13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-08, with 2,273 holding rows worth $10,454,944,000 by the sum of the rows.
- Accession
- 0001419186-19-000005
- Filer
- CIK 1419186
- Filed
- 2019-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 2,273 entries on the cover page, a total value of $10,454,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,454,944,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $10,454,000, about 1/1,000 of the sum of the rows, $10,454,944,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,333 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,514 | $220,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 4,609 | $220,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 12,089 | $220,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,798 | $219,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 18,054 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,934 | $219,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,561 | $219,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 4,038 | $219,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 44,146 | $219,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 24,600 | $219,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,715 | $218,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 42,790 | $218,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 10,746 | $218,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 19,945 | $218,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 2,856 | $217,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 7,017 | $217,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 5,001 | $216,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 26,986 | $216,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 4,742 | $216,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,117 | $216,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 8,640 | $216,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,158 | $215,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 875 | $215,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 10,759 | $215,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 3,333 | $215,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 1,960 | $214,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 7,933 | $214,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 45,950 | $213,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 8,810 | $213,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,692 | $213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 4,609 | $213,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 3,000 | $212,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 12,999 | $212,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 10,352 | $211,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 11,388 | $211,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 10,748 | $211,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 9,667 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,443 | $211,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,719 | $210,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 30,516 | $210,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 7,419 | $210,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 15,826 | $210,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,564 | $209,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,152 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 7,222 | $208,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 3,819 | $208,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,594 | $207,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 64,465 | $207,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 14,976 | $207,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,831 | $206,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 983 | $206,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8,066 | $206,000 | thousands by filing date | |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 3,240 | $206,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 3,717 | $206,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,088 | $205,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,048 | $205,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 16,922 | $205,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 450 | $204,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,416 | $203,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 23,746 | $203,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,128 | $203,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 24,351 | $203,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 21,038 | $203,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 14,310 | $203,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,113 | $202,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 5,979 | $202,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,263 | $202,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,351 | $202,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 8,876 | $202,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 3,850 | $202,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 7,137 | $201,000 | thousands by filing date | |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 10,648 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 4,056 | $201,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,401 | $200,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 15,740 | $200,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 83,826 | $200,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 173,044 | $199,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 10,757 | $193,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 18,266 | $193,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 36,176 | $192,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 11,159 | $191,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 10,864 | $190,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 190,000 | $190,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 11,682 | $188,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 14,477 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,462 | $188,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 18,715 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,762 | $187,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 14,256 | $186,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 26,249 | $185,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 19,964 | $185,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 115,760 | $185,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 19,286 | $184,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 11,480 | $183,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 11,037 | $182,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 14,495 | $180,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 15,167 | $179,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,087 | $179,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 17,385 | $178,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,107 | $177,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 16,405 | $177,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 12,522 | $176,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 11,135 | $176,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 29,128 | $176,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 12,353 | $176,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 20,057 | $175,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 31,056 | $175,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 45,735 | $174,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 16,003 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 12,295 | $173,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 30,405 | $173,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 11,002 | $172,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,810 | $171,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 54,972 | $169,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,800 | $168,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,158 | $166,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 18,600 | $165,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 53,886 | $165,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 10,686 | $164,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 17,012 | $163,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 30,455 | $162,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,611 | $161,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 24,518 | $161,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 16,204 | $159,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 11,572 | $159,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 145,264 | $158,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 15,865 | $158,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,067 | $157,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 10,200 | $157,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 16,198 | $156,000 | thousands by filing date | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 11,113 | $156,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 10,481 | $155,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 58,862 | $154,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 15,671 | $153,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 12,400 | $153,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 12,166 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 11,414 | $148,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 12,406 | $148,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 12,380 | $147,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 33,343 | $145,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,304 | $143,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 10,514 | $143,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 14,275 | $142,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 12,555 | $142,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,025 | $140,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 15,602 | $138,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,071 | $138,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 11,054 | $137,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,267 | $134,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 14,144 | $132,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 18,268 | $132,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 32,349 | $130,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 39,111 | $130,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,402 | $129,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 21,000 | $128,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,777 | $128,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 17,365 | $126,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,267 | $126,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 10,016 | $125,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 28,044 | $125,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 16,462 | $124,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 13,675 | $124,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,625 | $123,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,700 | $123,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,862 | $123,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 15,910 | $123,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 11,449 | $119,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 11,957 | $119,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 10,795 | $116,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 22,287 | $115,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 18,800 | $115,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 38,967 | $115,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,844 | $113,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 11,837 | $110,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 77,615 | $110,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 20,755 | $109,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 10,450 | $108,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 11,057 | $107,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,695 | $106,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 110,000 | $106,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 13,126 | $105,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 178,140 | $105,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 12,000 | $104,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 51,647 | $102,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 10,828 | $102,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 11,908 | $102,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 15,512 | $101,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,947 | $100,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 16,869 | $99,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 11,082 | $98,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 12,477 | $95,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 14,264 | $93,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 12,210 | $90,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 24,873 | $90,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 138,726 | $88,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 89,100 | $88,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 10,830 | $87,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 17,163 | $84,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 17,652 | $82,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 11,350 | $79,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,229 | $78,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 58,770 | $77,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,985 | $76,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 13,658 | $76,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 14,223 | $76,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 14,100 | $73,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 11,027 | $73,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,912 | $72,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 13,517 | $72,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 10,044 | $72,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 21,771 | $71,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 43,776 | $66,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,574 | $66,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 13,345 | $66,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,077 | $63,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 16,027 | $63,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 11,352 | $62,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,414 | $61,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,400 | $61,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 11,526 | $60,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $58,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 20,000 | $58,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 13,863 | $58,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 11,071 | $53,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 10,123 | $52,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 20,771 | $50,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 14,527 | $49,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 12,794 | $48,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,549 | $45,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 12,987 | $45,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 21,547 | $43,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 25,869 | $43,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,677 | $42,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 41,000 | $41,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 13,100 | $40,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,102 | $40,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 21,574 | $36,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 16,540 | $34,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 35,000 | $34,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 13,600 | $33,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 19,045 | $32,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,156 | $32,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 46,090 | $31,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 22,634 | $31,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 12,200 | $30,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 17,190 | $29,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 13,870 | $28,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 27,060 | $28,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,904 | $27,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 16,100 | $24,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 12,925 | $24,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 10,922 | $22,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,857 | $20,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,000 | $19,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 18,100 | $19,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 10,016 | $19,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 31,350 | $18,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 22,600 | $18,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 118,095 | $16,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 17,000 | $15,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 21,512 | $13,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 48,130 | $13,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 13,500 | $12,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 11,650 | $11,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,714 | $11,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 17,552 | $10,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 10,000 | $10,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,650 | $9,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 11,826 | $8,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 20,000 | $5,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 10,910 | $5,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 11,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-19-000005 | this filing | 2019-05-08 | acceptance time not in the bulk data set |