13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 1,107 holding rows worth $1,967,822,000.
- Accession
- 0001419186-13-000013
- Filer
- CIK 1419186
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 1,107 entries on the cover page, a total value of $1,967,822,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,967,822,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 19,026 | $161,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 10,325 | $161,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 16,934 | $161,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 12,175 | $159,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 19,512 | $156,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 54,935 | $155,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 13,650 | $155,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 26,824 | $154,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 10,053 | $154,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 73,370 | $154,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 10,295 | $151,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 10,563 | $151,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 11,040 | $150,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 13,670 | $149,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 15,735 | $146,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 16,051 | $146,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 10,276 | $145,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 53,600 | $145,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 23,920 | $143,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 10,480 | $141,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 10,431 | $141,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 13,755 | $140,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 19,000 | $139,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 25,312 | $138,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 25,153 | $136,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 14,995 | $135,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 36,377 | $133,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 16,927 | $131,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 10,783 | $129,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 11,362 | $128,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 12,693 | $127,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 10,080 | $127,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 13,362 | $127,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 41,530 | $124,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,921 | $124,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 11,745 | $124,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 24,789 | $123,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 16,000 | $123,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 10,095 | $123,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 12,935 | $122,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 10,175 | $122,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 11,720 | $122,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 42,248 | $121,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 22,167 | $120,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 14,044 | $119,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 13,325 | $119,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 111,000 | $117,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 15,136 | $116,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,354 | $112,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 13,043 | $112,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 14,292 | $109,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 22,227 | $105,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 17,617 | $103,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 16,959 | $99,000 | thousands by filing date | |
| FRANCE TELECOM | 35177Q105 | SPONSORED ADR | 10,441 | $99,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 15,919 | $98,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 10,388 | $96,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,989 | $96,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 10,404 | $95,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 18,338 | $92,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 40,052 | $91,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 12,450 | $88,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 15,342 | $86,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 19,922 | $85,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 16,879 | $84,000 | thousands by filing date | |
| BLACKROCK HIGH YIELD TR | 09248N102 | SHS | 11,225 | $81,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 11,970 | $79,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 14,012 | $78,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,092 | $76,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,053 | $75,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 12,176 | $75,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,929 | $72,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 11,880 | $72,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 34,074 | $68,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 17,896 | $67,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 14,837 | $65,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 36,125 | $63,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 14,836 | $62,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 32,063 | $60,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 12,358 | $57,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 30,750 | $52,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 10,850 | $52,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 28,130 | $51,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 25,424 | $47,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 34,795 | $45,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 12,600 | $45,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 19,727 | $44,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 30,200 | $42,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 13,400 | $39,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 10,785 | $34,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 15,000 | $33,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 22,763 | $27,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 15,100 | $24,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 11,981 | $21,000 | thousands by filing date | |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 20,000 | $21,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 12,650 | $21,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 20,000 | $20,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 14,286 | $18,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 39,110 | $16,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 10,600 | $16,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 12,000 | $14,000 | thousands by filing date | |
| SPROTT RESOURCE LENDING | 85207J100 | CORP COM | 10,816 | $14,000 | thousands by filing date | |
| CUBIC ENERGY INC | 229675103 | COM | 40,000 | $12,000 | thousands by filing date | |
| USEC INC | 90333E108 | COM | 29,750 | $9,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 17,600 | $9,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 15,045 | $6,000 | thousands by filing date | |
| KOBEX MINERALS INC | 49989C105 | COM | 10,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-13-000013 | this filing | 2013-08-15 | acceptance time not in the bulk data set |