13F-HR filed by CALDWELL SUTTER CAPITAL, INC.
CALDWELL SUTTER CAPITAL, INC. filed this 13F-HR for the quarter ended 2023-09-30, filed 2023-10-25, with 892 holding rows worth $180,749,154.
- Accession
- 0001415889-23-014516
- Filer
- CIK 702007
- Filed
- 2023-10-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2023
A holdings report, 892 entries on the cover page, a total value of $180,749,154 stated on the cover page (in dollars after the unit check, H1), rows summing to $180,749,154 with VALUE read as dollars as filed, 13F file number 028-22901. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 944 | $12,178 | dollars as filed | |
| CALAMOS DY COM NPV | 12811V105 | COM | 650 | $12,116 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,276 | $12,096 | dollars as filed | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 215 | $11,980 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 225 | $11,932 | dollars as filed | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 342 | $11,505 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 450 | $11,381 | dollars as filed | |
| SEALED AIR CORP NEW | 81211K100 | COM | 346 | $11,370 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 256 | $11,251 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 121 | $11,247 | dollars as filed | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 118 | $11,190 | dollars as filed | |
| IJH | 464287507 | COM | 44 | $10,971 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 231 | $10,922 | dollars as filed | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 245 | $10,915 | dollars as filed | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 173 | $10,894 | dollars as filed | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 143 | $10,756 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 100 | $10,714 | dollars as filed | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 498 | $10,712 | dollars as filed | |
| SPROTT INC | 852066208 | COM NEW | 350 | $10,665 | dollars as filed | |
| LIBERTY MEDIA CORP DEL COM LBTY ONE S C | 531229755 | Stock | 171 | $10,653 | dollars as filed | |
| Boston Scientific Corporation | 101137107 | COM | 200 | $10,560 | dollars as filed | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 604 | $10,534 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 235 | $10,411 | dollars as filed | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 183 | $10,299 | dollars as filed | |
| EBAY INC. COM | 278642103 | Stock | 233 | $10,273 | dollars as filed | |
| Intuit Inc. | 461202103 | COM | 20 | $10,219 | dollars as filed | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 150 | $10,170 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 892 | $10,026 | dollars as filed | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 812 | $9,996 | dollars as filed | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 394 | $9,980 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 96 | $9,871 | dollars as filed | |
| EXELON CORP COM | 30161N101 | Stock | 261 | $9,863 | dollars as filed | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 159 | $9,844 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 22 | $9,781 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 143 | $9,684 | dollars as filed | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 350 | $9,632 | dollars as filed | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 95 | $9,355 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 102 | $9,318 | dollars as filed | |
| CHASE CORP | 16150R104 | COM | 73 | $9,288 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 342 | $9,203 | dollars as filed | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 102 | $9,100 | dollars as filed | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,100 | $9,031 | dollars as filed | |
| MARATHON OIL CORP | 565849106 | COM | 337 | $9,015 | dollars as filed | |
| BIOGEN INC COM | 09062X103 | Stock | 34 | $8,738 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 199 | $8,712 | dollars as filed | |
| BLOCK H & R INC COM | 093671105 | Stock | 200 | $8,612 | dollars as filed | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 208 | $8,582 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 40 | $8,531 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 98 | $8,516 | dollars as filed | |
| ROKU INC COM CL A | 77543R102 | Stock | 120 | $8,471 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 139 | $8,172 | dollars as filed | |
| VICTORY PORTFOLIOS II | 92647N535 | SHORT TRM BD ETF | 166 | $8,121 | dollars as filed | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 100 | $8,055 | dollars as filed | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 167 | $7,872 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 223 | $7,740 | dollars as filed | |
| CINTAS CORP COM | 172908105 | Stock | 16 | $7,696 | dollars as filed | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 22 | $7,650 | dollars as filed | |
| QUANTUMSCAPE CORP COM CL A | 74767V109 | Stock | 1,125 | $7,526 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 33 | $7,397 | dollars as filed | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 111 | $7,299 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 97 | $7,291 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 51 | $7,226 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 405 | $7,031 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 65 | $6,782 | dollars as filed | |
| SIGHT SCIENCES INC | 82657M105 | COMMON STOCK | 2,000 | $6,740 | dollars as filed | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 103 | $6,718 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 100 | $6,605 | dollars as filed | |
| MCKESSON CORP COM | 58155Q103 | Stock | 15 | $6,523 | dollars as filed | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 48 | $6,506 | dollars as filed | |
| ACCENDRA HEALTH INC | 690732102 | COM | 400 | $6,464 | dollars as filed | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 1,436 | $6,462 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 173 | $6,451 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 49 | $6,417 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 140 | $6,303 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 200 | $6,216 | dollars as filed | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 124 | $6,179 | dollars as filed | |
| PAPA JOHNS INTL INC | 698813102 | COM | 90 | $6,140 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 252 | $6,119 | dollars as filed | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 140 | $6,100 | dollars as filed | |
| NVR INC COM | 62944T105 | Stock | 1 | $5,963 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 42 | $5,952 | dollars as filed | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 271 | $5,771 | dollars as filed | |
| CENCORA INC COM | 03073E105 | Stock | 32 | $5,759 | dollars as filed | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 13 | $5,718 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 1,000 | $5,590 | dollars as filed | |
| Accenture Plc Class A | G1151C101 | COM | 18 | $5,528 | dollars as filed | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 74 | $5,512 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 270 | $5,500 | dollars as filed | |
| CONSTELLATION ENERGY CORP COM | 21037T109 | Stock | 50 | $5,454 | dollars as filed | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,000 | $5,450 | dollars as filed | |
| TECHPRECISION CORP | 878739200 | COM NEW | 750 | $5,445 | dollars as filed | |
| APTIV PLC | G6095L109 | SHS | 55 | $5,422 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 192 | $5,386 | dollars as filed | |
| VENTAS INC COM | 92276F100 | REIT | 124 | $5,224 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 609 | $5,170 | dollars as filed | |
| TJX Companies Inc | 872540109 | COM | 58 | $5,155 | dollars as filed | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 50 | $5,154 | dollars as filed | |
| DIMENSIONAL ETF TRUST | 25434V609 | US TARGETED VLU | 112 | $5,117 | dollars as filed | |
| PULTE GROUP INC COM | 745867101 | Stock | 69 | $5,109 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 2 | $5,080 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 25 | $5,073 | dollars as filed | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 52 | $5,047 | dollars as filed | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 666 | $5,008 | dollars as filed | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 12 | $4,910 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 52 | $4,905 | dollars as filed | |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 1,000 | $4,860 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 67 | $4,845 | dollars as filed | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 10 | $4,843 | dollars as filed | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 85 | $4,835 | dollars as filed | |
| CME Group Inc. Class A | 12572Q105 | COM | 24 | $4,805 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 90 | $4,786 | dollars as filed | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 217 | $4,783 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 17 | $4,646 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 149 | $4,568 | dollars as filed | |
| SEMPRA COM | 816851109 | Stock | 66 | $4,490 | dollars as filed | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 138 | $4,479 | dollars as filed | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 123 | $4,385 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 108 | $4,284 | dollars as filed | |
| SNOWFLAKE INC COM SHS | 833445109 | Stock | 28 | $4,278 | dollars as filed | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 159 | $4,261 | dollars as filed | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 40 | $4,248 | dollars as filed | |
| VERITIV CORP | 923454102 | COM | 25 | $4,224 | dollars as filed | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 106 | $4,208 | dollars as filed | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 108 | $4,204 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 25 | $4,185 | dollars as filed | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 27 | $4,182 | dollars as filed | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 21 | $4,132 | dollars as filed | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 70 | $4,131 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 100 | $4,115 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 60 | $4,106 | dollars as filed | |
| STARTEK INC | 85569C107 | COM | 1,250 | $4,063 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 67 | $4,060 | dollars as filed | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 100 | $4,055 | dollars as filed | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 330 | $4,013 | dollars as filed | |
| CANADIANNATLRYCOF | 136375102 | STOK | 37 | $4,008 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 15 | $3,974 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 500 | $3,940 | dollars as filed | |
| ABRDN SILVER ETF TRUST | 003264108 | PHYSCL SILVR SHS | 185 | $3,933 | dollars as filed | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 47 | $3,878 | dollars as filed | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 53 | $3,870 | dollars as filed | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 114 | $3,842 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 70 | $3,755 | dollars as filed | |
| LENNOX INTL INC COM | 526107107 | Stock | 10 | $3,744 | dollars as filed | |
| TC ENERGY CORP | 87807B107 | COM | 108 | $3,716 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 600 | $3,702 | dollars as filed | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 75 | $3,600 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 200 | $3,484 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 15 | $3,455 | dollars as filed | |
| DT MIDSTREAM INC COMMON STOCK | 23345M107 | Stock | 65 | $3,440 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 87 | $3,433 | dollars as filed | |
| HENNESSY ADVISORS INC | 425885100 | COM | 505 | $3,384 | dollars as filed | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 73 | $3,379 | dollars as filed | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 100 | $3,378 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 6 | $3,354 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 27 | $3,335 | dollars as filed | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 140 | $3,335 | dollars as filed | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 40 | $3,322 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 160 | $3,254 | dollars as filed | |
| ENSIGN GROUP INC | 29358P101 | COM | 35 | $3,253 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 7 | $3,196 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 225 | $3,164 | dollars as filed | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 21 | $3,133 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 19 | $3,125 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 235 | $3,116 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 60 | $3,107 | dollars as filed | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 14 | $3,106 | dollars as filed | |
| Booking Holdings Inc. | 09857L108 | COM | 1 | $3,084 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 7 | $3,048 | dollars as filed | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 21 | $3,036 | dollars as filed | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 1,500 | $3,030 | dollars as filed | |
| iShares Global REIT ETF | 46434V647 | SHS | 143 | $3,027 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 18 | $2,997 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 38 | $2,966 | dollars as filed | |
| QORVO INC COM | 74736K101 | Stock | 31 | $2,960 | dollars as filed | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 12 | $2,955 | dollars as filed | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 22 | $2,955 | dollars as filed | |
| DRAFTKINGS INC NEW | 26142V105 | COM CL A | 100 | $2,944 | dollars as filed | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 166 | $2,920 | dollars as filed | |
| SERVICE CORP INTL COM | 817565104 | Stock | 51 | $2,914 | dollars as filed | |
| FASTLY INC | 31188V100 | CL A | 150 | $2,876 | dollars as filed | |
| TILRAY INC | 88688T100 | COM CL 2 | 1,202 | $2,873 | dollars as filed | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 7 | $2,860 | dollars as filed | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 12 | $2,835 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 42 | $2,800 | dollars as filed | |
| SPLUNK INC | 848637104 | COM | 19 | $2,779 | dollars as filed | |
| CARDIO DIAGNOSTICS HOLDGS IN | 14159C103 | COMMON STOCK | 8,101 | $2,754 | dollars as filed | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 31 | $2,743 | dollars as filed | |
| ORION PROPERTIES INC COM | 68629Y103 | REIT | 521 | $2,714 | dollars as filed | |
| ROSS STORES INC COM | 778296103 | Stock | 24 | $2,711 | dollars as filed | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 51 | $2,683 | dollars as filed | |
| Deere & Company | 244199105 | COM | 7 | $2,642 | dollars as filed | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 30 | $2,605 | dollars as filed | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 30 | $2,597 | dollars as filed | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 38 | $2,574 | dollars as filed | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 9 | $2,573 | dollars as filed | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 21 | $2,553 | dollars as filed | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 40 | $2,546 | dollars as filed | |
| MANULIFE FINL CORP | 56501R106 | COM | 138 | $2,523 | dollars as filed | |
| AUTODESK INC COM | 052769106 | Stock | 12 | $2,483 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 85 | $2,473 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 200 | $2,432 | dollars as filed | |
| ISHARES INC | 464286301 | CMN | 140 | $2,424 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 25 | $2,386 | dollars as filed | |
| VALVOLINE INC COM | 92047W101 | Stock | 74 | $2,386 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 122 | $2,361 | dollars as filed | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 25 | $2,331 | dollars as filed | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 15 | $2,320 | dollars as filed | |
| WESTERN UN CO COM | 959802109 | Stock | 175 | $2,307 | dollars as filed | |
| TAPESTRY INC COM | 876030107 | Stock | 80 | $2,300 | dollars as filed | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 285 | $2,291 | dollars as filed | |
| Analog Devices,Inc. | 032654105 | COM | 13 | $2,276 | dollars as filed | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 24 | $2,273 | dollars as filed | |
| PITNEY BOWES INC COM | 724479100 | Stock | 750 | $2,265 | dollars as filed | |
| SPRUCE BIOSCIENCES INC | 85209E109 | COM | 1,000 | $2,260 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 20 | $2,244 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 1,315 | $2,222 | dollars as filed | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 48 | $2,207 | dollars as filed | |
| ASHLAND INC | 044186104 | COM | 27 | $2,205 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 50 | $2,191 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 200 | $2,190 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 296 | $2,182 | dollars as filed | |
| BIO RAD LABS INC | 090572207 | CL A | 6 | $2,151 | dollars as filed | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 200 | $2,150 | dollars as filed | |
| Schwab US REIT ETF | 808524847 | SHS | 120 | $2,130 | dollars as filed | |
| ROYAL GOLD INC | 780287108 | COM | 20 | $2,127 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 66 | $2,124 | dollars as filed | |
| DOXIMITY INC CL A | 26622P107 | Stock | 100 | $2,122 | dollars as filed | |
| READING INTL INC | 755408101 | CL A | 1,000 | $2,120 | dollars as filed | |
| TKO GROUP HOLDINGS INC CL A | 87256C101 | Stock | 25 | $2,102 | dollars as filed | |
| LUTHER BURBANK CORP | 550550107 | COM | 250 | $2,100 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 23 | $2,094 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 40 | $2,075 | dollars as filed | |
| WENDYS CO COM | 95058W100 | Stock | 100 | $2,041 | dollars as filed | |
| SNAP ON INC COM | 833034101 | Stock | 8 | $2,040 | dollars as filed | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 18 | $2,020 | dollars as filed | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 20 | $2,002 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 10 | $1,999 | dollars as filed | |
| SHOCKWAVE MED INC | 82489T104 | COM | 10 | $1,991 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 62 | $1,979 | dollars as filed | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 22 | $1,979 | dollars as filed | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 34 | $1,977 | dollars as filed | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 25 | $1,954 | dollars as filed | |
| MP MATERIALS CORP | 553368101 | COM CL A | 100 | $1,910 | dollars as filed | |
| GLAUKOS CORP COM | 377322102 | Stock | 25 | $1,881 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 10 | $1,871 | dollars as filed | |
| PACER FDS TR | 69374H428 | PAC ASSET FLTG | 40 | $1,867 | dollars as filed | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $1,854 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 40 | $1,838 | dollars as filed | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 6 | $1,832 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 17 | $1,807 | dollars as filed | |
| AMDOCS LTD | G02602103 | SHS | 21 | $1,774 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 100 | $1,742 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 202 | $1,727 | dollars as filed | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 31 | $1,721 | dollars as filed | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 40 | $1,717 | dollars as filed | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 17 | $1,711 | dollars as filed | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 82 | $1,668 | dollars as filed | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 32 | $1,640 | dollars as filed | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 100 | $1,620 | dollars as filed | |
| HASBRO INC COM | 418056107 | Stock | 24 | $1,587 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 157 | $1,540 | dollars as filed | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 18 | $1,530 | dollars as filed | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 23 | $1,528 | dollars as filed | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 25 | $1,486 | dollars as filed | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 43 | $1,447 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 10 | $1,412 | dollars as filed | |
| LIPOCINE INC NEW | 53630X203 | COM NEW | 471 | $1,404 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 22 | $1,402 | dollars as filed | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 18 | $1,381 | dollars as filed | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 100 | $1,372 | dollars as filed | |
| LISTED FD TR | 53656F623 | HORIZON KINETICS | 45 | $1,370 | dollars as filed | |
| ZIONS BANCORPORATION | 989701107 | COM | 39 | $1,361 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 31 | $1,341 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 19 | $1,309 | dollars as filed | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 30 | $1,298 | dollars as filed | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 15 | $1,286 | dollars as filed | |
| MERCADOLIBREINC | 58733R102 | STOK | 1 | $1,268 | dollars as filed | |
| CANADIAN SOLAR INC | 136635109 | COM | 50 | $1,231 | dollars as filed | |
| BARNWELL INDS INC | 068221100 | COM | 454 | $1,196 | dollars as filed | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 44 | $1,181 | dollars as filed | |
| AMPHENOL CORP NEW | 032095101 | COM | 14 | $1,176 | dollars as filed | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 44 | $1,173 | dollars as filed | |
| Schwab US TIPS ETF | 808524870 | SHS | 23 | $1,161 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 31 | $1,149 | dollars as filed | |
| FISERV INC | 337738108 | COM | 10 | $1,130 | dollars as filed | |
| METHANEX CORP COM | 59151K108 | Stock | 25 | $1,126 | dollars as filed | |
| GAP INC COM | 364760108 | Stock | 105 | $1,116 | dollars as filed | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 17 | $1,099 | dollars as filed | |
| V F CORP COM | 918204108 | Stock | 62 | $1,096 | dollars as filed | |
| WESTERN DIGITAL CORP | 958102105 | COM | 24 | $1,095 | dollars as filed | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 79 | $1,084 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 24 | $1,051 | dollars as filed | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 7 | $1,051 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 28 | $1,036 | dollars as filed | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 50 | $1,028 | dollars as filed | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 40 | $1,016 | dollars as filed | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 93 | $967 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 112 | $920 | dollars as filed | |
| IPG PHOTONICS CORP | 44980X109 | COM | 9 | $914 | dollars as filed | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 15 | $904 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 20 | $894 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 100 | $891 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 36 | $889 | dollars as filed | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5 | $882 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 37 | $872 | dollars as filed | |
| LIMONEIRA CO | 532746104 | COM | 54 | $827 | dollars as filed | |
| TRUMP MEDIA & TECHNOLOGY | 25400Q105 | COM | 50 | $821 | dollars as filed | |
| INOGEN INC | 45780L104 | COM | 155 | $809 | dollars as filed | |
| KENVUE INC | 49177J102 | COM | 40 | $803 | dollars as filed | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 22 | $776 | dollars as filed | |
| PREMIER INC | 74051N102 | CL A | 36 | $774 | dollars as filed | |
| CAVAGROUPINC | 148929102 | STOK | 25 | $766 | dollars as filed | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 30 | $734 | dollars as filed | |
| UPSTARTHLDGSINC | 91680M107 | STOK | 25 | $714 | dollars as filed | |
| POOL CORP COM | 73278L105 | Stock | 2 | $712 | dollars as filed | |
| SUN CMNTYS INC COM | 866674104 | REIT | 6 | $710 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 30 | $699 | dollars as filed | |
| CVD EQUIP CORP | 126601103 | COM | 100 | $685 | dollars as filed | |
| ATAIBECKLEY INC | N0731H103 | Equity | 500 | $645 | dollars as filed | |
| FOOT LOCKER INC | 344849104 | COM | 37 | $642 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 14 | $638 | dollars as filed | |
| POWER REIT | 73933H101 | COM | 550 | $638 | dollars as filed | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 6 | $633 | dollars as filed | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 10 | $627 | dollars as filed | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 9 | $624 | dollars as filed | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 12 | $620 | dollars as filed | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 9 | $594 | dollars as filed | |
| PENNANT GROUP INC | 70805E109 | COM | 50 | $557 | dollars as filed | |
| PROFIRE ENERGY INC | 74316X101 | COM | 200 | $556 | dollars as filed | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 20 | $539 | dollars as filed | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 3 | $539 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 550 | $538 | dollars as filed | |
| ENVIVA INC | 29415B103 | COM | 67 | $500 | dollars as filed | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 16 | $482 | dollars as filed | |
| DUCKHORN PORTFOLIO INC | 26414D106 | COM | 42 | $431 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 3 | $412 | dollars as filed | |
| Evolv Technologies Hldngs In W Exp 07/16/202 | 30049H110 | SPAC Combination | 500 | $400 | dollars as filed | |
| ROLLINS INC COM | 775711104 | Stock | 10 | $373 | dollars as filed | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 16 | $363 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 18 | $296 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 111 | $286 | dollars as filed | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 5 | $282 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 192 | $273 | dollars as filed | |
| PINTEREST INC CL A | 72352L106 | Stock | 10 | $270 | dollars as filed | |
| PROG HOLDINGS INC | 74319R101 | COM NPV | 8 | $266 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3 | $260 | dollars as filed | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 92 | $258 | dollars as filed | |
| ZENTEK LTD | 98942X102 | COM | 200 | $251 | dollars as filed | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 10 | $247 | dollars as filed | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 5 | $245 | dollars as filed | |
| AXT INC | 00246W103 | COM | 100 | $240 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229722 | COM LBTY LIV S C | 7 | $225 | dollars as filed | |
| ROBLOX CORP CL A | 771049103 | Stock | 7 | $203 | dollars as filed | |
| SPHERE ENTERTAINMENT CO CL A | 55826T102 | Stock | 5 | $186 | dollars as filed | |
| NOVAVAX INC | 670002401 | COM NEW | 25 | $181 | dollars as filed | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 18 | $165 | dollars as filed | |
| MADISON SQUARE GARDEN ENTMT | 558256103 | COM CL A | 5 | $165 | dollars as filed | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1 | $157 | dollars as filed | |
| ATLANTA BRAVES HLDGS INC | 047726302 | COM SER C | 4 | $143 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3 | $136 | dollars as filed | |
| HYZON MOTORS INC | 44951Y102 | COM CL A | 100 | $125 | dollars as filed | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 30 | $119 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 150 | $117 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 6 | $113 | dollars as filed | |
| UNDER ARMOUR INC | 904311206 | CL C | 15 | $96 | dollars as filed | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 200 | $92 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 1,228 | $88 | dollars as filed | |
| ATYR PHARMA INC | 002120202 | COM NEW | 52 | $82 | dollars as filed | |
| AVANOS MED INC | 05350V106 | COM | 3 | $61 | dollars as filed | |
| FIRY INC | 83067L208 | COM | 10 | $51 | dollars as filed | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2 | $51 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 5 | $49 | dollars as filed | |
| AARONS CO INC | 00258W108 | COM | 4 | $42 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 5 | $25 | dollars as filed | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 1 | $25 | dollars as filed | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 2 | $16 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5 | $16 | dollars as filed | |
| BLINK CHARGING CO | 09354A100 | COM | 5 | $15 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 1 | $9 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 22 | $9 | dollars as filed | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 2 | $8 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 5 | $7 | dollars as filed | |
| CYPHERPUNK TECHNOLOGIES INC | 52187K200 | COM NEW | 4 | $6 | dollars as filed | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1 | $5 | dollars as filed | |
| PHARMACYTE BIOTECH INC | 71715X104 | COMMON STOCK | 2 | $4 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 7 | $3 | dollars as filed | |
| TITAN PHARMACEUTICALS INC DE | 888314606 | COMMON | 2 | $1 | dollars as filed | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 157,009 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 4,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ARDAGH GROUP S A | L0223L101 | COM | 64 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| ACERAGEN INC COM | 00445F109 | Stock | 294 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-23-014516 | this filing | 2023-10-25 | acceptance time not in the bulk data set |