13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-03, with 1,435 holding rows worth $3,512,890,000.
- Accession
- 0001419186-15-000009
- Filer
- CIK 1419186
- Filed
- 2015-11-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,447 entries on the cover page, a total value of $3,512,890,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,512,890,000 with VALUE read as thousands by filing date, 13F file number 028-12861. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Intuitive Surgical,Inc. | 46120E602 | COM | 689 | $317,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 14,007 | $317,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,378 | $317,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,844 | $316,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,651 | $313,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 5,482 | $313,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 2,997 | $313,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 5,738 | $312,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,052 | $311,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,220 | $311,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,935 | $310,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,876 | $309,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 39,030 | $308,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 14,593 | $307,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 6,318 | $307,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 7,914 | $306,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 10,382 | $306,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 7,632 | $306,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 19,377 | $304,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 27,354 | $303,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 29,458 | $303,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 24,746 | $303,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 6,661 | $300,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 23,002 | $299,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 57,223 | $299,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 17,044 | $299,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,309 | $298,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,273 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 6,151 | $297,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 6,235 | $297,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 24,675 | $297,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 15,468 | $296,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 3,729 | $296,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 4,022 | $295,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 13,629 | $295,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,942 | $294,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 10,678 | $294,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 5,763 | $292,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 10,865 | $290,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 25,550 | $290,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 7,951 | $288,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 101,744 | $287,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,543 | $287,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,448 | $287,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 19,307 | $286,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 37,721 | $286,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 5,778 | $286,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 18,078 | $286,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,357 | $285,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 33,425 | $285,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 17,321 | $284,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 10,708 | $284,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 21,736 | $283,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 53,331 | $282,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 14,191 | $282,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 2,010 | $282,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 105,319 | $282,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 43,476 | $281,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,653 | $281,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 7,309 | $281,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 5,382 | $281,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 6,500 | $280,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 19,635 | $280,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,519 | $279,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 6,944 | $279,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 13,376 | $279,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 19,531 | $278,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,090 | $274,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 21,340 | $274,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 9,565 | $273,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 42,927 | $273,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 17,901 | $272,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 9,193 | $272,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 7,433 | $271,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 5,503 | $271,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 10,998 | $271,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,740 | $270,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,989 | $269,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,669 | $269,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,479 | $269,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 12,692 | $269,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 12,234 | $267,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,394 | $267,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 41,252 | $267,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 8,559 | $266,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 15,447 | $266,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 5,846 | $266,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 6,124 | $265,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,823 | $265,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,796 | $264,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 9,696 | $264,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 8,295 | $264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 6,487 | $264,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,889 | $263,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 5,776 | $262,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 3,016 | $261,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 14,780 | $261,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 19,872 | $261,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,506 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 12,463 | $260,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 80,856 | $260,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 17,053 | $260,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 11,959 | $258,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,909 | $257,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,884 | $257,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,023 | $257,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 3,001 | $257,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 26,366 | $257,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,462 | $256,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 9,045 | $256,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 8,107 | $256,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 5,364 | $256,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 20,170 | $255,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 4,841 | $255,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,562 | $255,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,985 | $254,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 26,261 | $254,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,933 | $254,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 9,529 | $252,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,584 | $252,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,592 | $251,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 18,765 | $251,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 6,290 | $251,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 7,055 | $251,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 8,548 | $249,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 10,905 | $249,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 7,876 | $248,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,028 | $248,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,545 | $247,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 3,048 | $246,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,586 | $246,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 13,428 | $246,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 18,403 | $245,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 6,104 | $245,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 16,004 | $245,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 20,538 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 6,522 | $244,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 3,339 | $244,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 13,236 | $243,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 21,918 | $243,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,828 | $243,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 19,813 | $242,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 3,722 | $242,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 4,179 | $242,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,731 | $241,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 22,833 | $241,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 13,281 | $241,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,330 | $240,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,932 | $239,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 8,590 | $239,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,516 | $238,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,698 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,802 | $238,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 15,784 | $238,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 17,550 | $238,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 5,966 | $237,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 9,621 | $237,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 8,440 | $237,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,311 | $237,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,295 | $237,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 26,826 | $237,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 5,198 | $236,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 8,033 | $236,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 18,994 | $236,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 9,337 | $236,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 8,162 | $236,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 16,504 | $236,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 4,929 | $236,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 10,413 | $236,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 8,590 | $235,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 47,143 | $235,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,801 | $235,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 10,194 | $234,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,268 | $234,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,400 | $233,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,093 | $232,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 4,973 | $232,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,233 | $230,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 8,251 | $230,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 40,977 | $230,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 8,906 | $229,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 8,641 | $229,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,635 | $228,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 5,372 | $228,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,402 | $227,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 28,438 | $227,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,501 | $227,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,102 | $226,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 20,706 | $226,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 83,455 | $226,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 10,255 | $226,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,922 | $225,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 17,278 | $225,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 22,586 | $225,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 16,761 | $225,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 6,602 | $225,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,334 | $223,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 4,457 | $223,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 21,856 | $222,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 7,995 | $221,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,593 | $221,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 20,500 | $221,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 13,800 | $221,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 11,650 | $221,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 8,891 | $220,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,953 | $219,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 7,659 | $219,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 6,652 | $219,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 10,410 | $219,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,749 | $218,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 11,427 | $218,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 12,162 | $218,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,655 | $217,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 6,442 | $217,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 44,069 | $216,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 38,062 | $216,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 15,357 | $216,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 12,506 | $215,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 8,665 | $215,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 4,740 | $215,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 13,222 | $215,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 16,037 | $214,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 3,753 | $214,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 35,719 | $214,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 64,073 | $214,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 6,375 | $213,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 23,975 | $212,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 15,216 | $212,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,316 | $211,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 48,432 | $211,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,788 | $210,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,104 | $210,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 3,986 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,232 | $209,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 3,747 | $209,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 6,357 | $209,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 18,236 | $209,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 7,245 | $208,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 12,103 | $208,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,260 | $207,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 19,026 | $207,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,085 | $207,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 2,986 | $207,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 9,131 | $207,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,859 | $207,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,782 | $206,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 7,793 | $206,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 15,113 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 4,800 | $206,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,538 | $204,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,245 | $204,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 26,405 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,565 | $204,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 24,923 | $204,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 8,301 | $203,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 27,920 | $203,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 6,288 | $202,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 9,745 | $202,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,318 | $202,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,796 | $201,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,551 | $201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,017 | $200,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 26,778 | $199,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 37,980 | $198,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 20,041 | $197,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 14,914 | $196,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,522 | $195,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 21,431 | $194,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 25,667 | $194,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D399 | NT LKD 32 | 18,228 | $194,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 12,984 | $192,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 12,868 | $188,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 81,900 | $186,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 12,093 | $185,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 18,664 | $185,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 11,477 | $185,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 10,262 | $184,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 27,100 | $184,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 21,076 | $184,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 22,575 | $183,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 12,828 | $183,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 19,736 | $181,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 13,349 | $181,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 20,753 | $180,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 20,000 | $180,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 17,111 | $178,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 14,644 | $178,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 11,544 | $176,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 23,488 | $175,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 12,330 | $175,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 21,372 | $173,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 20,348 | $173,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 24,093 | $172,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 16,277 | $172,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 16,708 | $171,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 14,463 | $170,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 15,434 | $170,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 18,215 | $169,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 10,205 | $165,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 15,608 | $163,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 35,331 | $163,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 35,573 | $162,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 25,300 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,423 | $159,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 14,033 | $159,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 16,203 | $157,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 13,552 | $156,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 11,424 | $156,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 11,200 | $155,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,428 | $154,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 23,716 | $153,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,200 | $153,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 18,390 | $150,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 13,727 | $149,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 10,653 | $147,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 11,082 | $145,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 22,508 | $142,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 23,025 | $142,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 10,084 | $141,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 27,800 | $141,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 10,735 | $141,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 140,000 | $141,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 13,962 | $140,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 10,375 | $139,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 17,787 | $139,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 10,100 | $138,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 14,987 | $135,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 10,768 | $135,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 10,226 | $133,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 10,967 | $133,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 19,751 | $131,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 13,284 | $130,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 14,036 | $130,000 | thousands by filing date | |
| Polonia Bancorp, Inc. | 73158Q109 | Common Stock | 10,035 | $130,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 21,064 | $129,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 12,799 | $129,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 51,850 | $128,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 18,905 | $128,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 18,870 | $127,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 27,275 | $127,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 13,128 | $126,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 12,350 | $126,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 21,370 | $125,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 120,000 | $124,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 24,538 | $119,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 26,118 | $118,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 19,749 | $118,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,431 | $116,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 18,400 | $116,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 18,750 | $115,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 27,159 | $112,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 18,638 | $112,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 20,535 | $110,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 16,053 | $109,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,241 | $106,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 34,800 | $106,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 11,027 | $105,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 14,573 | $102,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,650 | $100,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 20,931 | $99,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 25,789 | $99,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 14,322 | $98,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 20,019 | $98,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 30,025 | $96,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 19,631 | $92,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 10,500 | $91,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 21,105 | $88,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 10,350 | $87,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 36,764 | $83,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,769 | $82,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,205 | $77,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 75,000 | $76,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 47,277 | $76,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 12,200 | $72,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,829 | $71,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,653 | $69,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 20,000 | $67,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 20,636 | $66,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 38,729 | $66,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 13,513 | $65,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 61,189 | $64,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 30,141 | $63,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,108 | $62,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 11,032 | $61,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 42,824 | $59,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,691 | $58,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $58,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 14,169 | $58,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 28,643 | $53,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 20,379 | $53,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 10,925 | $52,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 10,000 | $52,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 17,788 | $50,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 19,285 | $47,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 45,000 | $45,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 10,200 | $45,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 17,902 | $44,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 12,584 | $42,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 91,034 | $41,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 77,970 | $41,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,247 | $40,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,955 | $40,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 17,500 | $40,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 19,589 | $31,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 12,066 | $31,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 17,630 | $30,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 18,651 | $27,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 30,447 | $26,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 25,000 | $26,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 25,000 | $25,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 12,155 | $24,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 25,000 | $24,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 34,098 | $23,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 14,375 | $20,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 54,700 | $19,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 30,000 | $19,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 52,984 | $18,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,000 | $17,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,250 | $16,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 18,689 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 14,422 | $13,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 43,750 | $13,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 20,280 | $11,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $11,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 10,436 | $10,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 13,350 | $10,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 16,264 | $9,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 34,200 | $9,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 19,063 | $8,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 40,110 | $8,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 24,885 | $7,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 36,246 | $6,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 12,000 | $6,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 12,400 | $4,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 15,825 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-15-000009 | this filing | 2015-11-03 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001419186-15-000010 | base | 2015-11-20 | acceptance time not in the bulk data set |