13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-09, with 2,138 holding rows worth $8,870,494,000 by the sum of the rows.
- Accession
- 0001419186-18-000006
- Filer
- CIK 1419186
- Filed
- 2018-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 2,138 entries on the cover page, a total value of $8,870,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,870,494,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $8,870,000, about 1/1,000 of the sum of the rows, $8,870,494,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 41,776 | $164,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 24,281 | $162,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 12,637 | $162,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 16,578 | $161,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 19,840 | $161,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,244 | $159,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 13,130 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 12,100 | $158,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 10,914 | $158,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 11,113 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 11,631 | $156,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,481 | $154,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,967 | $153,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,005 | $153,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,810 | $153,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 14,408 | $153,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 38,765 | $153,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 15,922 | $152,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 13,490 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 10,899 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 11,701 | $148,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 83,687 | $146,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 15,313 | $145,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 19,669 | $143,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 17,625 | $143,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 15,653 | $141,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 13,567 | $137,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 13,614 | $136,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,677 | $135,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,864 | $134,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 12,016 | $131,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,159 | $129,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 16,760 | $129,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 12,256 | $128,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 15,579 | $127,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 15,999 | $126,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 11,485 | $126,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,440 | $126,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 16,754 | $124,000 | thousands by filing date | |
| RIOT PLATFORMS INC | 767292105 | COM | 18,629 | $123,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 16,325 | $122,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,545 | $120,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,400 | $118,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,948 | $118,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 36,876 | $115,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 12,470 | $114,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 42,567 | $113,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 14,195 | $110,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 11,321 | $108,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,256 | $107,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 13,420 | $106,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 10,547 | $105,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 11,353 | $103,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 22,843 | $101,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 20,422 | $100,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 11,378 | $98,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 11,341 | $96,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,839 | $96,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 12,657 | $95,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 47,778 | $93,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 19,775 | $93,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,442 | $90,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 11,138 | $90,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 10,002 | $87,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 14,655 | $86,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 10,040 | $86,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 15,250 | $84,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 12,043 | $84,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 18,638 | $84,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 28,023 | $82,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 11,352 | $82,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 17,983 | $79,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 11,979 | $77,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 80,000 | $77,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 22,978 | $76,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,994 | $73,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 17,406 | $73,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 10,776 | $72,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,021 | $70,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,370 | $70,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,248 | $69,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 23,395 | $69,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $67,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 29,828 | $66,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 335,641 | $65,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,990 | $63,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 26,620 | $63,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,287 | $61,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 30,690 | $60,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 10,400 | $60,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 58,000 | $59,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 18,550 | $58,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 97,817 | $58,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 11,100 | $57,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 20,273 | $56,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,794 | $56,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,276 | $54,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,867 | $54,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 50,000 | $51,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 10,853 | $49,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 50,216 | $49,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 24,915 | $47,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 20,000 | $46,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 12,206 | $45,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 19,494 | $44,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 12,075 | $44,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 10,000 | $43,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 116,385 | $42,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 41,000 | $42,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 17,691 | $41,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 18,822 | $41,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 46,090 | $40,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 20,000 | $40,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 17,653 | $37,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 15,675 | $33,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 25,869 | $33,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 18,000 | $33,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 30,923 | $32,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,688 | $31,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,851 | $30,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 30,000 | $30,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,735 | $29,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,650 | $29,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 19,598 | $28,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 10,329 | $25,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 23,800 | $25,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,010 | $24,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 12,925 | $24,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 12,795 | $23,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 11,851 | $22,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 22,600 | $20,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 12,334 | $18,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 22,500 | $15,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 11,935 | $12,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 12,000 | $12,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 12,000 | $12,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 10,000 | $10,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 10,000 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-18-000006 | this filing | 2018-05-09 | acceptance time not in the bulk data set |