13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-08, with 1,928 holding rows worth $6,801,205,000.
- Accession
- 0001419186-17-000009
- Filer
- CIK 1419186
- Filed
- 2017-08-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,928 entries on the cover page, a total value of $6,801,205,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,801,205,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 7,440 | $303,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 9,794 | $303,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 43,774 | $303,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 18,609 | $303,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 8,668 | $302,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 4,748 | $301,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 69,589 | $301,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 8,502 | $300,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 11,632 | $300,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 23,843 | $300,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 12,219 | $299,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 29,730 | $299,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 44,099 | $299,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 21,824 | $299,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 5,120 | $298,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 7,047 | $297,000 | thousands by filing date | |
| BIOPTIX INC | 09074N101 | COM | 72,834 | $297,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 15,728 | $296,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,439 | $295,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 11,636 | $295,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 15,522 | $295,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,500 | $294,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,676 | $294,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 5,499 | $294,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,189 | $291,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 22,430 | $291,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 7,581 | $290,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 8,648 | $290,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,612 | $289,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 76,666 | $289,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 18,710 | $288,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 4,581 | $286,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,885 | $286,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 22,533 | $286,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 11,934 | $285,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 33,315 | $284,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 16,620 | $284,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,064 | $284,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,078 | $284,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 21,983 | $284,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 21,933 | $284,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 6,031 | $283,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,734 | $282,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 12,670 | $282,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 53,772 | $282,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,911 | $281,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 3,614 | $281,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,974 | $281,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 8,582 | $280,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,529 | $280,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 7,030 | $280,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 41,637 | $279,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 26,356 | $279,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 8,524 | $277,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,487 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 3,258 | $276,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 10,941 | $276,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 5,233 | $276,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 36,715 | $274,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 9,238 | $273,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 3,485 | $273,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,800 | $273,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 5,622 | $272,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 67,798 | $272,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 26,990 | $272,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,404 | $271,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,972 | $271,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,051 | $271,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,369 | $271,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 6,042 | $271,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 59,208 | $270,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 15,364 | $270,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 18,517 | $269,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,842 | $269,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 3,517 | $269,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 26,623 | $269,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 40,431 | $268,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,481 | $267,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,358 | $267,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,004 | $266,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 20,458 | $266,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,540 | $265,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 10,070 | $265,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 68,600 | $265,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 8,295 | $264,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 42,430 | $264,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 15,051 | $263,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 6,491 | $263,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,917 | $262,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 22,144 | $262,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,147 | $262,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 5,200 | $262,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 32,150 | $262,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,202 | $261,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 23,047 | $261,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 6,450 | $261,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 14,242 | $261,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 3,343 | $260,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 16,704 | $260,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 10,295 | $259,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,064 | $258,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 21,817 | $258,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 16,919 | $258,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 16,207 | $258,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 8,825 | $258,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,478 | $257,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 21,883 | $256,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,542 | $256,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,701 | $256,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 5,453 | $256,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,489 | $255,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,486 | $255,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,689 | $255,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 17,046 | $255,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 30,000 | $254,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 14,177 | $254,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 25,527 | $253,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 26,709 | $252,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 7,274 | $252,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 22,220 | $252,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,160 | $251,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 8,247 | $251,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,283 | $251,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 6,984 | $251,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 10,341 | $251,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,998 | $250,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 17,849 | $250,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,632 | $250,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 9,917 | $249,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 10,181 | $249,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 18,483 | $248,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 4,315 | $247,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 14,977 | $247,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 10,070 | $246,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 3,220 | $246,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 245,000 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 7,096 | $245,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 6,691 | $244,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 7,835 | $243,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,025 | $241,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,613 | $240,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 91,204 | $240,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 17,902 | $239,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 4,126 | $239,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 8,218 | $238,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,490 | $237,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,251 | $237,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 10,285 | $237,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 976 | $236,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 4,769 | $236,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 3,785 | $236,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,526 | $235,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,515 | $235,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,445 | $235,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 2,028 | $234,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 13,089 | $234,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 3,790 | $234,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 6,966 | $233,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 5,262 | $232,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,653 | $232,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 9,007 | $232,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 6,480 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 8,533 | $231,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,483 | $231,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 8,224 | $231,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,835 | $230,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 5,261 | $230,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 8,871 | $230,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 29,473 | $228,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 10,423 | $228,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 36,598 | $228,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,462 | $227,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 19,478 | $227,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 23,514 | $227,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,408 | $226,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 8,233 | $225,000 | thousands by filing date | |
| SECUREWORKS CORP | 81374A105 | CL A | 24,202 | $225,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 4,318 | $225,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 7,705 | $225,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,760 | $224,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 19,232 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 1,592 | $223,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,366 | $223,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,287 | $223,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,362 | $222,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 9,770 | $222,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,620 | $222,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 8,871 | $222,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 25,679 | $221,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 21,729 | $221,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,814 | $220,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 8,530 | $220,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,713 | $219,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,987 | $219,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 35,401 | $218,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,395 | $218,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,235 | $218,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,433 | $217,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 24,738 | $216,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,796 | $216,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,085 | $216,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 7,736 | $216,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 27,563 | $216,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 5,670 | $216,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 5,052 | $216,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 13,354 | $216,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 6,865 | $216,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 19,631 | $215,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 11,519 | $215,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,571 | $215,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 16,662 | $215,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 5,172 | $214,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 16,523 | $214,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 4,700 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,374 | $213,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,345 | $213,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,120 | $213,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,691 | $212,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 17,934 | $212,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 13,764 | $212,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,732 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 4,778 | $210,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,465 | $210,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,674 | $210,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 14,923 | $210,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 16,156 | $210,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 323,765 | $210,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 6,711 | $209,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 15,881 | $209,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 10,771 | $209,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,189 | $208,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 15,231 | $208,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 20,177 | $208,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,348 | $207,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,021 | $207,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,224 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,283 | $207,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 34,431 | $207,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 7,275 | $206,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 5,564 | $206,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 17,562 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,027 | $204,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,256 | $204,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 7,250 | $204,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 3,100 | $204,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 58,332 | $204,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 12,019 | $203,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 8,134 | $203,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 56,024 | $203,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 16,019 | $203,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,390 | $202,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 3,681 | $202,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,703 | $202,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 15,594 | $202,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 12,526 | $201,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 8,146 | $201,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 6,293 | $200,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 8,594 | $200,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 10,126 | $200,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 6,009 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,800 | $199,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 13,585 | $199,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,065 | $197,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 10,501 | $197,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 13,513 | $194,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 48,661 | $193,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,765 | $192,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 56,216 | $191,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 10,385 | $190,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 35,004 | $190,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 11,845 | $190,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 11,253 | $189,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 34,318 | $188,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 15,996 | $187,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 36,464 | $186,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 13,539 | $186,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 11,354 | $185,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,627 | $184,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 12,599 | $182,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 25,400 | $182,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 11,262 | $180,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,733 | $180,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 21,976 | $180,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 10,609 | $179,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 11,720 | $177,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,130 | $173,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 20,550 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 11,331 | $170,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 13,495 | $168,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 33,851 | $166,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,412 | $164,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 10,012 | $164,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 10,813 | $163,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,556 | $162,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 25,804 | $162,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 10,085 | $162,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 14,873 | $162,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,113 | $161,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 12,341 | $160,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 25,805 | $159,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,147 | $158,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 415,220 | $157,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 10,733 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 10,854 | $156,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 15,890 | $154,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 17,755 | $154,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 17,907 | $153,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 423,641 | $153,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 23,895 | $152,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 11,014 | $147,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 11,512 | $147,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 16,142 | $144,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,643 | $142,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,316 | $142,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 14,218 | $142,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 17,458 | $142,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 14,181 | $142,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,508 | $141,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 13,222 | $141,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 24,560 | $139,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 10,276 | $135,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 18,325 | $135,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 10,960 | $134,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 10,360 | $133,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 16,513 | $133,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 17,050 | $133,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 13,673 | $131,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 45,152 | $131,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 16,387 | $127,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,246 | $125,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,345 | $124,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 10,671 | $122,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,264 | $122,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 13,847 | $122,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 15,971 | $120,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 10,095 | $120,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 13,100 | $117,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 13,191 | $113,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 11,750 | $113,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 12,301 | $113,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 11,226 | $113,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 19,587 | $111,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 12,241 | $111,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 10,864 | $107,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 37,639 | $107,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 23,130 | $106,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 41,122 | $102,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 21,279 | $102,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 10,428 | $97,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,957 | $97,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 10,440 | $95,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 11,535 | $92,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 20,950 | $91,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,756 | $90,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 10,900 | $90,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 17,704 | $86,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 22,495 | $85,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,287 | $84,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 18,077 | $82,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 11,518 | $82,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,093 | $79,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 15,316 | $79,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 13,700 | $75,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,679 | $73,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 18,873 | $73,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,396 | $72,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 75,000 | $72,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 27,710 | $70,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $70,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 17,336 | $70,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 13,453 | $70,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 10,758 | $69,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 53,223 | $67,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 20,605 | $65,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 30,125 | $64,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 10,200 | $61,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 11,807 | $60,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 33,086 | $58,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 25,359 | $57,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 10,359 | $53,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 19,341 | $52,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 50,000 | $51,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 10,800 | $50,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 30,500 | $49,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 12,634 | $49,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,425 | $47,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 14,661 | $47,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 16,400 | $44,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 16,351 | $40,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 14,350 | $40,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 10,853 | $39,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 15,556 | $37,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 10,000 | $37,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,650 | $36,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 50,000 | $36,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 35,000 | $36,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 24,393 | $34,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 10,725 | $34,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 16,231 | $33,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,110 | $31,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 18,000 | $31,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 22,300 | $28,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,735 | $27,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 25,000 | $26,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,638 | $25,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,478 | $25,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 10,452 | $25,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 25,000 | $25,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 17,700 | $23,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 26,114 | $22,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 14,000 | $21,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 12,925 | $21,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 33,590 | $20,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 19,855 | $19,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,600 | $17,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 32,810 | $17,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 20,000 | $16,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 16,000 | $16,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 19,249 | $15,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 15,000 | $15,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 10,000 | $14,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 12,000 | $12,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 14,750 | $10,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 10,000 | $10,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 14,870 | $9,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 12,800 | $8,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 10,000 | $6,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 11,622 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-17-000009 | this filing | 2017-08-08 | acceptance time not in the bulk data set |