13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-22, with 2,105 holding rows worth $8,499,832,000 by the sum of the rows.
- Accession
- 0001419186-18-000004
- Filer
- CIK 1419186
- Filed
- 2018-02-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 2,105 entries on the cover page, a total value of $8,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,499,832,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $8,499,000, about 1/1,000 of the sum of the rows, $8,499,832,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOPRO INC | 38268T103 | CL A | 17,721 | $134,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 19,831 | $134,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 15,482 | $130,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,948 | $128,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 12,643 | $128,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 63,864 | $126,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 14,825 | $126,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,400 | $125,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 26,267 | $125,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,774 | $121,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 10,991 | $121,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 90,489 | $121,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 42,121 | $120,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 13,296 | $117,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,940 | $116,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 20,224 | $114,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 36,690 | $112,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 30,345 | $112,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,565 | $109,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 12,077 | $108,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 11,174 | $107,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 17,846 | $105,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 110,000 | $105,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 23,764 | $104,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,254 | $103,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 15,654 | $103,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 11,242 | $99,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 34,836 | $98,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 19,606 | $96,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 10,040 | $96,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,276 | $95,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,814 | $94,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 12,000 | $94,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 17,050 | $91,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 23,042 | $90,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 12,927 | $88,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 31,911 | $87,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 39,150 | $87,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,213 | $84,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 11,681 | $84,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 364,953 | $84,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,854 | $83,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,827 | $81,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,795 | $80,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 32,500 | $80,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 11,143 | $75,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $74,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,769 | $72,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,867 | $72,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 10,140 | $70,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 16,353 | $67,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 11,248 | $65,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 51,713 | $64,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 32,756 | $61,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 20,026 | $60,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 12,400 | $60,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 93,092 | $60,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 14,152 | $59,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 28,335 | $58,000 | thousands by filing date | |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 10,050 | $58,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 10,083 | $57,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 19,741 | $56,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 14,363 | $54,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 22,320 | $52,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 12,807 | $51,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 50,000 | $51,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 50,000 | $51,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,094 | $46,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 18,231 | $43,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 20,000 | $43,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 41,000 | $42,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 11,850 | $40,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 110,985 | $40,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,600 | $39,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,650 | $39,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 18,000 | $38,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 64,280 | $37,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 26,114 | $36,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 34,000 | $34,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 23,800 | $32,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 30,000 | $30,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 14,688 | $30,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 11,575 | $29,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 33,590 | $29,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,230 | $28,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 20,000 | $28,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 12,925 | $25,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 25,000 | $25,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,010 | $24,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 10,000 | $24,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 22,600 | $23,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 10,610 | $22,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,735 | $21,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 11,795 | $21,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 10,796 | $20,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 10,026 | $19,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 10,452 | $14,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 16,855 | $12,000 | thousands by filing date | |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 12,000 | $12,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 11,624 | $10,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 10,000 | $10,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 10,000 | $10,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,518 | $9,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 21,400 | $7,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 10,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-18-000004 | this filing | 2018-02-22 | acceptance time not in the bulk data set |