13F-HR filed by SMITH HAYES Advisers, Inc
SMITH HAYES Advisers, Inc filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 242 holding rows worth $261,986,000.
- Accession
- 0001418870-13-000005
- Filer
- CIK 1418870
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 242 entries on the cover page, a total value of $261,986,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $261,985,000 with VALUE read as thousands by filing date, 13F file number 028-12662. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Berkshire Hathaway Inc | 084670702 | COM | 87,721 | $9,957,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 35 | $5,964,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 69,125 | $5,495,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 27,762 | $5,305,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 36,949 | $5,133,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 56,866 | $4,893,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 49,713 | $4,681,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 49,517 | $4,293,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 96,443 | $3,985,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 36,968 | $3,698,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 19,874 | $3,680,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 86,624 | $3,595,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 156,515 | $3,587,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 69,321 | $3,583,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,357 | $3,420,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 21,270 | $3,304,000 | thousands by filing date | |
| IJH | 464287507 | COM | 25,573 | $3,175,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 43,245 | $3,130,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 26,250 | $3,084,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 125,875 | $3,007,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 81,175 | $2,959,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 100,595 | $2,772,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 46,189 | $2,739,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,736 | $2,735,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 26,173 | $2,654,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 34,754 | $2,627,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 53,677 | $2,556,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 39,171 | $2,544,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 69,938 | $2,460,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 36,791 | $2,413,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 63,660 | $2,411,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 40,570 | $2,376,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 23,697 | $2,365,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 69,708 | $2,320,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 33,503 | $2,306,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 73,890 | $2,122,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 61,644 | $2,110,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 30,019 | $2,087,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 35,798 | $2,032,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 52,740 | $1,929,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 26,092 | $1,928,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 56,695 | $1,917,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 17,908 | $1,915,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 81,242 | $1,904,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 40,560 | $1,814,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 63,228 | $1,768,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,479 | $1,759,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 16,009 | $1,726,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 50,754 | $1,685,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 25,761 | $1,661,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 20,643 | $1,612,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 32,499 | $1,565,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 31,517 | $1,533,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 49,125 | $1,490,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 35,978 | $1,481,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 24,003 | $1,386,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 20,591 | $1,375,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 18,069 | $1,336,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 16,965 | $1,321,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 16,167 | $1,321,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 18,338 | $1,319,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 5,769 | $1,311,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 27,885 | $1,291,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 33,395 | $1,284,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 49,094 | $1,255,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 26,719 | $1,247,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 25,624 | $1,245,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 59,654 | $1,244,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 23,225 | $1,237,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 29,614 | $1,222,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 15,568 | $1,181,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 35,328 | $1,172,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 36,680 | $1,168,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 23,470 | $1,160,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 20,500 | $1,108,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,330 | $1,089,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 23,569 | $1,081,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 14,751 | $1,074,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,107 | $1,069,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,895 | $1,062,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 19,496 | $1,047,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 18,739 | $1,008,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 24,742 | $993,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 14,931 | $983,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 9,179 | $978,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 37,921 | $977,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 15,069 | $975,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 22,760 | $975,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 11,255 | $939,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 20,480 | $924,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 29,507 | $923,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 23,238 | $902,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 29,625 | $880,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 15,500 | $874,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,193 | $868,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 17,646 | $856,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 12,275 | $854,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 24,696 | $843,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 14,095 | $828,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 21,384 | $808,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 6,127 | $781,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 8,346 | $776,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 8,040 | $744,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 10,879 | $738,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 14,352 | $737,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 11,448 | $730,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 10,365 | $698,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 40,567 | $684,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 15,831 | $679,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 26,199 | $674,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,453 | $662,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 14,645 | $645,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 20,460 | $643,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,380 | $626,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 18,500 | $620,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 14,633 | $579,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 10,320 | $576,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,590 | $571,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,216 | $571,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,786 | $566,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 20,000 | $558,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,329 | $546,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 5,320 | $545,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 10,500 | $538,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 6,917 | $535,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 10,651 | $533,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 12,787 | $530,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,785 | $525,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 6,808 | $519,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 10,000 | $517,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 5,400 | $507,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 15,037 | $507,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 16,500 | $504,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 13,271 | $501,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 12,996 | $494,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,012 | $489,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 5,174 | $474,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 8,191 | $474,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 6,238 | $471,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 7,137 | $465,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 7,202 | $461,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 16,597 | $461,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 15,106 | $455,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 4,328 | $455,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,275 | $454,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,798 | $440,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,602 | $437,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 6,638 | $436,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 8,474 | $427,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 10,308 | $424,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 12,000 | $421,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,744 | $419,000 | thousands by filing date | |
| 38259p508 | COM | 477 | $418,000 | thousands by filing date | ||
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 28,050 | $413,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 9,309 | $405,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 5,075 | $403,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,930 | $398,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,995 | $397,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 34,100 | $396,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 31,000 | $393,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 10,200 | $378,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 3,850 | $360,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 36,681 | $353,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 16,650 | $352,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 11,206 | $349,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,327 | $347,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,259 | $346,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 10,675 | $333,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,230 | $323,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,981 | $323,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 18,805 | $314,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 5,671 | $313,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 998 | $312,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 3,311 | $312,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,515 | $310,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 6,319 | $310,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 18,450 | $309,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 5,157 | $308,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,900 | $307,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,288 | $300,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,625 | $300,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 4,292 | $300,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 3,767 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,505 | $296,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 5,495 | $294,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 11,738 | $294,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 3,524 | $289,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 8,738 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 9,588 | $284,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 6,523 | $283,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 4,356 | $282,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 6,131 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 8,319 | $274,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,274 | $272,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 4,367 | $271,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,711 | $264,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 22,200 | $261,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,343 | $259,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 9,691 | $259,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,348 | $257,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,906 | $257,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,940 | $252,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 9,025 | $252,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,973 | $251,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 11,800 | $251,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 2,545 | $250,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,175 | $248,000 | thousands by filing date | |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 58,816 | $238,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,350 | $237,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 14,300 | $233,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,435 | $229,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,925 | $228,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 5,000 | $226,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 16,185 | $223,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,657 | $217,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 5,088 | $217,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 4,000 | $216,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,216 | $214,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 5,840 | $214,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 14,534 | $212,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,230 | $209,000 | thousands by filing date | |
| First National of Nebraska Inc | 335720108 | Com | 40 | $208,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,885 | $206,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,000 | $203,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 5,264 | $202,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,618 | $201,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 12,000 | $175,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,069 | $174,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 20,675 | $171,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 19,455 | $166,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 12,820 | $162,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 17,748 | $142,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 16,573 | $137,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 27,800 | $118,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 10,000 | $116,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 10,500 | $115,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 10,068 | $103,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 11,022 | $63,000 | thousands by filing date | |
| Omni Bio Pharmaceutical Inc | 68216l100 | COM | 16,500 | $3,000 | thousands by filing date | |
| GASCO ENERGY INC COM | 367220100 | COM | 100,000 | $2,000 | thousands by filing date | |
| TIERONE CORP | 88650R108 | COMMON STOCK | 12,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mera Pharmaceuticals Inc | 58732r103 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001418870-13-000005 | this filing | 2013-11-14 | acceptance time not in the bulk data set |