13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 1,765 holding rows worth $5,853,984,000.
- Accession
- 0001419186-17-000007
- Filer
- CIK 1419186
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,765 entries on the cover page, a total value of $5,853,984,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,853,984,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CELANESE CORP DEL COM | 150870103 | Stock | 2,733 | $246,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 10,402 | $246,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,977 | $246,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 3,065 | $246,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 7,513 | $246,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 19,708 | $246,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 7,335 | $245,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 16,889 | $245,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,654 | $245,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,720 | $244,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 9,535 | $244,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 24,339 | $243,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,585 | $242,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 91,802 | $242,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,033 | $241,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,854 | $240,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,781 | $240,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 36,915 | $240,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 4,318 | $240,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 6,445 | $240,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 20,232 | $239,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,653 | $239,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 20,548 | $238,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,568 | $237,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,564 | $237,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 19,839 | $237,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 3,392 | $236,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 2,750 | $235,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 6,834 | $234,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 5,995 | $233,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 19,898 | $233,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 8,010 | $233,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 17,616 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,746 | $232,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,703 | $232,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 44,116 | $232,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 15,919 | $232,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 9,646 | $231,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 6,442 | $231,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 37,888 | $230,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 4,440 | $230,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 5,173 | $230,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 17,770 | $230,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 1,928 | $230,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 6,865 | $230,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2,046 | $227,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 5,261 | $227,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 20,417 | $227,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,982 | $227,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 23,750 | $227,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 9,304 | $226,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 19,487 | $226,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,155 | $224,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 8,106 | $224,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 5,502 | $224,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 9,032 | $224,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 6,012 | $224,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 14,431 | $224,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,190 | $222,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,317 | $222,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,097 | $221,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 5,272 | $221,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 10,419 | $220,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,894 | $219,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 9,207 | $218,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,549 | $217,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 11,824 | $217,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 2,968 | $216,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 26,863 | $216,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 12,717 | $216,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 8,301 | $216,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,810 | $215,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 6,533 | $214,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,008 | $214,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,748 | $214,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 16,571 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 9,174 | $213,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,198 | $212,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,944 | $212,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 15,433 | $212,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 3,988 | $212,000 | thousands by filing date | |
| FIRST COMMUNITY FINANCIAL PART | 31985Q106 | com | 16,662 | $212,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,571 | $211,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,569 | $210,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,846 | $209,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 2,949 | $209,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,004 | $209,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 16,640 | $209,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 6,142 | $209,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,184 | $209,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 6,338 | $208,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,973 | $208,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 7,373 | $208,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 5,912 | $206,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 3,425 | $206,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 5,638 | $205,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 15,004 | $204,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,659 | $204,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 6,711 | $204,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,231 | $204,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,031 | $203,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 12,087 | $203,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 4,437 | $203,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 8,402 | $203,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 4,089 | $203,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,322 | $202,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,754 | $202,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 7,516 | $202,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,605 | $201,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,950 | $201,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,294 | $201,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 15,930 | $201,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L519 | FUND | 6,468 | $201,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 3,462 | $200,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 8,780 | $200,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,172 | $199,000 | thousands by filing date | |
| ELLINGTON CREDIT COMPANY | 288578107 | COM SHS BEN INT | 13,572 | $199,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 37,362 | $198,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 30,000 | $198,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,800 | $196,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 24,554 | $192,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 14,859 | $192,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 11,397 | $191,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 10,871 | $189,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 10,863 | $186,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 32,347 | $186,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 19,146 | $186,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 20,587 | $184,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 14,031 | $183,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 31,711 | $181,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 10,012 | $180,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 34,746 | $177,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 11,724 | $176,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 51,830 | $176,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 10,150 | $175,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 18,994 | $174,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 19,722 | $171,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 18,275 | $171,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,628 | $170,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,615 | $170,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 11,628 | $170,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 15,192 | $169,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 18,509 | $168,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 12,035 | $167,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 12,796 | $167,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 11,020 | $166,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,130 | $164,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 11,445 | $164,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 27,367 | $163,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 10,241 | $163,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 14,505 | $159,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 14,750 | $158,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 11,367 | $157,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 13,422 | $157,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 14,860 | $156,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,180 | $154,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 16,399 | $153,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 11,596 | $152,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,525 | $151,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 10,947 | $151,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 17,907 | $150,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 15,528 | $150,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 24,654 | $150,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 12,033 | $147,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,118 | $143,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 12,323 | $142,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 10,526 | $142,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 14,466 | $140,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 12,792 | $140,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 18,575 | $140,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 17,452 | $140,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 16,093 | $138,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 14,121 | $138,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721308 | COM PAR | 67,798 | $136,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 13,292 | $134,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 11,500 | $132,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 24,030 | $130,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 13,134 | $130,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 20,908 | $129,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 14,218 | $126,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 14,391 | $125,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,809 | $124,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 16,308 | $123,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 10,386 | $121,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 21,927 | $120,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 13,500 | $119,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 11,900 | $116,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 43,796 | $113,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 13,558 | $111,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 12,823 | $110,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 13,600 | $107,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 14,917 | $107,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 61,850 | $105,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 45,966 | $104,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 16,721 | $103,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 21,408 | $103,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,500 | $102,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 13,767 | $100,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 16,173 | $99,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 18,317 | $99,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 22,834 | $98,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 22,505 | $98,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 11,066 | $96,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 22,330 | $94,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 12,450 | $90,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,294 | $89,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,009 | $82,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 24,092 | $82,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 17,591 | $81,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 11,437 | $80,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 30,559 | $78,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 19,341 | $78,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 30,125 | $75,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,079 | $71,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 17,777 | $71,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 26,311 | $70,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $69,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 70,000 | $69,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 19,605 | $68,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 10,758 | $68,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 10,200 | $67,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,425 | $66,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 23,535 | $62,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 27,005 | $62,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 18,636 | $56,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 11,085 | $56,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 60,000 | $54,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 50,000 | $51,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 10,500 | $50,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 10,234 | $48,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 18,400 | $46,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 13,860 | $44,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 37,380 | $44,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 18,000 | $44,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 15,556 | $42,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 10,853 | $42,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 10,800 | $41,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,650 | $38,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,295 | $36,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 35,000 | $36,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,735 | $35,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 14,350 | $33,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 20,723 | $31,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 22,300 | $31,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 16,840 | $30,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 24,800 | $29,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 30,800 | $27,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 10,452 | $27,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 25,000 | $26,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 25,000 | $26,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 33,590 | $25,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 14,000 | $24,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,191 | $21,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,600 | $20,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 20,000 | $20,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 18,784 | $19,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 32,760 | $19,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,130 | $18,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 14,750 | $18,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 12,000 | $17,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 16,000 | $16,000 | thousands by filing date | |
| NEOVASC INC COM STK | 64065J106 | COM | 10,000 | $15,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 18,800 | $12,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 18,000 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 12,022 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-17-000007 | this filing | 2017-05-12 | acceptance time not in the bulk data set |