13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-05, with 2,145 holding rows worth $9,044,909,000 by the sum of the rows.
- Accession
- 0001419186-19-000001
- Filer
- CIK 1419186
- Filed
- 2019-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 2,145 entries on the cover page, a total value of $9,044,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,044,909,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $9,044,000, about 1/1,000 of the sum of the rows, $9,044,909,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AQUANTIA CORP | 03842Q108 | COM | 15,230 | $134,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 18,000 | $132,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 12,840 | $132,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 35,189 | $130,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 35,386 | $130,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 12,952 | $129,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 10,589 | $128,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 12,380 | $127,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 14,880 | $123,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,503 | $123,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 14,359 | $122,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,345 | $121,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 12,155 | $120,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,105 | $117,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 17,380 | $116,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 15,675 | $116,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,267 | $116,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 16,631 | $116,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 10,560 | $116,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,625 | $115,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 11,085 | $113,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 27,529 | $113,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 22,000 | $112,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 23,655 | $111,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 11,737 | $110,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 11,721 | $109,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,550 | $109,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 11,215 | $107,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 18,546 | $107,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 11,449 | $106,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 83,687 | $104,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 40,017 | $102,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 10,292 | $102,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 142,384 | $101,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 20,688 | $100,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,625 | $99,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 17,485 | $98,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 11,316 | $97,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 358,277 | $97,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 11,771 | $97,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 15,040 | $96,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 12,566 | $95,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 89,100 | $95,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 12,073 | $94,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 26,274 | $94,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 10,442 | $93,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 11,044 | $92,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 12,794 | $90,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 15,252 | $90,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 12,000 | $88,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,758 | $88,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 16,865 | $88,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 12,209 | $86,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 14,166 | $84,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 13,598 | $83,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 178,140 | $78,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 17,000 | $72,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 15,403 | $72,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,209 | $71,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 13,691 | $71,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,965 | $70,000 | thousands by filing date | |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 10,224 | $69,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 16,382 | $69,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,474 | $68,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 70,000 | $68,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,559 | $67,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 29,626 | $67,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,342 | $65,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 26,040 | $65,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 30,942 | $65,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 12,257 | $64,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 70,000 | $64,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 15,979 | $63,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 13,100 | $63,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 23,873 | $62,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 18,879 | $61,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 10,112 | $60,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $60,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 55,407 | $59,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 58,000 | $58,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 10,168 | $57,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 10,044 | $57,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,125 | $55,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 15,571 | $55,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,400 | $53,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,777 | $52,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,102 | $52,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 10,887 | $50,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 50,000 | $50,000 | thousands by filing date | |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 10,125 | $48,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,794 | $47,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 20,000 | $47,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 12,445 | $47,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 11,638 | $45,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 22,008 | $44,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 18,381 | $43,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 10,372 | $41,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 10,139 | $41,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 41,000 | $41,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 21,252 | $39,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 12,004 | $38,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 22,634 | $38,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 11,100 | $37,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 46,090 | $37,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 16,001 | $36,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,431 | $34,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 59,882 | $32,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 30,000 | $29,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,901 | $28,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,734 | $27,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 20,771 | $26,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,045 | $26,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,590 | $25,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 12,326 | $25,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 10,000 | $24,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 13,745 | $24,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 24,000 | $24,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 26,734 | $23,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 13,065 | $23,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,010 | $22,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 25,869 | $22,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 23,459 | $22,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 19,645 | $20,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 47,578 | $19,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,650 | $18,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 22,600 | $18,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 10,918 | $17,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 23,800 | $17,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,000 | $16,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 21,512 | $16,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 31,350 | $15,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,336 | $15,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 10,016 | $15,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 13,500 | $14,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 118,745 | $12,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 15,355 | $11,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 10,800 | $11,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 11,000 | $10,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 10,000 | $10,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 17,000 | $9,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 11,650 | $8,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 12,743 | $7,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 11,000 | $4,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 10,000 | $3,000 | thousands by filing date | |
| Helios and Matheson Analytics Inc | 42327L309 | Common Stock | 10,558 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-19-000001 | this filing | 2019-02-05 | acceptance time not in the bulk data set |