13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-02, with 2,230 holding rows worth $10,471,148,000 by the sum of the rows.
- Accession
- 0001419186-18-000008
- Filer
- CIK 1419186
- Filed
- 2018-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 2,230 entries on the cover page, a total value of $9,470,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,471,148,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $9,470,000, about 1/1,000 of the sum of the rows, $10,471,148,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TE CONNECTIVITY LTD | H84989104 | SHS | 5,161 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOODYS CORP COM | 615369105 | Stock | 2,711 | $453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 12,735 | $452,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G862 | FLOAT RATE ETF | 18,155 | $452,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRINITY INDS INC | 896522109 | COM | 12,317 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE GAS INC COM | 68235P108 | Stock | 5,487 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 57,960 | $450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 5,889 | $450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTEL INC | 87162H103 | COM | 10,985 | $450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 13,775 | $449,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 11,415 | $449,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 1,633 | $448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 99,859 | $448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,769 | $447,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 16,279 | $447,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,370 | $446,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNAR CORP CL A | 526057104 | Stock | 9,534 | $445,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMERICAINC | 200340107 | COM | 4,924 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSUNION COM | 89400J107 | Stock | 6,033 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRE INC | 84857L101 | COM | 6,038 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VARIAN MED SYS INC | 92220P105 | COM | 3,957 | $443,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 8,884 | $441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 20,044 | $441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPX ENERGY INC | 98212B103 | COM | 21,932 | $441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVT CORP | 03761U106 | COM | 80,994 | $441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 10,260 | $440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 32,931 | $440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 29,786 | $439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 13,110 | $439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 18,212 | $438,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 11,288 | $436,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 32,120 | $435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,894 | $435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 8,974 | $434,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELBILT INC | 949090104 | COM | 20,753 | $433,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 12,579 | $433,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASCO CORP | 574599106 | COM | 11,764 | $431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 10,921 | $431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMPSON MFG INC | 829073105 | COM | 5,930 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,998 | $428,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 27,248 | $427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAMPS COM INC | 852857200 | COM NEW | 1,888 | $427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 9,210 | $426,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 20,973 | $425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 13,444 | $425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDW CORP COM | 12514G108 | Stock | 4,770 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STORE CAP CORP | 862121100 | COM | 15,191 | $422,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 6,413 | $421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 7,251 | $421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 13,259 | $419,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 3,017 | $419,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VECTREN CORP | 92240G101 | COM | 5,867 | $419,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITI GROUP INC | 91325V108 | COM | 20,760 | $418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 12,380 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 78,588 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 6,036 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXELIXIS INC COM | 30161Q104 | Stock | 23,496 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 40,904 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 32,842 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 23,438 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXONENTERPRISEINC | 05464C101 | STOK | 6,058 | $415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 9,140 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 41,150 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A110 | CMN | 3,996 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 15,187 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEX INC | 96208T104 | COM | 2,057 | $413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 7,823 | $413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 16,391 | $413,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 2,281 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDU RES GROUP INC | 552690109 | COM | 15,991 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 5,598 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 33,460 | $410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 34,424 | $410,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVVITY INC | 714046109 | COM | 4,207 | $409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN STANDARD INVESTS ETFS ABRDN BLMBRG COMDTY LNGR DATD | 26923J602 | Equities | 15,834 | $408,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICE CORP INTL COM | 817565104 | Stock | 9,202 | $407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 15,003 | $407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 5,985 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 4,199 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 7,600 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 25,718 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,938 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 9,010 | $405,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,381 | $404,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 21,987 | $403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 15,932 | $403,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPART INC COM | 217204106 | Stock | 7,774 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| L BRANDS INC | 501797104 | COM | 13,244 | $401,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 4,573 | $398,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 17,404 | $398,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340102 | COM | 11,323 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGNEX CORP | 192422103 | COM | 7,121 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 64,455 | $397,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 12,211 | $396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JETBLUE AWYS CORP | 477143101 | COM | 20,448 | $396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM CHINA HLDGS INC | 98850P109 | COM | 11,269 | $396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 34,651 | $396,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN CMNTYS INC COM | 866674104 | REIT | 3,893 | $395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 54,149 | $395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 7,640 | $395,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 103,240 | $394,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CA INC COM | 12673P105 | COM | 8,931 | $394,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 11,471 | $394,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 12,908 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 105,407 | $393,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 40,959 | $392,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMED CORP NEW | 16359R103 | COM | 1,224 | $391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,635 | $391,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS BANCORP INC | 30263Y104 | COM | 7,000 | $390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 7,094 | $390,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 6,617 | $389,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BT GROUP-ADR | 05577E101 | ADR | 26,315 | $389,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 9,406 | $389,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 5,739 | $388,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 6,441 | $386,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 10,427 | $386,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPHENOL CORP NEW | 032095101 | COM | 4,094 | $385,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROWN & BROWN INC COM | 115236101 | Stock | 12,962 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHERENT INC | 192479103 | COM | 2,225 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 18,138 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 2,890 | $383,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 5,609 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLASSIAN CORP | G06242104 | CL A | 3,971 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 7,717 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 11,738 | $382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISOURCE INC COM | 65473P105 | Stock | 15,294 | $381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,991 | $381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE LAND CORP | 376549101 | REIT | 30,881 | $381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 20,665 | $381,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRONOS GROUP INC | 22717L101 | COM | 34,201 | $380,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,727 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,113 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 9,689 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 21,670 | $378,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 6,543 | $376,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 58,960 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUANTIA CORP | 03842Q108 | COM | 29,230 | $374,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,322 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALCHEM CORP | 057665200 | COM | 3,331 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARRICK GOLD CORP | 067901108 | COM | 33,635 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 11,620 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 12,934 | $373,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 12,220 | $372,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONYFINL | 87165B103 | STOK | 11,936 | $371,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 18,307 | $371,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK NATL CORP COM | 700658107 | Stock | 3,509 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACUITY INC COM | 00508Y102 | Stock | 2,354 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,674 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 31,125 | $370,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERICYCLE INC | 858912108 | COM | 6,284 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 5,412 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANTAX INC | 095229100 | COMMON STOCK | 9,179 | $369,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 18,145 | $368,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 7,604 | $367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Spectra Energy Partners | 84756N109 | COM | 10,269 | $367,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING & LEISURE P COM | 36467J108 | REIT | 10,368 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 30,719 | $365,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INGREDION INC COM | 457187102 | Stock | 3,466 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD | 72200R107 | COM | 28,087 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 7,221 | $364,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 7,288 | $363,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 4,534 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 27,293 | $362,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,924 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 24,964 | $360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 5,735 | $360,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 13,540 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,832 | $359,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVISTA CORP COM | 05379B107 | Stock | 7,086 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 16,890 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 31,720 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,973 | $358,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 10,457 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XEROX CORP | 984121608 | COM NEW | 13,218 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BlackRock Muniy Michigan | 09254V105 | Fund | 28,705 | $356,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEST BUY INC COM | 086516101 | Stock | 4,475 | $355,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWMARKET CORP COM | 651587107 | Stock | 872 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSHKOSH CORP COM | 688239201 | Stock | 4,968 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 172,044 | $354,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,644 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5,246 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 13,901 | $353,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENCOMPASS HEALTH CORP COM | 29261A100 | Stock | 4,521 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 12,671 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 13,952 | $352,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,055 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,255 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTSMAN CORP | 447011107 | COM | 12,872 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 33,434 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 4,638 | $351,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 7,821 | $350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 16,549 | $350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 23,736 | $350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 14,062 | $350,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOX INC CL A | 10316T104 | Stock | 14,582 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 8,083 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 13,485 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 13,664 | $348,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYCOM INDS INC COM | 267475101 | Stock | 4,107 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESA LABS INC COM | 59064R109 | Stock | 1,870 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 14,554 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 19,647 | $347,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,118 | $345,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 49,667 | $344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 5,012 | $344,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,175 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 24,728 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 4,439 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCANA CORP NEW | 80589M102 | COM | 8,829 | $343,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POOL CORP COM | 73278L105 | Stock | 2,051 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 24,569 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IHS MARKIT LTD | G47567105 | SHS | 6,342 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 7,404 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 14,209 | $342,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 18,315 | $341,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 7,670 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,023 | $340,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 5,041 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 11,197 | $339,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 7,040 | $338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 8,729 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MUELLER INDS INC COM | 624756102 | Stock | 11,604 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOOT LOCKER INC | 344849104 | COM | 6,592 | $336,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATERS CORP COM | 941848103 | Stock | 1,720 | $335,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 3,546 | $334,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X131 | INTL QULTY DIV | 11,278 | $333,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 9,657 | $332,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,000 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 79,425 | $331,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 2,188 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 8,150 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN SOLAR INC | 136635109 | COM | 22,775 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 27,497 | $330,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASTEC INC COM | 576323109 | Stock | 7,371 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 12,804 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W323 | CMN | 13,738 | $329,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 24,959 | $328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 9,192 | $328,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 10,603 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 18,303 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,975 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,623 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 6,714 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,744 | $326,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 872 | $325,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 10,635 | $324,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 31,617 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 3,981 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNEX CAP INC | 26817Q506 | COM NEW | 50,451 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 14,105 | $322,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 26,419 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOMO INC | 60879B107 | ADR | 7,334 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA WIRELESS INC | 826516106 | COM | 15,988 | $321,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OMEROS CORP | 682143102 | COM | 13,100 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 8,266 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 18,768 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 13,193 | $320,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,943 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 17,436 | $318,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 2,318 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 6,932 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 13,132 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 26,915 | $317,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FMC CORP COM NEW | 302491303 | Stock | 3,608 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 3,893 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 19,928 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 31,439 | $315,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 51,222 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYMANTEC CORP | 871503108 | COM | 14,735 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 6,266 | $314,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 11,362 | $313,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 6,045 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 22,377 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,914 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 12,214 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,222 | $312,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 2,284 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUSA CORP | 92827P102 | COM | 5,793 | $311,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEICO CORP NEW COM | 422806109 | Stock | 3,332 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 16,747 | $309,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 6,443 | $308,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE GROUP INC CL A | 12504L109 | Stock | 6,960 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCROFT FUND LIMITED | 059695106 | COM | 13,420 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F104 | COM SER A | 9,590 | $307,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,441 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 38,959 | $306,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POST HLDGS INC | 737446104 | COM | 3,115 | $305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 8,167 | $305,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALVOLINE INC COM | 92047W101 | Stock | 14,144 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 17,359 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 11,693 | $304,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOOM ENERGY CORP | 093712107 | COM | 8,877 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 26,394 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 12,283 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 11,379 | $303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 16,505 | $302,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPEN TEXT CORP COM | 683715106 | Stock | 7,918 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 5,228 | $301,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESBANCO INC | 950810101 | COM | 6,737 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 13,944 | $300,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 32,838 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 49,259 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 3,467 | $299,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRARI N V | N3167Y103 | COM | 2,176 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,794 | $298,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WELLINGTON FD | 921935706 | US QUALITY | 3,466 | $297,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 6,579 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 12,140 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 11,068 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lincoln National Corporat | 524901105 | COM | 9,465 | $296,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALE S A | 91912E105 | SPONSORED ADS | 19,844 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVANOS MED INC | 05350V106 | COM | 4,288 | $294,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 26,672 | $293,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NV5 HOLDINGS, INC | 62945V109 | COM | 3,365 | $292,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 9,604 | $291,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,852 | $289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 66,083 | $289,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 5,741 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287713 | US TELECOM ETF | 9,673 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APERGY CORP | 03755L104 | COM | 6,609 | $288,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 6,875 | $287,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDDLESEX WTR CO | 596680108 | COM | 5,915 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 88,724 | $286,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 6,178 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 25,178 | $285,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 9,519 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,530 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,342 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SouthState Corp | 840441109 | Common Stock | 3,463 | $284,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOHAWK INDS INC | 608190104 | COM | 1,613 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 4,719 | $283,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 6,410 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMECO CORP COM | 13321L108 | Stock | 24,727 | $282,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 17,860 | $281,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 5,125 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 8,747 | $280,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CZR | 127686103 | Stock | 27,207 | $279,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 16,697 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794107 | COM | 24,679 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 22,353 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 12,619 | $278,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 4,174 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 21,639 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 22,326 | $277,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENNOX INTL INC COM | 526107107 | Stock | 1,266 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTRA CORP COM | 92840M102 | Stock | 11,109 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS DY COM NPV | 12811V105 | COM | 12,712 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,741 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 36,782 | $276,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,695 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UBS GROUP AG SHS | H42097107 | Stock | 17,500 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,438 | $275,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RYDER SYS INC COM | 783549108 | Stock | 3,751 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 12,339 | $274,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDSTAR SYS INC COM | 515098101 | Stock | 2,234 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTODESK INC COM | 052769106 | Stock | 1,749 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDACORP INC | 451107106 | COM | 2,755 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 3,550 | $273,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 14,521 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 44,704 | $272,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 23,719 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 35,884 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 8,750 | $271,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,526 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S PHYSICAL THERAPY | 90337L108 | COM | 2,279 | $270,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rithm Property Trust Inc | 38983D300 | REIT | 19,681 | $268,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,737 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,656 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,220 | $267,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYLAN NV | N59465109 | SHS EURO | 7,267 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 30,097 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STRATASYS LTD | M85548101 | SHS | 11,502 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 10,615 | $266,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUGLAS EMMETT INC | 25960P109 | COM | 7,012 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYRUSONE INC | 23283R100 | COM | 4,187 | $265,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 7,907 | $264,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,133 | $263,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FULTON FINL CORP PA | 360271100 | COM | 15,739 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660106 | COMMON STOCK | 16,907 | $262,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 52,222 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 14,098 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 13,451 | $261,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares International Equity Factor ETF | 46434V274 | SHS | 9,266 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTTER TAIL CORP | 689648103 | COM | 5,431 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LKQ CORP COM | 501889208 | Stock | 8,202 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFLEX INCORPORATED | 879369106 | COM | 976 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 6,855 | $260,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B & G FOODS INC | 05508R106 | COM | 9,418 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INPHI CORP | 45772F107 | COM | 6,828 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 10,461 | $259,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 9,754 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 8,396 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 10,860 | $258,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRADY CORP | 104674106 | CL A | 5,867 | $257,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,098 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 5,148 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROOFPOINT INC | 743424103 | COM | 2,403 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F593 | CMN | 7,774 | $256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,806 | $255,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,254 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELUS CORPORATION COM | 87971M103 | Stock | 6,895 | $254,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 9,918 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 988 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RINGCENTRAL INC | 76680R206 | CL A | 2,723 | $253,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONGODB INC CL A | 60937P106 | Stock | 3,091 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 7,703 | $252,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,511 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERITOR INC | 59001K100 | COMMON STOCK | 12,987 | $251,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 7,739 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 22,275 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X867 | CMN | 7,626 | $250,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 5,466 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASDAQ INC COM | 631103108 | Stock | 2,897 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 6,523 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 13,104 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435U697 | IBONDS DEC | 9,945 | $249,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 19,285 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHNG TRADED FD TR | 46138E768 | FTSE INTL LOW | 8,476 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 9,757 | $248,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 7,417 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUTANIX INC CL A | 67059N108 | Stock | 5,786 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RANDGOLD RES LTD | 752344309 | ADR | 3,500 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 9,957 | $247,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 3,528 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHLAND INC | 044186104 | COM | 2,934 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,476 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 9,987 | $246,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 9,154 | $245,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROGERS CORP COM | 775133101 | Stock | 1,656 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STITCH FIX INC | 860897107 | COM CL A | 5,565 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,522 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 4,629 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 3,308 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 2,022 | $243,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,076 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 11,610 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREE INC | 225447101 | COM | 6,361 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 9,385 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,640 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 6,933 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 9,963 | $239,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES FALLEN ANGELS USD BOND ETF | 46435G474 | ETF | 8,961 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 10,495 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 328,660 | $238,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSAIC CO COM | 61945C103 | Stock | 7,282 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 9,221 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EBIX INC | 278715206 | COM NEW | 2,998 | $237,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUIFAX INC COM | 294429105 | Stock | 1,804 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLOCK H & R INC COM | 093671105 | Stock | 9,146 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 13,197 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,510 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 4,094 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUINSTREET INC | 74874Q100 | COM | 17,370 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 19,000 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDCORP INC NEW | 380956409 | COM | 23,104 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 13,026 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 13,632 | $236,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 5,323 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 19,877 | $235,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 8,019 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 23,425 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 12,076 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP | 264411505 | COM NEW | 8,257 | $234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 35,563 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 4,477 | $233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 4,160 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 3,486 | $232,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MATTEL INC | 577081102 | COM | 14,743 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 9,865 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 10,260 | $231,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 9,526 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,063 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 22,559 | $230,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 8,233 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 17,735 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 4,690 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 6,280 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANGER INC | 875465106 | COM | 9,897 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 8,371 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,908 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHEIN HENRY INC | 806407102 | COM | 2,648 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 23,364 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 23,818 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 148,291 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 40,077 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOSTON BEER INC CL A | 100557107 | Stock | 779 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 2,417 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,066 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 7,022 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 6,811 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,217 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEYCO GROUP INC COM | 962149100 | Stock | 6,284 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SONOCO PRODS CO | 835495102 | COM | 3,982 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 53,499 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTINENTAL RES INC | 212015101 | COM | 3,230 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,800 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 9,726 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 4,469 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 9,218 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,159 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-18-000008 | this filing | 2018-11-02 | acceptance time not in the bulk data set |