13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-10, with 1,577 holding rows worth $4,223,955,000.
- Accession
- 0001419186-16-000012
- Filer
- CIK 1419186
- Filed
- 2016-02-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 1,577 entries on the cover page, a total value of $4,223,955,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,223,955,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PENN WEST PETE LTD NEW | 707887105 | COM | 97,060 | $81,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 45,870 | $81,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 13,686 | $80,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 33,020 | $77,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,441 | $77,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 10,500 | $76,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,818 | $74,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 50,836 | $74,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 11,048 | $73,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 13,169 | $73,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 15,107 | $72,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 11,000 | $70,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 11,584 | $70,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,079 | $69,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,369 | $69,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 20,509 | $67,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 36,234 | $67,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 13,100 | $66,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 65,189 | $66,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,108 | $65,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 27,279 | $64,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 20,000 | $62,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 18,850 | $61,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 12,068 | $61,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 17,500 | $61,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,794 | $59,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 10,083 | $57,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 55,024 | $56,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 10,076 | $53,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $53,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 26,919 | $51,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 16,400 | $46,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 45,000 | $46,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 45,000 | $45,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 10,000 | $44,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 21,135 | $43,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,744 | $43,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 27,219 | $42,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20,434 | $40,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 59,504 | $40,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,650 | $39,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,247 | $37,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 34,627 | $37,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 22,630 | $36,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 18,651 | $35,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 19,465 | $29,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,000 | $28,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,060 | $27,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 34,098 | $27,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 10,215 | $26,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 25,000 | $25,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 25,000 | $24,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 14,118 | $23,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,177 | $23,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 43,200 | $21,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 26,048 | $19,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 18,444 | $19,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 13,939 | $18,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 16,000 | $17,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 11,182 | $14,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 14,000 | $14,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,250 | $12,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 31,200 | $12,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 34,000 | $12,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 46,250 | $12,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 10,800 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 13,322 | $10,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 10,000 | $9,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 11,875 | $9,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 40,110 | $7,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 16,264 | $6,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 31,896 | $6,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 30,010 | $6,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 30,000 | $6,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 12,400 | $2,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 15,825 | $2,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 12,047 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-16-000012 | this filing | 2016-02-10 | acceptance time not in the bulk data set |