13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2023-03-31, filed 2023-05-12, with 1,808 holding rows worth $107,832,450,612.
- Accession
- 0001415889-23-007862
- Filer
- CIK 1465109
- Filed
- 2023-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2023
A holdings report, 3,264 entries on the cover page, a total value of $107,832,450,612 stated on the cover page (in dollars after the unit check, H1), rows summing to $107,832,450,612 with VALUE read as dollars as filed, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNeuberger Berman Investment Advisers LLC028-17085
- included managerNeuberger Berman Asia Ltd028-16869
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
- included managerNeuberger Berman Canada ULC028-15258
- included managerNeuberger Berman Taiwan (SITE) Ltd028-22653
- included managerBNY Mellon Investment Adviser, Inc. 028-00127
- included managerBank of New York Mellon Corp 028-12592
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SONOCO PRODS CO | 835495102 | COM | 7,090 | $432,490 | dollars as filed | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,132 | $430,878 | dollars as filed | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 70,792 | $429,707 | dollars as filed | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,917 | $429,332 | dollars as filed | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,531 | $429,017 | dollars as filed | |
| AGNT INC | 30212W100 | COM | 33,797 | $428,884 | dollars as filed | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 12,783 | $424,101 | dollars as filed | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 6,587 | $421,320 | dollars as filed | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,496 | $421,268 | dollars as filed | |
| IMAX CORP | 45245E109 | COM | 21,687 | $415,957 | dollars as filed | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,703 | $414,038 | dollars as filed | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,998 | $413,626 | dollars as filed | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 29,457 | $412,103 | dollars as filed | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,292 | $410,520 | dollars as filed | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 10,105 | $408,343 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 9,288 | $407,372 | dollars as filed | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 10,397 | $399,245 | dollars as filed | |
| XPO INC COM | 983793100 | Stock | 12,506 | $398,941 | dollars as filed | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,039 | $397,441 | dollars as filed | |
| MARZETTI COMPANY | 513847103 | COM | 1,954 | $396,427 | dollars as filed | |
| TELADOC HEALTH INC | 87918A105 | COM | 15,142 | $392,177 | dollars as filed | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 11,294 | $392,128 | dollars as filed | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 10,260 | $391,624 | dollars as filed | |
| ABM INDS INC | 000957100 | COM | 8,691 | $390,577 | dollars as filed | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 5,833 | $389,236 | dollars as filed | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 7,116 | $387,964 | dollars as filed | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,058 | $386,859 | dollars as filed | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 8,849 | $386,444 | dollars as filed | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 112,500 | $384,750 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 10,663 | $384,521 | dollars as filed | |
| ROBINHOOD MKTS INC | 770700102 | COM | 39,465 | $383,205 | dollars as filed | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 12,540 | $376,579 | dollars as filed | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,804 | $374,335 | dollars as filed | |
| PERIMETER SOLUTIONS SA | L7579L106 | COMMON STOCK-FO | 46,270 | $373,862 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 3,767 | $372,292 | dollars as filed | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 4,491 | $370,609 | dollars as filed | |
| GATX CORP COM | 361448103 | Stock | 3,366 | $370,278 | dollars as filed | |
| ZIMVIE INC | 98888T107 | COM | 51,201 | $370,183 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 16,675 | $369,351 | dollars as filed | |
| UGI CORP NEW COM | 902681105 | Stock | 10,625 | $369,325 | dollars as filed | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,947 | $368,298 | dollars as filed | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 1,580 | $366,023 | dollars as filed | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 6,943 | $365,827 | dollars as filed | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 6,830 | $365,200 | dollars as filed | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 6,694 | $362,884 | dollars as filed | |
| SHOE STA GROUP INC | 824889109 | COM | 14,120 | $362,179 | dollars as filed | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,577 | $362,017 | dollars as filed | |
| PRICESMART INC COM | 741511109 | Stock | 5,036 | $359,973 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 30,000 | $359,100 | dollars as filed | |
| ACUITY INC COM | 00508Y102 | Stock | 1,960 | $358,151 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 7,229 | $357,330 | dollars as filed | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 8,890 | $356,045 | dollars as filed | |
| Leslie's Inc | 527064109 | Common Stock | 32,156 | $354,038 | dollars as filed | |
| NUTANIX INC CL A | 67059N108 | Stock | 13,620 | $353,984 | dollars as filed | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 10,228 | $353,173 | dollars as filed | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,873 | $350,326 | dollars as filed | |
| ONE GAS INC COM | 68235P108 | Stock | 4,393 | $348,057 | dollars as filed | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 4,493 | $347,202 | dollars as filed | |
| WERNER ENTERPRISES INC | 950755108 | COM | 7,625 | $346,861 | dollars as filed | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 9,830 | $344,345 | dollars as filed | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 19,343 | $343,919 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,769 | $341,283 | dollars as filed | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 10,939 | $341,187 | dollars as filed | |
| AVNET INC COM | 053807103 | Stock | 7,534 | $340,537 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1,559 | $337,383 | dollars as filed | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,430 | $336,865 | dollars as filed | |
| ROCKET LAB USA INC | 773122106 | COM | 83,116 | $335,789 | dollars as filed | |
| RAYONIER INC COM | 754907103 | REIT | 10,051 | $334,296 | dollars as filed | |
| GELESIS HLDGS INC | 36850R204 | COM | 2,045,264 | $332,764 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 27,819 | $331,602 | dollars as filed | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 2,813 | $329,655 | dollars as filed | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 24,459 | $328,974 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 10,472 | $327,879 | dollars as filed | |
| EHEALTH INC | 28238P109 | COM | 35,000 | $327,600 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,931 | $326,981 | dollars as filed | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 5,275 | $326,470 | dollars as filed | |
| F N B CORP | 302520101 | COM | 27,989 | $324,672 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 10,158 | $321,399 | dollars as filed | |
| BADGER METER INC COM | 056525108 | Stock | 2,633 | $320,754 | dollars as filed | |
| SLM CORP COM | 78442P106 | Stock | 25,605 | $317,246 | dollars as filed | |
| WOODSIDE ENERGY GROUP LTD SPONSORED ADR | 980228308 | ADR | 14,120 | $316,712 | dollars as filed | |
| CATHAY GEN BANCORP | 149150104 | COM | 9,158 | $316,118 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 14,052 | $315,749 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 10,231 | $315,422 | dollars as filed | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 11,624 | $315,359 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 39,158 | $314,830 | dollars as filed | |
| GAMESTOP CORP | 36467W109 | CL A | 13,595 | $312,957 | dollars as filed | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 12,008 | $312,448 | dollars as filed | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 800 | $311,614 | dollars as filed | put |
| ISHARES TR | 464287564 | SELECT US REIT | 5,536 | $307,469 | dollars as filed | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 8,004 | $306,233 | dollars as filed | |
| REPLIGEN CORP COM | 759916109 | Stock | 1,811 | $304,900 | dollars as filed | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 12,102 | $304,607 | dollars as filed | |
| SILVERCREST METALS INC | 828363101 | COM | 42,790 | $303,847 | dollars as filed | |
| INTEGER HLDGS CORP | 45826H109 | COM | 3,913 | $303,258 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 14,754 | $300,687 | dollars as filed | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 8,807 | $300,583 | dollars as filed | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 5,332 | $300,256 | dollars as filed | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 5,514 | $297,811 | dollars as filed | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 2,890 | $295,965 | dollars as filed | |
| VISTA ENERGY S.A.B. DE C.V. SPONSORED ADS | 92837L109 | ADR | 14,925 | $295,366 | dollars as filed | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 14,606 | $294,603 | dollars as filed | |
| SALISBURY BANCORP INC | 795226109 | COM | 12,200 | $294,020 | dollars as filed | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 15,400 | $293,706 | dollars as filed | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 5,412 | $293,060 | dollars as filed | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 4,031 | $292,449 | dollars as filed | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 5,243 | $291,825 | dollars as filed | |
| ADT INC DEL COM | 00090Q103 | Stock | 40,242 | $290,947 | dollars as filed | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,634 | $290,622 | dollars as filed | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,554 | $290,134 | dollars as filed | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 2,589 | $289,709 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 17,600 | $288,640 | dollars as filed | |
| SouthState Corp | 840441109 | Common Stock | 4,048 | $288,477 | dollars as filed | |
| ARCH RESOURCES INC | 03940R107 | CL A | 2,189 | $287,769 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 4,001 | $287,752 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 73,083 | $287,216 | dollars as filed | |
| KINROSS GOLD CORP | 496902404 | COM | 61,043 | $287,172 | dollars as filed | |
| LITHIA MTRS INC COM | 536797103 | Stock | 1,248 | $285,705 | dollars as filed | |
| DAILY JOURNAL CORP | 233912104 | COM | 1,000 | $284,960 | dollars as filed | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 20,643 | $283,635 | dollars as filed | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 4,321 | $283,545 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 25,193 | $282,417 | dollars as filed | |
| WAFD INC | 938824109 | COM | 9,319 | $280,696 | dollars as filed | |
| TERADATA CORP DEL | 88076W103 | COM | 6,922 | $278,818 | dollars as filed | |
| ISHARES TR | 464288372 | COM | 5,833 | $278,234 | dollars as filed | |
| LADDER CAP CORP CL A | 505743104 | REIT | 29,274 | $276,643 | dollars as filed | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 23,979 | $275,759 | dollars as filed | |
| TTEC HLDGS INC | 89854H102 | COM | 7,392 | $275,204 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 1,565 | $273,452 | dollars as filed | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 2,300 | $273,076 | dollars as filed | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 15,114 | $271,748 | dollars as filed | |
| ATLANTIC UN BANKSHARES CORP COM | 04911A107 | Stock | 7,749 | $271,616 | dollars as filed | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 4,333 | $271,376 | dollars as filed | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 4,000 | $271,040 | dollars as filed | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,461 | $270,301 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 12,569 | $268,725 | dollars as filed | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 4,344 | $268,719 | dollars as filed | |
| KNOWLES CORP COM | 49926D109 | Stock | 15,594 | $265,098 | dollars as filed | |
| T-Mobile US,Inc. | 872590104 | COM | 254 | $264,796 | dollars as filed | put |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,742 | $264,366 | dollars as filed | |
| SANMINA CORP COM | 801056102 | Stock | 4,328 | $263,965 | dollars as filed | |
| AGILON HEALTH INC | 00857U107 | COM | 11,103 | $263,696 | dollars as filed | |
| HOLLEY INC | 43538H103 | COMMON STOCK | 95,987 | $263,004 | dollars as filed | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 20,304 | $261,109 | dollars as filed | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 5,637 | $259,133 | dollars as filed | |
| HERTZ GLOBAL HLDGS INC | 42806J700 | COM NEW | 15,897 | $258,962 | dollars as filed | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 22,317 | $256,422 | dollars as filed | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 17,914 | $256,349 | dollars as filed | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 4,645 | $256,218 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 5,222 | $255,369 | dollars as filed | |
| WESTROCK CO | 96145D105 | COM | 8,367 | $254,943 | dollars as filed | |
| NATERA INC COM | 632307104 | Stock | 4,531 | $251,561 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 4,072 | $250,299 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 4,416 | $250,122 | dollars as filed | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,264 | $247,636 | dollars as filed | |
| INCYTE CORP COM | 45337C102 | Stock | 3,405 | $246,079 | dollars as filed | |
| OVINTIV INC | 69047Q102 | COM | 6,803 | $245,443 | dollars as filed | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 4,015 | $244,714 | dollars as filed | |
| VONTIER CORPORATION | 928881101 | COM | 8,933 | $244,235 | dollars as filed | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 250 | $243,455 | dollars as filed | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,319 | $242,038 | dollars as filed | put |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 15,134 | $241,991 | dollars as filed | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 16,156 | $241,209 | dollars as filed | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 8,971 | $239,975 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 3,424 | $239,406 | dollars as filed | |
| SILGAN HLDGS INC | 827048109 | COM | 4,455 | $239,100 | dollars as filed | |
| AZENTA INC | 114340102 | COM | 5,336 | $238,092 | dollars as filed | |
| ProShares UltraPro Short S&P 500 | 74347B110 | COM | 17,500 | $235,900 | dollars as filed | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,133 | $235,697 | dollars as filed | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 9,210 | $235,407 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 200 | $235,300 | dollars as filed | call |
| ALIGHT INC | 01626W101 | COM CL A | 25,529 | $235,122 | dollars as filed | |
| MOHAWK INDS INC | 608190104 | COM | 2,343 | $234,815 | dollars as filed | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,751 | $234,757 | dollars as filed | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,005 | $232,949 | dollars as filed | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 4,046 | $232,281 | dollars as filed | |
| AVISTA CORP COM | 05379B107 | Stock | 5,469 | $232,176 | dollars as filed | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,621 | $231,346 | dollars as filed | |
| CONCENTRIX CORP | 20602D101 | COM | 1,895 | $230,337 | dollars as filed | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,091 | $230,037 | dollars as filed | |
| SKECHERS U S A INC | 830566105 | CL A | 4,822 | $229,141 | dollars as filed | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,363 | $228,715 | dollars as filed | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1,838 | $228,031 | dollars as filed | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 5,535 | $227,544 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 26,754 | $226,071 | dollars as filed | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,546 | $224,927 | dollars as filed | |
| STRIDE INC | 86333M108 | COM | 5,712 | $224,196 | dollars as filed | |
| RAPID7 INC COM | 753422104 | Stock | 4,880 | $224,041 | dollars as filed | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 19,590 | $223,714 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 23,488 | $222,901 | dollars as filed | |
| STIFEL FINL CORP | 860630102 | COM | 3,770 | $222,769 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,750 | $222,583 | dollars as filed | |
| GIBRALTAR INDS INC | 374689107 | COM | 4,557 | $221,015 | dollars as filed | |
| YEXT INC | 98585N106 | COM | 22,730 | $218,435 | dollars as filed | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 6,183 | $217,643 | dollars as filed | |
| NVE CORP COM NEW | 629445206 | Stock | 2,616 | $217,102 | dollars as filed | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 10,800 | $216,432 | dollars as filed | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 5,550 | $214,785 | dollars as filed | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 7,513 | $213,745 | dollars as filed | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 2,670 | $213,600 | dollars as filed | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 2,018 | $212,678 | dollars as filed | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 5,717 | $212,443 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 6,060 | $211,979 | dollars as filed | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 7,930 | $211,255 | dollars as filed | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 5,668 | $210,152 | dollars as filed | |
| PVH CORPORATION COM | 693656100 | Stock | 2,314 | $206,316 | dollars as filed | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,066 | $206,151 | dollars as filed | |
| MASTEC INC COM | 576323109 | Stock | 2,174 | $205,313 | dollars as filed | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 10,519 | $205,121 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,549 | $204,517 | dollars as filed | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,801 | $204,193 | dollars as filed | |
| FLOWSERVE CORP | 34354P105 | COM | 5,986 | $203,518 | dollars as filed | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 18,330 | $202,916 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 4,054 | $202,659 | dollars as filed | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,423 | $202,310 | dollars as filed | |
| JOURNEY MED CORP | 48115J109 | COM | 128,829 | $202,262 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 12,405 | $201,829 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 24,988 | $199,904 | dollars as filed | |
| PLUG PWR INC | 72919P202 | COM NEW | 16,983 | $199,041 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 12,825 | $198,528 | dollars as filed | |
| SITE CENTERS CORP | 82981J109 | COM | 16,037 | $196,939 | dollars as filed | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 12,407 | $195,820 | dollars as filed | |
| CONCRETE PUMPING HOLDINGS IN | 206704108 | COMMON STOCK | 27,938 | $189,978 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 46,872 | $189,832 | dollars as filed | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,800 | $187,596 | dollars as filed | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 15,000 | $186,450 | dollars as filed | |
| LIGHTSPEED COMM INC NPV | 53229C107 | SUB VTG SHS | 11,959 | $181,592 | dollars as filed | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 13,029 | $180,972 | dollars as filed | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 13,930 | $179,407 | dollars as filed | |
| SSR MINING IN | 784730103 | COM | 11,794 | $178,128 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 28,192 | $177,046 | dollars as filed | |
| AUDIOCODES LTD | M15342104 | ORD | 11,730 | $176,888 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,670 | $170,293 | dollars as filed | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 20,123 | $167,826 | dollars as filed | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,925 | $166,950 | dollars as filed | |
| INTEVAC INC | 461148108 | COM | 22,400 | $164,192 | dollars as filed | |
| HERBALIFE LTD | G4412G101 | COM SHS | 10,103 | $162,658 | dollars as filed | |
| ARIS WATER SOLUTIONS INC | 04041L106 | CLASS A COM | 20,251 | $157,756 | dollars as filed | |
| IRIDEX CORP | 462684101 | COM | 75,850 | $153,976 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 71,360 | $152,710 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 19,187 | $152,537 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 11,841 | $149,433 | dollars as filed | |
| BURFORD CAPITAL LIMITED | G17977110 | ORD SHS | 12,445 | $137,642 | dollars as filed | |
| LIVEVOX HOLDING INC | 53838L118 | WTS | 402,900 | $136,986 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 18,822 | $131,754 | dollars as filed | |
| MACERICH CO | 554382101 | COM | 12,378 | $131,207 | dollars as filed | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 20,258 | $129,449 | dollars as filed | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 38,500 | $118,580 | dollars as filed | |
| AIRGAIN INC | 00938A104 | COM | 20,000 | $107,400 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 25,800 | $103,974 | dollars as filed | |
| ZUORA INC | 98983V106 | COMMON STOCK | 10,168 | $100,460 | dollars as filed | |
| MBIA INC | 55262C100 | COMMON STOCK | 10,615 | $98,295 | dollars as filed | |
| WHOLE EARTH BRANDS INC | 96684W126 | WARRANT | 1,202,983 | $98,197 | dollars as filed | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 26,266 | $96,921 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 17,800 | $87,932 | dollars as filed | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,576 | $84,608 | dollars as filed | |
| SBIG Holdings, Inc. | 85021Q108 | Common Stock | 123,328 | $82,926 | dollars as filed | |
| HECLA MNG CO | 422704106 | COM | 13,024 | $82,442 | dollars as filed | |
| PROPETRO HLDG CORP | 74347M108 | COM | 11,299 | $81,240 | dollars as filed | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 17,166 | $80,680 | dollars as filed | |
| HANESBRANDS INC | 410345102 | COM | 14,026 | $73,777 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,348 | $64,689 | dollars as filed | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 16,136 | $62,285 | dollars as filed | |
| GRAFTECH INTL LTD | 384313508 | COM | 12,462 | $60,563 | dollars as filed | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 87,056 | $57,622 | dollars as filed | |
| GLOBALSTAR INC | 378973408 | COM | 48,892 | $56,715 | dollars as filed | |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 20,251 | $53,665 | dollars as filed | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 16,918 | $47,709 | dollars as filed | |
| DECIBEL THERAPEUTICS INC | 24343R106 | COM | 15,661 | $47,296 | dollars as filed | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 12,091 | $44,616 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,754 | $43,131 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 13,356 | $38,065 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 10,869 | $35,107 | dollars as filed | |
| COGNITION THERAPEUTICS INC | 19243B102 | COM | 15,884 | $31,450 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 10,701 | $30,819 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 11,598 | $26,675 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 11,614 | $24,389 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 12,845 | $22,607 | dollars as filed | |
| GERON CORP | 374163103 | COM | 10,243 | $22,227 | dollars as filed | |
| ARES ACQUISITION CORPORATION | G33032122 | *W EXP 02/02/202 | 25,242 | $22,213 | dollars as filed | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 14,875 | $19,879 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 12,196 | $15,001 | dollars as filed | |
| BOXED INC | 103174108 | COM | 78,683 | $14,934 | dollars as filed | |
| ADIT EDTECH ACQUISITION CORP | 007024110 | *W EXP 99/99/999 | 157,761 | $12,621 | dollars as filed | |
| FAST ACQUISITION CORP II | 311874119 | *W EXP 03/16/202 | 28,397 | $9,808 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 12,668 | $9,586 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 10,150 | $9,237 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 12,274 | $9,151 | dollars as filed | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 33,384 | $8,586 | dollars as filed | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 67,530 | $8,421 | dollars as filed | |
| D-WAVE QUANTUM INC | 26740W117 | *W EXP 08/05/202 | 76,435 | $5,504 | dollars as filed | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 12,018 | $5,408 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 36,799 | $5,382 | dollars as filed | principal |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J114 | *W EXP 07/09/202 | 127,648 | $4,378 | dollars as filed | |
| SENIOR CONNECT ACQUISITN COR | 81723H116 | *W EXP 12/31/202 | 110,192 | $4,309 | dollars as filed | |
| SOCIAL LEVERAGE ACQUISN CORP | 83363K110 | WARR | 35,496 | $3,798 | dollars as filed | |
| INTERPRIVATE III FINANCIAL PAR | 46064r114 | WT | 33,655 | $3,197 | dollars as filed | |
| INTERPRIVATE IV INFRATECH PR | 46064T110 | *W EXP 03/05/202 | 33,655 | $3,029 | dollars as filed | |
| SILEXION THERAPEUTICS CORP WT EXP 081529 | G6S23K124 | Stock | 31,552 | $2,814 | dollars as filed | |
| VIRGIN ORBIT HOLDINGS INC | 92771A119 | *W EXP 99/99/999 | 53,014 | $2,502 | dollars as filed | |
| CHURCHILL CAPITAL CORP VII | 17144M110 | *W EXP 02/29/202 | 18,560 | $2,274 | dollars as filed | |
| INNOVID CORP | 457679116 | W EXP 11/30/202 | 23,664 | $2,011 | dollars as filed | |
| GETAROUND INC | 37427g119 | WT | 34,005 | $1,598 | dollars as filed | |
| FINSERV ACQUISITION CORP II | 31809Y111 | *W EXP 02/17/202 | 21,034 | $888 | dollars as filed | |
| EMBARK TECHNOLOGY INC | 29079J111 | W EXP 11/10/202 | 45,075 | $847 | dollars as filed | |
| SWITCHBACK II CORP | 09077j115 | WT | 24,183 | $725 | dollars as filed | |
| VIRGIN GROUP ACQUISITION CORP | 39957d110 | WT | 11,992 | $651 | dollars as filed | |
| OFFERPAD SOLUTIONS INC | 67623L117 | *W EXP 09/01/202 | 11,388 | $456 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-23-007862 | this filing | 2023-05-12 | acceptance time not in the bulk data set |