,000thousands by filing date
SANDRIDGE MISSISSIPPIAN TR I80007V106SH BEN INT14,526$9,000thousands by filing date
ULTRA PETROLEUM CORP903914208COM NEW26,926$5,000thousands by filing date
CYTORI THERAPEUTICS INC23283K402COM PAR21,000$5,000thousands by filing date
Seadrill Partners, LLCY7545W109LTD10,650$4,000thousands by filing date
WINDSTREAM HLDGS INC97382A309COM PAR14,168$3,000thousands by filing date
APPROACH RESOURCES INC03834A103COM11,000$3,000thousands by filing date
WEATHERFORD INTL INC ORD SHSG48833100Stock40,957$2,000thousands by filing date
SANCHEZ ENERGY CORP79970Y105COMMON STOCK10,450$1,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001419186-19-000006this filing2019-08-15acceptance time not in the bulk data set