13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-11-14, with 1,808 holding rows worth $109,750,970,243.
- Accession
- 0001415889-23-015070
- Filer
- CIK 1465109
- Filed
- 2023-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 3,286 entries on the cover page, a total value of $109,750,970,243 stated on the cover page (in dollars after the unit check, H1), rows summing to $109,750,970,243 with VALUE read as dollars as filed, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
- included managerNeuberger Berman Canada ULC028-15258
- included managerNeuberger Berman Taiwan (SITE) Ltd028-22653
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerBank of New York Mellon Corp 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VIRTU FINL INC | 928254101 | CL A | 24,045 | $415,257 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 23,661 | $415,251 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 18,972 | $414,538 | dollars as filed | |
| PRICESMART INC COM | 741511109 | Stock | 5,558 | $413,682 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 4,434 | $409,746 | dollars as filed | |
| CUBESMART COM | 229663109 | REIT | 10,738 | $409,440 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,595 | $409,102 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 2,536 | $408,651 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 24,953 | $405,237 | dollars as filed | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 7,412 | $403,807 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 3,696 | $402,250 | dollars as filed | |
| AECOM COM | 00766T100 | Stock | 4,817 | $400,004 | dollars as filed | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 3,591 | $398,529 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 2,334 | $397,504 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 152,421 | $396,295 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 16,335 | $392,530 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 7,252 | $392,489 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 6,239 | $391,123 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 30,000 | $387,000 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 10,260 | $383,519 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 2,232 | $380,917 | dollars as filed | |
| MOOG INC CL A | 615394202 | Stock | 3,372 | $380,909 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 11,294 | $379,594 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,975 | $379,334 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 6,321 | $377,556 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,419 | $376,971 | dollars as filed | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 24,531 | $376,309 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,873 | $375,799 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,463 | $374,402 | dollars as filed | |
| UDR INC COM | 902653104 | REIT | 10,456 | $372,965 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 20,829 | $369,923 | dollars as filed | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 13,758 | $369,677 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 4,078 | $369,589 | dollars as filed | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 11,528 | $369,357 | dollars as filed | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,752 | $366,760 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 12,035 | $365,744 | dollars as filed | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 3,540 | $364,735 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 7,534 | $363,064 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 5,034 | $362,297 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 7,437 | $361,661 | dollars as filed | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,414 | $361,051 | dollars as filed | |
| CERENCE INC COM | 156727109 | Stock | 17,695 | $360,447 | dollars as filed | |
| AZENTA INC | 114340102 | COM | 7,154 | $359,059 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 68,800 | $357,760 | dollars as filed | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 5,427 | $357,585 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,525 | $356,480 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 5,209 | $355,358 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 25,769 | $350,974 | dollars as filed | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 15,794 | $350,311 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 8,749 | $350,051 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 31,678 | $349,092 | dollars as filed | |
| F N B CORP | 302520101 | COM | 32,227 | $347,729 | dollars as filed | |
| MEDIAALPHA INC | 58450V104 | CL A | 41,487 | $342,682 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 10,158 | $342,325 | dollars as filed | |
| KFORCE INC COM | 493732101 | Stock | 5,722 | $341,377 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,781 | $340,700 | dollars as filed | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 11,610 | $339,593 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,975 | $337,387 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 8,507 | $337,302 | dollars as filed | |
| INTEGER HLDGS CORP | 45826H109 | COM | 4,289 | $336,386 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 27,468 | $333,737 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 10,585 | $332,687 | dollars as filed | |
| ROBERT HALF INC. COM | 770323103 | Stock | 4,534 | $332,265 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 11,626 | $327,853 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,933 | $327,528 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 9,420 | $327,439 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 15,400 | $327,213 | dollars as filed | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 18,927 | $325,922 | dollars as filed | |
| CION INVT CORP | 17259U204 | COM | 30,829 | $325,863 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 6,244 | $325,250 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,234 | $324,913 | dollars as filed | |
| PERPETUA RESOURCES CORP | 714266103 | COM | 99,136 | $323,183 | dollars as filed | |
| UNIFIRST CORP MASS | 904708104 | COM | 1,981 | $322,923 | dollars as filed | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,060 | $321,055 | dollars as filed | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 20,000 | $321,000 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 18,600 | $319,548 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 39,890 | $318,721 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 11,443 | $318,115 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 7,054 | $317,572 | dollars as filed | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 5,219 | $315,855 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,110 | $314,703 | dollars as filed | |
| NEW JERSEY RES CORP | 646025106 | COM | 7,736 | $314,325 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 13,493 | $314,252 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 30,513 | $313,068 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 1,893 | $312,402 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 2,028 | $311,988 | dollars as filed | |
| WERNER ENTERPRISES INC | 950755108 | COM | 7,997 | $311,483 | dollars as filed | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 13,028 | $310,457 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,596 | $309,459 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 24,151 | $309,375 | dollars as filed | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 5,490 | $307,075 | dollars as filed | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,379 | $306,574 | dollars as filed | |
| GIBRALTAR INDS INC | 374689107 | COM | 4,540 | $306,496 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 7,315 | $305,548 | dollars as filed | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 8,111 | $305,136 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 7,417 | $304,854 | dollars as filed | |
| SCHD | 808524797 | COM | 4,305 | $304,622 | dollars as filed | |
| ENCORE WIRE CORP | 292562105 | COM | 1,667 | $304,161 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 110,554 | $302,918 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 21,551 | $301,714 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 6,163 | $301,679 | dollars as filed | |
| NBT BANCORP INC COM | 628778102 | Stock | 9,511 | $301,404 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 5,277 | $298,098 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,000 | $294,000 | dollars as filed | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 35,529 | $293,470 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 5,275 | $292,499 | dollars as filed | |
| UNITED GUARDIAN INC | 910571108 | COM | 38,841 | $292,476 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,888 | $288,396 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 50,221 | $284,251 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 8,749 | $281,553 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 4,664 | $281,193 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 6,211 | $279,681 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 4,070 | $278,469 | dollars as filed | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 8,320 | $277,139 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 12,375 | $276,829 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,774 | $276,698 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 15,007 | $276,279 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 4,045 | $276,193 | dollars as filed | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 3,090 | $273,620 | dollars as filed | |
| HOWARD HUGHES HOLDINGS INC COM | 44267T102 | Stock | 3,685 | $273,169 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 14,627 | $271,478 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 6,288 | $270,761 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 2,300 | $270,319 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 105,045 | $267,865 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 3,901 | $262,787 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,253 | $261,020 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 9,368 | $259,400 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V724 | US MKTWIDE VALUE | 7,619 | $259,198 | dollars as filed | |
| DORMAN PRODS INC | 258278100 | COM | 3,412 | $258,493 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 5,709 | $257,933 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 33,919 | $257,784 | dollars as filed | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 42,903 | $255,133 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 12,416 | $252,914 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 5,833 | $252,511 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 16,989 | $251,607 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 42,923 | $251,529 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,858 | $251,387 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 21,296 | $251,236 | dollars as filed | |
| CRANE NXT CO | 224441105 | COM | 4,516 | $250,970 | dollars as filed | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,980 | $249,797 | dollars as filed | |
| CARVANA CO CL A | 146869102 | Stock | 5,937 | $249,235 | dollars as filed | |
| UIPATH INC | 90364P105 | CL A | 14,547 | $248,899 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 54,927 | $248,270 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 5,981 | $244,982 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 6,144 | $244,354 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 21,353 | $244,065 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,008 | $243,936 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 18,026 | $242,627 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,494 | $241,960 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 73,977 | $241,905 | dollars as filed | |
| BLACK HILLS CORP COM | 092113109 | Stock | 4,772 | $241,434 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 25,095 | $241,163 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 28,008 | $240,309 | dollars as filed | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 22,933 | $239,191 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 9,070 | $237,815 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 5,229 | $237,449 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,328 | $235,920 | dollars as filed | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 6,495 | $235,119 | dollars as filed | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 2,874 | $233,484 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 3,854 | $233,479 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 11,685 | $232,765 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 5,081 | $232,608 | dollars as filed | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 1,990 | $232,592 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 2,808 | $230,649 | dollars as filed | |
| FIVE9 INC | 338307101 | COM | 3,576 | $229,937 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 50,463 | $229,102 | dollars as filed | |
| WAFD INC | 938824109 | COM | 8,939 | $229,017 | dollars as filed | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 7,224 | $228,134 | dollars as filed | |
| CCC INTELLIGENT SOLUTIONS HLD COM | 12510Q100 | Stock | 16,865 | $225,148 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,504 | $221,101 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 1,288 | $217,788 | dollars as filed | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 7,773 | $216,711 | dollars as filed | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 1,260 | $216,216 | dollars as filed | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,253 | $216,168 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 3,118 | $215,610 | dollars as filed | |
| MONDAY COM LTD SHS | M7S64H106 | Stock | 1,353 | $215,425 | dollars as filed | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 9,800 | $215,208 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 24,113 | $214,847 | dollars as filed | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 10,093 | $214,678 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 3,704 | $213,980 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 6,090 | $212,602 | dollars as filed | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 6,712 | $212,166 | dollars as filed | |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,571 | $211,883 | dollars as filed | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 5,720 | $211,593 | dollars as filed | |
| LIBERTY MEDIA CORP | 531229748 | CL A | 6,594 | $210,480 | dollars as filed | |
| OLD NATL BANCORP IND | 680033107 | COM | 14,473 | $210,437 | dollars as filed | |
| PROSHARES TR | 74347G739 | FUND | 15,000 | $210,000 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 20,990 | $209,480 | dollars as filed | |
| GENTHERM INC | 37253A103 | COM | 3,849 | $208,847 | dollars as filed | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 10,237 | $207,811 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 7,217 | $207,705 | dollars as filed | |
| BRINKS CO | 109696104 | COM | 2,859 | $207,678 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,447 | $207,258 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 6,431 | $204,634 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 4,770 | $204,156 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 2,126 | $203,401 | dollars as filed | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 6,144 | $203,121 | dollars as filed | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 9,468 | $202,796 | dollars as filed | |
| SEAGEN INC | 81181C104 | COM | 279 | $202,275 | dollars as filed | put |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 9,609 | $200,155 | dollars as filed | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 13,616 | $196,887 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 12,831 | $195,930 | dollars as filed | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 16,857 | $194,530 | dollars as filed | |
| IRIDEX CORP | 462684101 | COM | 75,850 | $192,659 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 15,579 | $190,843 | dollars as filed | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 14,539 | $184,790 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 16,628 | $181,412 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 14,828 | $180,321 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 10,519 | $180,085 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 15,067 | $174,928 | dollars as filed | |
| TRICON RESIDENTIAL INC | 89612W102 | COM NPV | 23,399 | $173,762 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 10,985 | $172,574 | dollars as filed | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 17,817 | $172,469 | dollars as filed | |
| ALIGHT INC | 01626W101 | COM CL A | 23,974 | $169,976 | dollars as filed | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 15,977 | $162,965 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 10,906 | $162,936 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 19,197 | $162,793 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 13,771 | $159,881 | dollars as filed | |
| PERMIAN RESOURCES CORP CLASS A COM | 71424F105 | Stock | 11,273 | $157,371 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 12,734 | $157,015 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 24,233 | $153,395 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 20,000 | $151,600 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,086 | $145,060 | dollars as filed | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 10,000 | $138,800 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 15,020 | $136,682 | dollars as filed | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 14,494 | $135,809 | dollars as filed | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,059 | $132,418 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 18,175 | $131,224 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 28,841 | $130,938 | dollars as filed | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,275 | $127,718 | dollars as filed | |
| FULTON FINL CORP PA | 360271100 | COM | 10,302 | $124,757 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 11,668 | $124,031 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 20,682 | $119,955 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 66,018 | $118,832 | dollars as filed | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 12,001 | $118,330 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 402,900 | $112,812 | dollars as filed | |
| VALLEY NATL BANCORP | 919794107 | COM | 12,886 | $110,304 | dollars as filed | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 12,156 | $108,188 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 38,500 | $107,415 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 78,408 | $102,714 | dollars as filed | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,002 | $99,018 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 24,567 | $97,285 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 32,855 | $87,723 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 32,528 | $85,874 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 22,813 | $85,777 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 14,325 | $83,945 | dollars as filed | |
| PACWEST BANCORP DEL | 695263103 | COM | 10,551 | $83,458 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 10,685 | $81,633 | dollars as filed | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 10,226 | $78,638 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 10,615 | $76,534 | dollars as filed | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,643 | $75,139 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 20,000 | $73,400 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 13,786 | $70,171 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 22,400 | $69,664 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 46,207 | $65,614 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,316 | $61,672 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 16,604 | $61,269 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,348 | $60,370 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 17,570 | $60,265 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 14,448 | $59,815 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 18,586 | $58,175 | dollars as filed | |
| UNITI GROUP INC | 91325V108 | COM | 10,813 | $51,037 | dollars as filed | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 12,644 | $48,553 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 10,815 | $47,996 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 87,056 | $47,428 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 16,110 | $46,558 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 13,502 | $39,156 | dollars as filed | |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 35,000 | $35,154 | dollars as filed | principal |
| NIKOLA CORP | 654110105 | COM | 22,327 | $35,053 | dollars as filed | |
| EQRX INC | 26886C107 | COM | 13,179 | $29,257 | dollars as filed | |
| CHIMERIX INC COM | 16934W106 | Stock | 29,041 | $27,874 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 36,749 | $27,709 | dollars as filed | |
| PRAXIS PRECISION MEDICINES I | 74006W108 | COM | 16,071 | $27,481 | dollars as filed | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 14,875 | $26,626 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,754 | $26,454 | dollars as filed | |
| P3 HEALTH PARTNERS INC | 744413105 | COM CL A | 17,030 | $25,034 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 21,237 | $24,635 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 19,307 | $22,975 | dollars as filed | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,053 | $22,318 | dollars as filed | |
| QUANTUM SI INC | 74765K105 | COM CL A | 11,330 | $18,808 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 25,242 | $16,685 | dollars as filed | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 11,234 | $15,054 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 28,397 | $14,199 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 12,300 | $13,899 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 32,557 | $13,492 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 11,055 | $13,045 | dollars as filed | |
| FIBROGEN INC | 31572Q808 | COM | 12,774 | $11,023 | dollars as filed | |
| RAIN ONCOLOGY INC | 75082Q105 | COM | 12,212 | $10,524 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 157,761 | $9,466 | dollars as filed | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 22,672 | $9,069 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 36,799 | $8,832 | dollars as filed | principal |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 76,435 | $8,714 | dollars as filed | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 14,281 | $8,566 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 32,094 | $8,487 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 12,443 | $7,531 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 11,412 | $6,797 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 53,578 | $6,429 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 28,265 | $6,247 | dollars as filed | |
| BRIGHT GREEN CORP | 10920G100 | COM | 15,560 | $6,160 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 18,560 | $5,716 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 12,018 | $2,019 | dollars as filed | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 35,496 | $1,601 | dollars as filed | |
| INNOVID CORP | 457679116 | W EXP 11/30/202 | 23,664 | $1,361 | dollars as filed | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 33,655 | $1,178 | dollars as filed | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 31,552 | $1,048 | dollars as filed | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 21,034 | $631 | dollars as filed | |
| GETAROUND INC | 37427g119 | WT | 34,005 | $510 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 11,388 | $133 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-23-015070 | this filing | 2023-11-14 | acceptance time not in the bulk data set |