13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-29, with 1,447 holding rows worth $3,618,403,000 by the sum of the rows.
- Accession
- 0001419186-15-000007
- Filer
- CIK 1419186
- Filed
- 2015-07-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 1,447 entries on the cover page, a total value of $3,618,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,618,403,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $3,618,000, about 1/1,000 of the sum of the rows, $3,618,403,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 8,280 | $341,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 7,860 | $341,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 16,514 | $340,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 4,135 | $339,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,386 | $339,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 2,686 | $338,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,164 | $335,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 11,389 | $335,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,921 | $335,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 26,131 | $334,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 7,616 | $333,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 25,124 | $333,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,376 | $330,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 8,411 | $330,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 9,794 | $329,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,316 | $328,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,217 | $328,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 674 | $327,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 408 | $327,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 24,863 | $327,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 24,925 | $325,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,711 | $324,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 15,446 | $323,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 17,103 | $323,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,662 | $322,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 9,415 | $322,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 5,698 | $322,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 2,420 | $322,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 20,988 | $321,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 4,905 | $320,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 23,661 | $320,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 25,290 | $320,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,591 | $319,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 6,144 | $317,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 5,138 | $317,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 12,311 | $316,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 19,899 | $315,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 9,726 | $315,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 41,533 | $313,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,644 | $312,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,859 | $311,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,943 | $310,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 21,431 | $309,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 3,063 | $308,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 6,745 | $308,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,760 | $307,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 23,631 | $307,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 9,765 | $306,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 6,302 | $305,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 23,610 | $305,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 15,605 | $305,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 8,038 | $303,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 14,535 | $303,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 9,988 | $302,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 6,762 | $302,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,052 | $301,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 20,950 | $300,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 15,551 | $299,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 20,756 | $299,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 6,413 | $299,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,575 | $298,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,460 | $298,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 40,910 | $298,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 14,407 | $297,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 6,745 | $296,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 14,036 | $295,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,414 | $295,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,867 | $294,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 31,059 | $294,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 8,120 | $293,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 10,678 | $293,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 2,386 | $291,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 6,406 | $291,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 36,728 | $291,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 8,106 | $290,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 15,068 | $290,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,836 | $290,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,577 | $290,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 44,465 | $289,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 5,776 | $289,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 9,035 | $288,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,114 | $287,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 8,616 | $287,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 13,232 | $287,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,245 | $286,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 6,161 | $286,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,164 | $285,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 10,708 | $285,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 7,638 | $283,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,462 | $282,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,679 | $281,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,346 | $280,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 3,100 | $280,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 16,952 | $279,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 11,500 | $278,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 28,543 | $278,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 19,177 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,628 | $275,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,538 | $275,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 6,637 | $275,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,904 | $274,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 15,461 | $273,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 14,155 | $273,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,750 | $272,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 22,657 | $272,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,426 | $272,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 22,475 | $272,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,406 | $272,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 4,094 | $270,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 19,531 | $270,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,186 | $269,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,554 | $269,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 11,796 | $268,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 17,909 | $268,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,143 | $267,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,365 | $266,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 26,596 | $265,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,522 | $265,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 10,100 | $265,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,966 | $264,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,432 | $264,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,698 | $264,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 22,778 | $264,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 10,949 | $264,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 4,179 | $264,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 21,531 | $263,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 8,492 | $263,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 7,536 | $263,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 9,273 | $263,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 3,773 | $262,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,673 | $260,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,508 | $260,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 2,634 | $260,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,596 | $259,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 12,726 | $259,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 4,777 | $259,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 13,188 | $258,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 6,920 | $258,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,562 | $257,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 12,353 | $256,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 16,719 | $256,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,654 | $255,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,118 | $255,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,017 | $252,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 6,802 | $252,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 19,169 | $252,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 12,093 | $250,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,779 | $249,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 50,278 | $249,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 3,240 | $249,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 103,266 | $248,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,088 | $247,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 15,380 | $247,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 11,849 | $247,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,472 | $246,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 4,320 | $246,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,757 | $246,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,092 | $245,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 8,558 | $245,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 4,859 | $245,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,387 | $244,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,921 | $244,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,332 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,862 | $244,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 5,846 | $244,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,013 | $244,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 35,719 | $244,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,195 | $243,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 17,967 | $243,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 8,404 | $242,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,415 | $242,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 18,202 | $242,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 22,219 | $240,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 17,625 | $239,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 15,405 | $239,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 16,504 | $239,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,995 | $238,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,176 | $238,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 8,661 | $238,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 7,793 | $237,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,092 | $236,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,482 | $236,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 19,657 | $236,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 13,932 | $236,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 23,894 | $235,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 38,062 | $235,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,144 | $235,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,115 | $234,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 7,554 | $234,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 33,209 | $233,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 5,190 | $233,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 17,736 | $232,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 18,053 | $231,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 15,391 | $231,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,454 | $231,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 8,087 | $231,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 7,764 | $231,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 18,196 | $231,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 7,425 | $231,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 14,912 | $230,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W789 | DLY DEV MKT BULL | 3,520 | $230,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,454 | $229,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,110 | $229,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,104 | $229,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 8,167 | $228,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 26,785 | $227,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 5,167 | $227,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 15,601 | $226,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,734 | $226,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,289 | $226,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 9,134 | $226,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,605 | $226,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 6,355 | $226,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,853 | $225,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,444 | $225,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,102 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,597 | $224,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 20,305 | $223,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 2,587 | $223,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 19,162 | $223,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 61,525 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,669 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 8,094 | $222,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 12,317 | $222,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,940 | $222,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 5,957 | $222,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 498 | $221,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,438 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,111 | $221,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 4,482 | $221,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 4,290 | $220,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 10,288 | $219,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 8,696 | $219,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,536 | $219,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,994 | $219,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 10,969 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,110 | $219,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,951 | $218,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,390 | $217,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 7,273 | $217,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,618 | $216,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,549 | $216,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,523 | $216,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 19,563 | $216,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 4,701 | $216,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,208 | $215,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 5,214 | $215,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 22,186 | $214,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,086 | $214,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 10,176 | $214,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 21,825 | $214,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 22,764 | $214,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,229 | $213,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 15,277 | $213,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 10,535 | $213,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 20,541 | $212,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 20,723 | $212,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 24,106 | $212,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 11,386 | $212,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 6,410 | $211,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,028 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,665 | $211,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 2,180 | $211,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,641 | $210,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 1,750 | $210,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,481 | $210,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 16,667 | $210,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 6,139 | $209,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,489 | $209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 5,763 | $209,000 | thousands by filing date | |
| BABSON CAPITAL CORPORATE INV | 05617K109 | COM | 12,994 | $209,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,505 | $208,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,832 | $208,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 9,500 | $208,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,660 | $206,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 24,967 | $206,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 16,910 | $206,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 14,107 | $206,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 3,846 | $203,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 10,235 | $203,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,950 | $202,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 6,778 | $202,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 3,710 | $202,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,905 | $201,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,025 | $200,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 20,193 | $200,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 13,613 | $198,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 18,927 | $195,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 11,520 | $194,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 14,883 | $192,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 15,818 | $190,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 24,974 | $189,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 17,208 | $189,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 23,815 | $188,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,101 | $187,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 10,081 | $186,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 12,553 | $186,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 68,498 | $180,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 13,552 | $179,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 21,818 | $176,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,740 | $176,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 24,067 | $175,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 10,609 | $174,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 27,636 | $172,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 16,040 | $171,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 12,330 | $171,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 12,129 | $171,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 39,718 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 12,400 | $167,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 15,026 | $167,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 11,134 | $166,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 27,600 | $166,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 35,419 | $164,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 13,341 | $163,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 28,878 | $162,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 10,402 | $162,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 10,402 | $157,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,794 | $156,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,414 | $156,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 16,043 | $156,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 22,120 | $156,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 17,355 | $155,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,503 | $153,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 27,800 | $148,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,926 | $146,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 50,900 | $145,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 15,147 | $143,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 18,658 | $143,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 22,465 | $142,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 14,092 | $142,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 14,390 | $142,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 140,000 | $142,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 28,369 | $141,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,252 | $139,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 15,691 | $139,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 19,551 | $139,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 13,922 | $136,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 19,400 | $136,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 27,275 | $131,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 16,053 | $130,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 39,008 | $127,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 11,071 | $126,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 18,905 | $126,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,095 | $125,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 120,000 | $125,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,200 | $124,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,000 | $123,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 14,558 | $122,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 51,850 | $121,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 19,004 | $121,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 10,676 | $118,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 63,197 | $118,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 26,146 | $117,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 15,821 | $117,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 16,310 | $117,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 13,825 | $117,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 17,861 | $117,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 34,800 | $116,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 18,338 | $116,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 20,400 | $114,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,499 | $113,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 23,300 | $113,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 17,750 | $112,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 12,655 | $112,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 21,049 | $107,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 91,470 | $106,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 38,353 | $103,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 28,152 | $102,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 19,599 | $101,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 15,129 | $95,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 10,663 | $95,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 59,587 | $95,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 30,297 | $93,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 12,500 | $93,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 20,952 | $91,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 20,931 | $90,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 18,779 | $89,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,647 | $87,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 47,277 | $85,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 14,174 | $79,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 12,200 | $78,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,387 | $76,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 12,306 | $76,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 20,000 | $74,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 14,475 | $73,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $72,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 41,438 | $72,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 25,125 | $71,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 23,425 | $70,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 28,160 | $70,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 17,600 | $68,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 10,650 | $67,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 12,293 | $67,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,627 | $66,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 11,003 | $66,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,333 | $65,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 30,321 | $65,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 15,800 | $64,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 29,200 | $63,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 20,620 | $57,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,025 | $57,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 14,786 | $57,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 10,925 | $50,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,247 | $49,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 45,096 | $49,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 19,777 | $49,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 22,229 | $49,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 45,000 | $46,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 12,231 | $46,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 12,584 | $44,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 40,000 | $41,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 14,311 | $40,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 17,500 | $40,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 34,098 | $38,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 18,651 | $36,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 19,589 | $33,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,000 | $30,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 12,252 | $30,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 10,388 | $28,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 25,000 | $26,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 38,246 | $23,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 25,121 | $22,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 29,924 | $21,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 55,042 | $19,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 17,839 | $19,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 14,722 | $19,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 34,200 | $17,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 47,050 | $16,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 15,000 | $16,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 15,000 | $15,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 41,610 | $14,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 13,350 | $13,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 12,150 | $12,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,000 | $12,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 24,700 | $10,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 15,825 | $10,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 30,166 | $8,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 12,000 | $7,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 19,178 | $6,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 10,550 | $6,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 10,606 | $2,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 12,400 | $2,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 35,820 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 10,947 | $1,000 | thousands by filing date | |
| CUBIC ENERGY INC | 229675103 | COM | 30,000 | $1,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 11,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-15-000007 | this filing | 2015-07-29 | acceptance time not in the bulk data set |