13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-04, with 1,557 holding rows worth $4,721,589,000.
- Accession
- 0001419186-16-000017
- Filer
- CIK 1419186
- Filed
- 2016-08-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 1,578 entries on the cover page, a total value of $4,721,589,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,721,589,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIRTUS TOTAL | 92829A103 | COM | 17,695 | $82,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,420 | $80,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 67,636 | $78,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 14,237 | $76,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 12,291 | $71,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,079 | $65,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 10,919 | $65,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10,574 | $63,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 26,016 | $63,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 113,900 | $63,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 11,357 | $61,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 15,905 | $61,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 18,900 | $60,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 11,600 | $60,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 21,555 | $58,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 25,000 | $54,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 12,600 | $52,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 50,000 | $52,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 30,150 | $51,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20,453 | $51,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,097 | $47,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $45,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 34,700 | $37,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 17,025 | $37,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 19,209 | $35,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 50,610 | $33,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 16,200 | $31,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 10,452 | $30,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 42,250 | $29,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 18,000 | $28,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 18,651 | $26,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 34,190 | $26,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 25,000 | $26,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 10,800 | $25,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 25,000 | $25,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 21,460 | $22,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 20,130 | $21,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 20,000 | $19,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,250 | $17,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,380 | $17,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 10,365 | $17,000 | thousands by filing date | |
| PARNELL PHARMACEUT HLDGS LIMITED SHS | Q73622104 | Foreign Ordinary Shares | 10,000 | $16,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 11,528 | $15,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 21,600 | $13,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 30,800 | $13,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 21,898 | $12,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 27,000 | $12,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 60,000 | $11,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 10,000 | $9,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 16,760 | $9,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 34,000 | $9,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 11,404 | $8,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 17,839 | $8,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 18,824 | $7,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 12,622 | $7,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 15,500 | $5,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 21,650 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-16-000017 | this filing | 2016-08-04 | acceptance time not in the bulk data set |