13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-04, with 1,414 holding rows worth $3,512,365,000.
- Accession
- 0001419186-15-000005
- Filer
- CIK 1419186
- Filed
- 2015-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 1,414 entries on the cover page, a total value of $3,512,365,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,514,374,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 5,903 | $336,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 47,210 | $335,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 3,240 | $335,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 22,624 | $335,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,215 | $334,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 24,040 | $334,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 15,026 | $334,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 8,395 | $334,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 24,029 | $334,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 15,068 | $333,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 25,809 | $333,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 23,333 | $332,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 27,286 | $332,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 3,140 | $332,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 9,493 | $331,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 4,038 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 10,506 | $331,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,541 | $329,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 9,876 | $329,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 4,002 | $328,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 15,551 | $327,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 9,201 | $326,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,298 | $324,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 5,091 | $324,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 24,897 | $323,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 6,540 | $323,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 46,241 | $321,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 10,291 | $321,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 6,733 | $321,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 19,587 | $319,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,708 | $317,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 15,235 | $317,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 16,823 | $315,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,768 | $314,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 8,457 | $312,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,792 | $311,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 7,491 | $310,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 47,763 | $310,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 10,038 | $310,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 2,426 | $309,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 22,572 | $309,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,898 | $307,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 6,963 | $306,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 12,538 | $306,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 35,808 | $306,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 7,895 | $305,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 19,140 | $305,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 16,384 | $304,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 2,812 | $304,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 28,641 | $304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,253 | $302,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,117 | $301,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 4,337 | $301,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 23,521 | $301,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 1,903 | $301,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,153 | $300,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 6,012 | $300,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 7,142 | $297,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,349 | $296,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 5,723 | $296,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 13,637 | $296,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,696 | $295,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,644 | $295,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 27,781 | $295,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 9,734 | $294,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,122 | $294,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 5,339 | $294,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,008 | $293,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 54,515 | $293,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 6,762 | $293,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 30,623 | $292,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 12,742 | $291,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 18,750 | $291,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 17,945 | $291,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 21,219 | $291,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 11,865 | $290,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,547 | $288,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 22,475 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,687 | $287,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 2,628 | $286,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 5,354 | $286,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2,405 | $283,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,757 | $283,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 4,168 | $282,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 11,929 | $280,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,583 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 8,991 | $280,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,340 | $279,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 11,957 | $279,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 7,844 | $278,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 27,432 | $278,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 103,236 | $277,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 17,214 | $277,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 6,142 | $275,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 29,662 | $275,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,269 | $274,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 17,323 | $273,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,108 | $271,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 20,359 | $271,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 10,021 | $270,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 20,136 | $270,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,980 | $269,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,437 | $269,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,684 | $268,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,563 | $266,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 7,009 | $266,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 4,051 | $266,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 7,095 | $265,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 17,904 | $265,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 8,352 | $264,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 19,025 | $264,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 5,671 | $263,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,707 | $263,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,863 | $263,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,152 | $262,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 5,160 | $262,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,525 | $262,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 7,054 | $260,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 21,819 | $259,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,511 | $258,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 336 | $258,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21,571 | $258,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 19,850 | $258,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 12,097 | $257,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 21,481 | $256,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 4,695 | $254,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,093 | $253,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,091 | $253,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,576 | $253,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 3,959 | $253,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 19,657 | $252,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 4,604 | $252,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 7,056 | $250,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,762 | $250,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 17,599 | $250,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 4,320 | $249,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 7,983 | $249,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 12,352 | $248,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,964 | $246,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 7,346 | $246,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,241 | $246,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 78,219 | $246,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 5,652 | $245,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 12,398 | $245,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 16,704 | $245,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 46,313 | $245,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 19,563 | $244,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 18,174 | $244,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 14,912 | $244,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 4,257 | $243,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 24,145 | $242,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 11,324 | $242,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 14,155 | $242,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,805 | $241,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,934 | $241,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,720 | $241,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 13,987 | $240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,894 | $239,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 498 | $238,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 6,951 | $236,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 20,879 | $235,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 3,161 | $235,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,467 | $234,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,135 | $234,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,599 | $233,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,998 | $233,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,390 | $233,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 3,310 | $232,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 28,619 | $232,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 3,988 | $231,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,090 | $230,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 5,330 | $229,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 7,603 | $229,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 14,483 | $228,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 19,588 | $228,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 12,989 | $228,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,526 | $227,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,951 | $226,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 19,913 | $226,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 4,739 | $225,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 9,300 | $225,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 4,295 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 1,978 | $224,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 9,639 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,108 | $223,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,163 | $223,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 10,535 | $223,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 45,671 | $222,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,025 | $221,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,374 | $221,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,643 | $221,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,313 | $221,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 25,167 | $221,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 6,296 | $221,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,098 | $220,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,067 | $220,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,677 | $219,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,585 | $219,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 5,743 | $219,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 6,035 | $219,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 99,345 | $219,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,984 | $218,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 25,864 | $218,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 6,027 | $218,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 35,719 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,427 | $215,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 15,132 | $215,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 6,403 | $213,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 7,139 | $213,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 4,540 | $213,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,852 | $212,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 6,410 | $212,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 4,884 | $212,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,017 | $212,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,332 | $212,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,366 | $212,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 6,047 | $212,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 1,673 | $212,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 2,050 | $211,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,170 | $211,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,337 | $210,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 6,300 | $210,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 4,061 | $209,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,855 | $209,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 8,199 | $209,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 4,246 | $209,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,093 | $208,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,468 | $208,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,492 | $208,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 3,955 | $208,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,138 | $208,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 9,885 | $208,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 26,670 | $207,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 6,343 | $207,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 56,757 | $207,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 9,030 | $207,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 6,307 | $207,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 16,476 | $206,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 31,827 | $206,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 55,354 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,505 | $205,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 3,023 | $205,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 1,591 | $205,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,824 | $204,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 931 | $204,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,703 | $203,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 2,633 | $203,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 7,485 | $203,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,610 | $203,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 6,440 | $202,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 17,208 | $202,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 5,416 | $201,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 8,615 | $201,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 5,522 | $201,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 12,641 | $200,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 14,230 | $200,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 12,297 | $198,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 14,497 | $198,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,420 | $198,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 13,787 | $195,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 20,541 | $194,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 15,135 | $194,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 13,539 | $193,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,232 | $192,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 71,197 | $190,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 19,362 | $189,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 22,449 | $188,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 15,222 | $187,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 22,797 | $184,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 19,616 | $184,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 49,366 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 12,400 | $180,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 10,931 | $177,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 12,588 | $176,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 21,400 | $176,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 10,282 | $174,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 14,514 | $174,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,380 | $173,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 11,134 | $173,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 27,800 | $170,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 14,422 | $170,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 27,803 | $169,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 18,422 | $169,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 12,129 | $169,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 22,499 | $168,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 10,918 | $168,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 23,903 | $168,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 31,649 | $166,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 24,020 | $165,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 12,565 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,405 | $160,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 10,085 | $159,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 29,773 | $159,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 15,884 | $155,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 23,455 | $151,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 14,453 | $151,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 27,600 | $150,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 16,053 | $149,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,047 | $149,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 16,050 | $149,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 10,994 | $148,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 14,643 | $147,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 29,579 | $145,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 12,361 | $143,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 16,054 | $141,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,364 | $141,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 11,041 | $141,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,883 | $140,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 18,834 | $140,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 41,001 | $139,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 12,330 | $136,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 12,648 | $136,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 87,870 | $135,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 18,905 | $134,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,703 | $133,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 18,053 | $132,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 22,758 | $132,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 14,661 | $131,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 35,550 | $130,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 120,000 | $130,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 16,453 | $129,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 15,633 | $128,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 125,000 | $127,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,045 | $127,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 12,555 | $124,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,233 | $122,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 15,776 | $122,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,000 | $118,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 18,338 | $115,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 59,587 | $115,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 21,534 | $113,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 10,160 | $113,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 23,694 | $112,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 15,143 | $112,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 50,900 | $111,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 20,576 | $109,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 51,850 | $107,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 15,310 | $104,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 105,600 | $100,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 19,489 | $96,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 16,306 | $96,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 31,417 | $94,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,320 | $93,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 23,200 | $93,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 17,851 | $92,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 25,685 | $92,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 47,277 | $91,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 16,250 | $89,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 12,376 | $84,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 18,339 | $83,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 29,627 | $82,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 11,886 | $81,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 15,622 | $75,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 45,275 | $75,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 11,000 | $75,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 20,000 | $74,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 26,225 | $73,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 71,363 | $72,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 24,824 | $70,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 20,225 | $69,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 13,675 | $68,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $67,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,337 | $66,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 11,670 | $65,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 20,000 | $63,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 11,500 | $62,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 12,850 | $57,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 17,258 | $55,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 12,584 | $55,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 45,096 | $53,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 28,071 | $50,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 10,000 | $49,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 12,375 | $49,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,886 | $49,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 10,450 | $47,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 25,424 | $46,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 14,271 | $45,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 10,825 | $44,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 34,098 | $44,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 43,129 | $43,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,247 | $41,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 40,000 | $41,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 35,000 | $36,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 15,001 | $35,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 17,500 | $35,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 19,477 | $34,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 10,200 | $33,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 31,000 | $31,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 38,246 | $29,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 25,000 | $26,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 15,094 | $21,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 15,000 | $21,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 19,858 | $20,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 18,039 | $17,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 14,322 | $17,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 24,700 | $16,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 47,050 | $16,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 15,000 | $15,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 34,200 | $15,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 10,800 | $14,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 15,825 | $14,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 12,150 | $12,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 20,166 | $11,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 41,610 | $10,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 10,606 | $7,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 12,173 | $6,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 10,550 | $6,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 10,296 | $4,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 12,400 | $3,000 | thousands by filing date | |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 20,000 | $3,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 11,500 | $2,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 35,820 | $1,000 | thousands by filing date | |
| CUBIC ENERGY INC | 229675103 | COM | 30,000 | $1,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 11,800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-15-000005 | this filing | 2015-05-04 | acceptance time not in the bulk data set |