13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-05, with 1,462 holding rows worth $3,391,618,000.
- Accession
- 0001419186-14-000013
- Filer
- CIK 1419186
- Filed
- 2014-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 1,582 entries on the cover page, a total value of $3,391,618,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,391,618,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 26,203 | $354,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 6,117 | $353,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 9,520 | $353,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 24,851 | $353,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 6,460 | $353,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 24,871 | $353,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,730 | $353,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 14,922 | $352,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,930 | $352,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 13,185 | $352,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 22,123 | $352,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 20,663 | $350,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 13,612 | $350,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 11,716 | $349,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 53,565 | $349,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 20,790 | $349,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,855 | $348,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 12,796 | $347,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 28,107 | $345,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 31,552 | $344,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 28,438 | $344,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 41,795 | $343,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 29,342 | $343,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 2,130 | $342,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 4,431 | $342,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,608 | $342,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 14,670 | $342,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 19,304 | $342,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 13,722 | $341,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 24,929 | $340,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 5,952 | $339,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 14,164 | $339,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 8,898 | $338,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 6,315 | $338,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 8,700 | $338,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,567 | $337,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 25,354 | $336,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 29,543 | $335,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 8,318 | $333,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 28,308 | $333,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,936 | $332,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,939 | $332,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,789 | $332,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,686 | $331,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 27,313 | $331,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 31,160 | $331,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 65,354 | $330,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 4,438 | $330,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 25,902 | $329,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 7,688 | $329,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 29,979 | $329,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 10,442 | $327,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 7,752 | $326,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 3,835 | $326,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 7,591 | $324,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 42,919 | $323,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 6,870 | $321,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 25,168 | $320,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 40,113 | $319,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 6,297 | $319,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,862 | $318,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 44,112 | $318,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 15,626 | $318,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,572 | $317,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 23,800 | $317,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,650 | $315,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 23,214 | $315,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 4,720 | $314,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 15,691 | $314,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 18,348 | $313,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 15,065 | $313,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 10,241 | $313,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,000 | $312,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5,690 | $311,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,215 | $311,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 5,705 | $311,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 19,714 | $311,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 34,593 | $310,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 21,906 | $310,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 17,350 | $310,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 25,735 | $309,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,875 | $308,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,507 | $307,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 7,054 | $307,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 10,800 | $306,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 3,287 | $306,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 23,450 | $306,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 19,408 | $305,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,400 | $305,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 5,918 | $305,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 7,051 | $303,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 4,792 | $303,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,241 | $302,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 5,778 | $302,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 44,793 | $302,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 11,083 | $301,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,710 | $300,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 22,572 | $299,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 11,350 | $299,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 6,105 | $298,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 10,187 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 5,294 | $298,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 87,157 | $297,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 19,190 | $297,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 2,959 | $296,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 2,674 | $295,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 5,388 | $293,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 20,546 | $293,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,955 | $292,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 6,499 | $291,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 33,363 | $291,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 13,210 | $291,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 35,719 | $291,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 24,598 | $290,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,307 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 10,648 | $288,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 14,417 | $288,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 10,409 | $288,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 22,636 | $288,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 635 | $286,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,457 | $284,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,623 | $284,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 11,402 | $283,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,039 | $283,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 6,473 | $282,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 22,495 | $282,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 20,743 | $281,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 22,681 | $281,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 5,943 | $281,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 12,331 | $281,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 9,360 | $280,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,703 | $279,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 5,258 | $278,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,907 | $277,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 19,874 | $277,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 5,270 | $277,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 6,220 | $277,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,355 | $276,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 3,259 | $276,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 7,392 | $276,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 15,384 | $275,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 46,594 | $275,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 18,500 | $275,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,501 | $274,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 56,608 | $274,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 12,137 | $274,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 1,157 | $274,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 15,650 | $272,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,496 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,799 | $271,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 3,895 | $270,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 5,620 | $270,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 2,708 | $269,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,440 | $268,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,657 | $268,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 8,744 | $266,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 6,101 | $266,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 11,030 | $266,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 15,871 | $265,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 7,584 | $265,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 6,785 | $265,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 7,273 | $265,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,729 | $264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 5,858 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,164 | $262,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 8,364 | $262,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,273 | $262,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,918 | $261,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 26,424 | $261,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 22,251 | $260,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 85,507 | $260,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 16,887 | $260,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 46,757 | $260,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 19,421 | $260,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,462 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 10,030 | $259,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 6,667 | $259,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 11,768 | $258,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,608 | $258,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,032 | $257,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 30,079 | $257,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 19,448 | $256,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,812 | $256,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 3,959 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 4,400 | $254,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 3,160 | $253,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 8,211 | $252,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 6,370 | $251,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 5,363 | $250,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 14,607 | $250,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 25,719 | $249,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 11,535 | $249,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 18,587 | $248,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,501 | $248,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 4,383 | $248,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 4,955 | $247,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 26,035 | $247,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 5,576 | $247,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 20,867 | $246,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 14,352 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 12,868 | $246,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 7,700 | $245,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 5,569 | $243,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 6,052 | $243,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,114 | $242,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 42,100 | $242,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,192 | $241,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,656 | $241,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 6,515 | $240,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 57,000 | $240,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 24,258 | $239,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,211 | $238,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 4,601 | $238,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 16,226 | $238,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 338 | $236,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,540 | $236,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 171,319 | $235,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,700 | $235,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 9,362 | $234,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 6,977 | $234,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 16,704 | $233,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 5,505 | $232,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 2,886 | $232,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,805 | $231,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 9,783 | $231,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 25,271 | $231,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,247 | $230,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 7,131 | $229,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 6,627 | $228,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 9,569 | $228,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 4,101 | $227,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 9,839 | $227,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 17,945 | $227,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,631 | $226,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 21,529 | $226,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 15,196 | $226,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 8,693 | $225,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 4,749 | $224,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 6,625 | $224,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 9,447 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,535 | $224,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 3,632 | $223,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,067 | $223,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 7,603 | $223,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,008 | $222,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,072 | $222,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 4,915 | $222,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 9,300 | $222,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 22,556 | $222,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 17,944 | $221,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,571 | $220,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 15,615 | $220,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 4,231 | $220,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,546 | $219,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 4,304 | $218,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 5,836 | $218,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 10,125 | $218,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 9,867 | $218,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,622 | $217,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 14,743 | $217,000 | thousands by filing date | |
| OILTANKING PARTNERS L P | 678049107 | UNIT LTD | 4,368 | $217,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 17,259 | $216,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2,668 | $216,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 17,125 | $216,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 20,000 | $214,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 11,229 | $214,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 5,565 | $213,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 2,035 | $213,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 5,545 | $213,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 17,472 | $211,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 6,395 | $211,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,737 | $211,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 5,748 | $211,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 7,063 | $211,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 3,882 | $210,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 2,247 | $210,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 27,995 | $210,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 24,665 | $209,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,120 | $209,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 2,144 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,079 | $208,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 3,175 | $208,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 9,232 | $208,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 30,102 | $207,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 22,880 | $207,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,525 | $207,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 7,854 | $207,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,226 | $206,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,435 | $206,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 26,380 | $206,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 9,303 | $206,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 1,665 | $205,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 1,908 | $205,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 17,208 | $205,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 4,479 | $205,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 21,041 | $204,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 3,496 | $203,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 1,492 | $203,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,257 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,055 | $203,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 30,080 | $203,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 33,855 | $203,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 2,962 | $203,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 1,706 | $203,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,417 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 14,335 | $202,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 10,397 | $202,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,705 | $201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,306 | $201,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 20,752 | $201,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 11,498 | $200,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 10,161 | $199,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 16,725 | $198,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 10,580 | $197,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 23,742 | $196,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 17,208 | $196,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 26,673 | $194,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,348 | $191,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 15,394 | $191,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 13,788 | $188,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,070 | $188,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 10,473 | $186,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 18,537 | $185,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 13,736 | $185,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 10,416 | $183,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 22,733 | $183,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 21,543 | $182,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 11,746 | $181,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 21,522 | $180,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 15,482 | $179,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 35,379 | $178,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 59,587 | $178,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 16,200 | $177,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 19,854 | $176,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 18,910 | $175,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 14,312 | $175,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 13,433 | $175,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 10,056 | $173,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 26,643 | $172,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 10,605 | $171,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 11,134 | $166,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 13,764 | $164,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 19,587 | $163,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 11,760 | $162,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 11,287 | $160,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 15,959 | $160,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,764 | $158,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 13,337 | $158,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 36,890 | $158,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 27,600 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,388 | $155,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 18,143 | $155,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 26,562 | $154,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 11,362 | $153,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 11,937 | $152,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 11,343 | $151,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 19,458 | $151,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 15,574 | $151,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,725 | $150,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,482 | $149,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 23,361 | $148,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 10,029 | $148,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 53,218 | $148,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 26,532 | $145,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,125 | $144,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 12,361 | $143,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 16,295 | $142,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 10,844 | $142,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 13,302 | $140,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 10,480 | $139,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 13,050 | $139,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 37,225 | $138,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 26,386 | $137,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 10,774 | $136,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 10,967 | $134,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 125,000 | $130,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 18,800 | $129,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 17,076 | $128,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 25,339 | $127,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 11,575 | $125,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 12,395 | $124,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 16,053 | $123,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 18,203 | $119,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 51,850 | $118,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 12,750 | $117,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 20,992 | $116,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 18,338 | $114,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 12,919 | $114,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 14,360 | $113,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 16,275 | $112,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 23,438 | $111,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,369 | $110,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 15,905 | $108,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 34,990 | $106,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 14,743 | $105,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 49,050 | $103,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 56,625 | $97,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 48,684 | $97,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 31,037 | $96,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,400 | $93,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 13,500 | $93,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 26,225 | $92,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 23,802 | $91,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 56,832 | $90,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 36,208 | $89,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 10,714 | $88,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 18,014 | $88,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 10,023 | $81,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 33,330 | $79,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 10,237 | $78,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 10,600 | $76,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 17,456 | $74,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,003 | $72,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 11,839 | $72,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 28,725 | $71,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 77,363 | $70,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 17,722 | $68,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,513 | $67,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,951 | $66,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 10,135 | $63,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 11,950 | $61,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 12,584 | $60,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 25,424 | $57,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 25,000 | $57,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 12,358 | $56,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 20,475 | $51,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $49,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 10,000 | $48,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 16,980 | $47,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 18,985 | $44,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 15,000 | $42,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 40,000 | $41,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 11,019 | $40,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 19,727 | $34,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,079 | $33,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 15,585 | $33,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 15,819 | $33,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 31,000 | $31,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 27,848 | $30,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 36,125 | $27,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 18,000 | $26,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 25,000 | $26,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 25,000 | $26,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 11,985 | $24,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 11,800 | $23,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 36,950 | $22,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 20,100 | $22,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 20,000 | $21,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 34,200 | $21,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,350 | $20,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 15,825 | $19,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 44,110 | $18,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 12,000 | $15,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 12,664 | $13,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 10,876 | $13,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 11,050 | $13,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 10,055 | $13,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 12,173 | $8,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 15,000 | $7,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 11,500 | $5,000 | thousands by filing date | |
| TIGER MEDIA INC | G88685105 | SHS | 10,000 | $5,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 56,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-14-000013 | this filing | 2014-11-05 | acceptance time not in the bulk data set |